Twenty-five agents of the U.S. Securities and Exchange Commission invade Houston next week to conduct dozens of financial examinations of broker-dealers and investment advisors that either haven’t been audited in many years or, in many instances, ever. The SEC is launching a weeklong Houston initiative in an effort to raise the agency’s profile by holding open door educational seminars and meet-and-greet opportunities with senior SEC leaders, as well as conducting as many as 40 intensive in-person examinations.
Baylor Ranks No. 1 in July Bar Exam Results
Following the 97.52 percent pass rate was UT at 95.52 percent and SMU at 91.59 percent.
Reuters: Locke Lord in Merger Talks with Patton Boggs
The two firms issue written statements declining to comment on negotiations.
The Big Year: Starring Jeff Floyd
The Houston M&A lawyer has led three billion-dollar-plus energy deals in five weeks.
Home-Court Advantage: How the SEC’s Intention to Bring More Administrative Proceedings Could Affect You
(October 25) – Senior U.S. Securities and Exchange Commission officials said recently that the agency will increase its use of administrative law proceedings in lieu of federal district court actions. The SEC’s success rate before ALJs is statistically higher than in federal enforcement actions. Skeptics would point out that this is hardly surprising, given that the ALJs are employed by the SEC.
Former Federal Prosecutor McKenna: Healthcare Providers Need to be Vigilant
The new Haynes and Boone partner says executives and general counsels for healthcare companies need to heighten their corporate compliance efforts or they may find themselves in court against state and federal regulators.
Cantey Hanger’s Susan Smith Elected to Healthcare Board of Directors
© 2013 The Texas Lawbook. By Brooks Igo Staff Writer for The Texas Lawbook The North Texas Society for Healthcare Risk Management (NTSHRM) has elected Cantey Hanger associate Susan Smith
The Salvation Army Selected Haynes and Boone Partner Richard Martin to its Board
© 2013 The Texas Lawbook. By Brooks Igo Staff Writer for The Texas Lawbook The Salvation Army’s DFW Metroplex Command, its largest U.S. operation, has elected Haynes and Boone’s Richard
McDermott Names New Partners, One in Houston
© 2013 The Texas Lawbook. By Brooks Igo Staff Writer for The Texas Lawbook (October 24)–McDermott, Will & Emery associate John Low will be one of the 23 new partners
Frank and Debbie Branson: Partners in Life, the Law
(October 24) – For three decades, Frank and Debbie Branson have taken hundreds of catastrophic personal injury cases to trial, winning hundreds of millions of dollars in jury verdicts and settlements. Now they are expanding into large commercial litigation, including the representation of PlainsCapital Bank against Jackson Walker. He has sued Six Flags Over Texas for the death of a woman who fell to her death in July. But there is a lot more to their story.