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Corporate Deal Tracker: 2021 Capital Markets Master List

December 1, 2021 Allen Pusey

Below is a list of qualified CAPITAL MARKETS transactions reported to The Texas Lawbook. The list is organic. It is designed to grow as needed. So if you have deals that qualify or are missing, please send them to allen.pusey@texaslawbook.net or submit them to The Lawbook through our portal found HERE.

What qualifies: Capital Markets transactions that are led by, or include substantial contributions by a firm’s Texas offices. When in doubt, submit your deals. The contributions of Texas attorneys must coincide with any firm postings elsewhere (i.e. a “lead attorney” submitted to The Lawbook must be the same as the lead attorney listed on your website — we check).

DateCategoryIssue ValueIssuerBusiness SectorFirmClientClient TypeFirm LawyerFirm Lawyer#2
4/23/2021Private Offering650CEC Entertainment (Dallas ,TX , )ENTERTAINMENTAkin GumpC-E-C Entertainment (Chuck-E-Cheese)ISSUERDaniel Fisher (New York)Garrett DeVries (Dallas)
3/18/2021Public Offering2200Diamondback Energy (Midland ,TX , )ENERGY: OIL & GASAkin GumpDiamondback EnergyISSUERPreston Molay (Dallas)Alan Laves (Dallas)
4/20/2021Public Offering250Genesis Energy (Houston ,TX , )ENERGY: MIDSTREAMAkin GumpGenesis EnergyISSUERPatrick Hurley (Houston)Chris Centrich (Houston)
7/6/2021ATM OFFERING40Borr Drilling Ltd. (Hamilton , , Bermuda)ENERGY: THIRD PARTY SERVICESBaker BottsCitiGroup Global Markets, Inc.AgentsCatherine Gallagher (Washington) ()
11/29/2021Public Offering625Burlington Northern Santa Fe (Fort Worth ,TX , )TRANSPORTATIONBaker BottsInitital PurchasersINITIAL PURCHASERSCarina Antweil (Houston)Lakshmi Ramanathan (Houston)
3/29/2021PUBLIC DEBT OFFERING925Burlington Northern Santa Fe, LLC (Fort Worth ,TX , )TRANSPORTATIONBaker BottsCitiGroup Global Markets, Inc.UnderwriterCarina Antweil (Houston) ()
3/9/2021PUBLIC EQUITY OFFERING173.25Cactus, Inc. (Houston ,Tx , )MANUFACTURINGBaker BottsCactus, Inc.IssuerAdorys Velazquez (New York) ()
5/13/2021Private Offering1700CenterPoint Energy (Houston ,TX , )ENERGY: POWER & UTILITIESBaker BottsCenterPoint EnergyISSUERTim Taylor (Houston)Clint Rancher (Houston)
3/2/2021PUBLIC DEBT OFFERING1700CenterPoint Energy Resources Corp. (Houston ,TX , )ENERGY: MIDSTREAMBaker BottsCenterPoint Energy Resources Corp.IssuerPreston Taylor (Houston)Clint Rancher (Houston)
3/9/2021PRIVATE DEBT OFFERING925Clearway Energy Operating LLC (Princeton ,NJ , )ENERGY: RENEWABLE/STORAGE Baker BottsClearway Energy Operating LLCIssuerPreston Bernhisel (Dallas) ()
3/30/2021Private Placement in Common Units400Crestwood Equity Partners LP (Houston ,TX , )ENERGY: MIDSTREAMBaker BottsCitiGroup Global MarketsOther (please specify)Mollie Duckworth (Austin) ()
1/6/2021Private Placement700Crestwood Midstream Partners (Houston ,TX , )ENERGY: MIDSTREAMBaker BottsCrestwood Midstream PartnersISSUERPreston Duckworth (Austin)Justin Hoffman (Houston)
11/4/2021Public Offering400DCP Midstream (Denver ,CO , )ENERGY: MIDSTREAMBaker BottsJP Morgan, Mizuho Securities, RBC Capital Markets, et alUNDERWRITERJoshua Davidson (Houston)Carina Antweil (Houston)
1/20/2021IPO143.5Dream Finders Homes (Jacksonville ,FL , )CONSTRUCTIONBaker BottsDream Finders HomesISSUERPreston Taylor (Houston) ()
1/26/2021PUBLIC EQUITY OFFERING64.4DZS Inc. (Plano ,TX , )TELECOMMUNICATIONSBaker BottsDZS Inc.Principal (Buyer, Seller)Don McDermett (Dallas) ()
6/28/2021Public Offering1000Enbridge Inc. (Calgary ,ALB , Canada)ENERGY: MIDSTREAMBaker BottsUnderwritersUNDERWRITERJoshua Davidson (Houston)Natasha Khan (Houston)
3/17/2021Public Offering75Global Partners LP (Waltham ,MA , )ENERGY: DOWNSTREAMBaker BottsStifel, Nicolaus & Company, Incorporated and Morgan Stanley & Co. LLC.UNDERWRITERJosh Davidson (Houston)Justin Hoffman (Houston)
2/8/2021PRIVATE DEBT OFFERING235Great Western Petroleum, LLC (Denver ,CO , )ENERGY: OIL & GASBaker BottsInitial PurchasersOther (please specify)Josh Davidson (Houston)Dan Tristan (Houston)
12/16/2021PRIVATE DEBT OFFERING400Howard Midstream Energy Partners (San Antonio ,TX , )ENERGY: MIDSTREAMBaker BottsRBC Capital Markets, LLCUnderwriterJosh Davidson (Houston)Doug Getten (Houston)
8/26/2021ATM OFFERING100KNOT Offshore Partners LP (Aberdeen , , United Kingdom)Baker BottsKNOT Offshore Partners LPIssuerCatherine Gallagher (Washington) ()
6/14/2021Private Offering300LGI Homes (The Woodlands ,TX , )REAL ESTATEBaker BottsLGI HomesISSUERTim Taylor (Houston) ()
3/22/2021Repurchase300Liberty TripAdvisor Holdings, Inc. (Englewood ,CO , )TECHNOLOGY: TRAVELBaker BottsLiberty TripAdvisor Holdings, Inc.IssuerPreston Crispin (Dallas)Tamar Stanley (Washington)
12/17/2021PIPE73Nauticus Robotics, Inc. (Webster ,TX , )TECHNOLOGYBaker BottsTransocean Ltd.IssuerDoug Getten (Houston)Jim Marshall (Houston)
8/9/2021PUBLIC DEBT OFFERING1100NRG Energy, Inc. (Houston ,TX , United States)Baker BottsNRG Energy, Inc.IssuerPreston Bernhisel (Dallas) ()
10/27/2021IPO130Seaport Calibre Materials Acquisition Corp (New York ,NY , )FINANCE/BANKINGBaker BottsSeaport Global Securities; Chardan Capital Markets (Independent)UNDERWRITERTravis Wofford (Houston)David Getten (Houston)
3/26/2021PRIVATE DEBT OFFERING310Shelf Drilling Holdings, Ltd. (Dubai , , )ENERGY: THIRD PARTY SERVICEBaker BottsCREDIT SUISSE SECURITIES (USA) LLC Other (please specify)Jim Marshall (Houston) ()
3/3/2021PIPE30SHUAA Capital P.S.C. (Dubai , , UAE)FINANCEBaker BottsSHUAA Capital P.S.C.IssuerHaitham Hawashin (Dubai) ()
3/10/2021Exchange18.7Summit Midstream Partners (Houston ,TX , )ENERGY: MIDSTREAMBaker BottsSummit Midstream PartnersISSUERPreston Davidson (Houston)Clint Rancher (Houston)
10/19/2021Private Offering700Summit Midstream Partners (Houston ,TX , )ENERGY: MIDSTREAMBaker BottsSummit Midstream PartnersISSUERJoshua Davidson (Houston)Clint Rancher (Houston)
5/17/2021Private Placement500Sunnova Energy International (Houston ,TX , )ENERGY: RENEWABLE/STORAGE Baker BottsSunnova Energy InternationalISSUERJustin Hoffman (Houston)Travis Wofford (Houston)
6/14/2021Securitization319Sunnova Energy International (Houston ,TX , )ENERGY: RENEWABLE/STORAGE Baker BottsSunnova Energy InternationalISSUERTravis Wofford (Houston)Natasha Khan (Houston)
10/20/2021Securitization155.8Sunnova Energy International (Houston ,TX , )ENERGY: RENEWABLE/STORAGE Baker BottsSunnova Energy InternationalISSUERTravis Wofford (Houston) ()
7/22/2021Other (please specify)212Sunnova Energy International Inc. (Houston ,TX , United States)ENERGY: RENEWABLE/STORAGE Baker BottsSunnova Energy International Inc.IssuerTravis Wofford (Houston) ()
8/10/2021PRIVATE DEBT OFFERING400Sunnova Energy International Inc. (Houston ,TX , United States)ENERGY: RENEWABLE/STORAGE Baker BottsSunnova Energy International Inc. IssuerJustin Hoffman (Houston)Travis Wofford (Houston)
12/1/2021Public Offering1250Sysco Corporation (Houston ,TX , )FOOD & BEVERAGEBaker BottsBofA Securities, Goldman Sachs & Co. LLC, J.P. Morgan Securities, TD Securities and Wells Fargo Securities UNDERWRITERJustin Hoffman (Houston) ()
8/11/2021PUBLIC DEBT OFFERING500Tallgrass Energy Partners, LP (Leakwood ,KS , United States)Baker BottsTallgrass Energy Partners, LPIssuerMollie Duckworth (Austin)Justin Hoffman (Houston)
8/11/2021Refinancing500TransPerfect (New York ,NY , )BUSINESS SERVICESBaker BottsTransPerfectOTHERMartin Toulouse (New York)Lee Charles (New York)
11/18/2021Public Offering1450Valero Energy Corp (San Antonio ,TX , )ENERGY: OIL & GASBaker BottsValero Energy CorpISSUERTed Paris (Houston) ()
4/28/2021Private Offering950Waste Management Inc. (Houston ,TX , )WASTE MANAGEMENTBaker BottsWaste ManagementISSUERClint Rancher (Houston) ()
8/5/2021PUBLIC DEBT OFFERING1700Westlake Chemical Corporation (Houston ,TX , United States)Baker BottsWestlake Chemical CorporationIssuerTimothy Taylor (Houston)Carina Antweil (Houston)
9/24/2021PUBLIC DEBT OFFERING350Clearway Energy Operating LLC (Princeton ,NJ , )ENERGY: RENEWABLE/STORAGE Baker Botts L.L.P.Clearway Energy Operating LLCIssuerPreston Bernhisel (Dallas)Martin Toulouse (New York)
9/10/2021PRIVATE DEBT OFFERING325Cleco Power LLC (Pineville ,LA , )ENERGY: POWER & UTILITIESBaker Botts L.L.P.Cleco Power LLCIssuerTimothy Taylor (Houston) ()
8/27/2021Note Purchase35Essentium, Inc. (Pflugerville ,TX , )MANUFACTURINGBaker Botts L.L.P.HM INTERNATIONAL, LLCOther (please specify)Robert Wann (New York) ()
9/27/2021PRIVATE DEBT OFFERING550Helmerich & Payne, Inc. (Tulsa ,OK , )ENERGY: OIL FIELD/THIRD PARTYBaker Botts L.L.P.Helmerich & Payne, Inc.IssuerGrant Everett (Dallas) ()
5/20/2021PUBLIC DEBT OFFERING750Sysco Corporation (Houston ,TX , )FOOD & BEVERAGEBaker Botts L.L.P.BANK OF AMERICA SECURITIESOther (please specify)Justin Hoffman (Houston)Natasha Khan (Houston)
3/31/2021PUBLIC DEBT OFFERING400Arcosa, Inc. (Chicago ,IL , )CONSTRUCTIONBaker Botts LLPArcosa, Inc.IssuerPreston Crispin (Dallas) ()
2/25/2021PRIVATE DEBT OFFERING400Bristow Group Inc. (Houston ,TX , )ENERGY: OIL FIELD/THIRD PARTYBaker Botts LLPBristow Group Inc.IssuerPreston Ericksen (Houston)Rachael Lichman (Houston)
2/11/2021PUBLIC EQUITY OFFERING99.62Liberty Oilfield Services Inc. (Denver ,CO , )ENERGY: THIRD PARTY SERVICESBaker Botts LLPMorgan Stanley & Co., LLCUnderwriterJoshua Davidson (Houston) ()
8/11/2021ATM40SilverBow Resources (Houston ,TX , )Baker HostetlerJohnson & Rice; Truist SecuritiesISSUERMark Jones (Houston) ()
11/18/2021Bond Issue289City of Houston (Houston ,TX , )GOVERNMENTBracewellCity of Houston Airport SystemISSUERBarron Wallace (Houston)Victoria Ozimek (Austin)
11/10/2021Private Placement57CSI Compressco (Weatherford ,TX , )ENERGY: OIL FIELD/THIRD PARTYBracewellEvercoreFINANCIAL ADVISORWill Anderson (Houston) ()
5/10/2021RSA400.5Diamond Offshore Drilling (Houston ,TX , )ENERGY: OIL & GASBracewellWells FargoFINANCIAL ADVISORKay Day (Houston)William Wood (Houston)
6/13/2021Private Offering2100DT Midstream (Detroit ,MI , )ENERGY: MIDSTREAMBracewellDT MidstreamISSUERWilliam Anderson (Houston)Heather Brown (Houston)
2/11/2021Public Offering750Kinder Morgan (Houston ,TX , )ENERGY: MIDSTREAMBracewellKinder MorganISSUERPreston Harder (Houston)William Anderson (Houston)
11/9/2021Public Offering800Kinder Morgan (Houston ,TX , )ENERGY: MIDSTREAMBracewellKinder MorganISSUERTroy Harder (Houston)Will Anderson (Houston)
8/26/2021ATM OFFERING100KNOT Offshore Partners LP (Aberdeen , , United Kingdom)ENERGYBracewellEvercoreFINANCIAL ADVISORWill Anderson (Houston) ()
7/22/2021Bond Issue848North Texas Tollway Authority (Dallas ,TX , )TRANSPORTATIONBracewellNorth Texas Tollway AuthorityISSUERE. Steve Bolden (Dallas)William Mahomes (Dallas)
11/10/2021Public Offering1000Phillips 66 (Houston ,TX , )ENERGY: OIL & GASBracewellPhillips 66
ISSUERWill Anderson (Houston) ()
1/14/20212500Pioneer Natural Resources (Irving ,TX , )ENERGY: OIL & GASBracewellPioneer Natural ResourcesOTHERHeather Brown (Houston)Robin Miles (New York)
6/26/2021Bond Issue650PPL Electric Utilities Corp (Allentown ,PA , )ENERGY: POWER & UTILITIESBracewellPPL Electric Utilities CorpISSUERCatherine Hood (New York)Rebecca Keep (New York)
10/20/2021Bond Issue538Sanctuary LTC (Lewisville ,TX , )REAL ESTATEBracewellHilltop Securities and Truist SecuritiesUNDERWRITERJonathan Leatherberry (Dallas)Brock Bailey (Dallas)
9/28/2021Credit Facility1250Shenandoah Project (Houston ,TX , )ENERGY: OIL & GASBracewellBeacon Offshore Energy, Navitas Petroleum and Houston Energy Quantum.SPONSOR(S)Jason Fox (London)Dewey Gonsoulin (Houston)
4/29/2021Private Offering300Southern Natural Gas Co (Houston ,TX , )ENERGY: OIL & GASBracewellSouthern Natural Gas CoISSUERTroy Harder (Houston)William Anderson (Houston)
7/23/2021Bond Issue540Texas Children's Hospital (Houston ,TX , )HEALTHCAREBracewellTexas Children's HospitalISSUERJonathan Leatherberry (Houston)Todd Greenwalt (Houston)
1/11/2021Public Offering181.27Texas Medical Center (Houston ,TX , )HEALTHCAREBracewellTexas Medical CenterISSUERPreston Edwards (Houston)Todd Greenwalt (Houston)
3/8/2021PUBLIC DEBT OFFERING750Kinder Morgan, Inc. (Houston ,TX , )ENERGY: MIDSTREAMBracewell LLPKinder Morgan, Inc.IssuerPreston Harder (Houston)Will Anderson (Houston)
3/9/2021PRIVATE DEBT OFFERING125Woodforest Financial Group (The Woodlands ,TX , )FINANCEBracewell LLPWoodforest Financial GroupPrincipal (Buyer, Seller)Will Anderson (Houston)Josh McNulty (Houston)
2/26/2021IPO368Instil Bio (Dallas ,TX , )BIOTECHNOLOGYCooleyInstil Bio ISSUER () ()
10/21/2021IPO213.8Aris Water Solutions (Houston ,TX , )ENERGY: OIL FIELD/THIRD PARTYGibson Dunn & CrutcherAris Water SolutionsISSUERHillary Holmes (Houston)Andrew Fabens (New York)
9/23/2021IPO300Aris Water Solutions FKA Solaris Water Midstream (Houston ,TX , )ENERGY: MIDSTREAMGibson Dunn & CrutcherSolaris Water MidstreamISSUERHillary Holmes (Houston) ()
6/4/2021Exchange600Atlas Corp (Vancouver ,BC , Canada)ENERGY: OIL FIELD/THIRD PARTYGibson Dunn & CrutcherAtlas CorpISSUERDoug Rayburn (Dallas)Hillary Holmes (Houston)
10/1/2021Debt Issue600Atmos Energy (Dallas ,TX , )ENERGY: POWER & UTILITIESGibson Dunn & CrutcherAtmos Energy CorpISSUERRobyn Zolman (Denver) ()
6/9/2021ATM100Clean Energy Fuels (Dallas ,TX , )ENERGY: RENEWABLE/STORAGE Gibson Dunn & CrutcherGoldman SachsUNDERWRITERHillary Holmes (Houston) ()
3/4/2021Exchange984Comstock Resources (Frisco ,TX , )ENERGY: OIL & GASGibson Dunn & CrutcherComstock ResourcesISSUERPreston Rayburn (Dallas) ()
6/14/2021Private Placement965Comstock Resources (Frisco ,TX , )ENERGY: OIL & GASGibson Dunn & CrutcherPurchaserINITIAL PURCHASERSDoug Rayburn (Dallas)David Sinak (Dallas)
11/30/2021ATM300D.R. Horton Inc. (Arlington ,TX , )CONSTRUCTIONGibson Dunn & CrutcherD.R.Horton Inc.ISSUERRobyn Zolman (New York) ()
8/3/2021Private Offering650First American Financial (Santa Anna ,CA , )INSURANCEGibson Dunn & CrutcherFirst American Financial CorpISSUERDoug Rayburn (Dallas) ()
11/2/2021Public Offering600Kimberly Clark (Dallas ,TX , )MANUFACTURINGGibson Dunn & CrutcherKimberly Clark CorpISSUERAndrew Fabens (New York)Jeffrey Chapman (Dallas)
6/30/2021IPO250Macondray Capital Acquisition Corp I (Woodside ,CA , )FINANCEGibson Dunn & CrutcherMacondray Capital Acquisition Corp IISSUERGerry Spedale (Houston)Evan D'Amico (Washington)
11/8/2021Private Offering800Parkland Corp (Calgary , , Canada)ENERGY: DOWNSTREAMGibson Dunn & CrutcherJP Morgan SecuritiesINITIAL PURCHASERSDoug Rayburn (Dallas) ()
8/10/2021Private Offering400Penn Virginia Corp (Houston ,TX , )FINANCE/BANKINGGibson Dunn & CrutcherPenn Virginia CorpISSUERHillary Holmes (Houston)Shalla Pritchard (Houston)
1/14/2021Tender Offer2500Pioneer Natural Resources (Irving ,TX , )ENERGY: OIL & GASGibson Dunn & CrutcherPioneer Natural ResourcesISSUERPreston Rayburn (Dallas) ()
11/8/2021IPO11900Rivian Automotive (Irvine ,CA , )AUTOMOTIVEGibson Dunn & CrutcherGlobal OryxSHAREHOLDERStephen Olson (Houston)Hillary Holmes (Houston)
12/20/2021Private Offering40Rock Tech Lithium (Vancouver ,BC , Canada)MININGGibson Dunn & CrutcherEvercorePLACEMENT AGENTSHilary Holmes (Houston)Chris Haynes (Houston)
8/11/2021ATM40SilverBow Resources (Houston ,TX , )Gibson Dunn & CrutcherSilverBow ResourcesISSUERHillary Holmes (Houston) ()
6/9/2021Private Offering400SM Energy (Denver ,CO , )ENERGY: OIL & GASGibson Dunn & CrutcherSM EnergyISSUERDoug Rayburn (Dallas) ()
3/24/2021Private Placement400Solaris Midstream Holdings (Midland ,TX , )ENERGY: RENEWABLE/STORAGE Gibson Dunn & CrutcherSolaris Midstream HoldingsISSUERPreston Holmes (Houston)Doug Rayburn (Dallas)
1/19/2021Public Offering1000Targa Resources (Houston ,TX , )ENERGY: MIDSTREAMGibson Dunn & CrutcherUnderwritersUNDERWRITERDoug Rayburn (Dallas) ()
12/1/2021Private Placement1450Tenet Healthcare Corp (Dallas ,TX , )HEALTHCAREGibson Dunn & CrutcherTenet Healthcare CorpISSUERAndrew Fabens (New York) ()
1/27/2021IPO400TLG Acquisition One Corp (West Palm Beach ,FL , )FINANCEGibson Dunn & CrutcherTLG Acquisition One CorpISSUERPreston Spedale (Houston) ()
11/23/2021Private Placement100Universal Insurance Holdings Inc. (Fort Lauderdale ,FL , )INSURANCEGibson Dunn & CrutcherUniversal Insurance Holdings Inc.ISSUERGerry Spedale (Houston)Thomas Kim (Washington, D.C.)
4/28/2021Private Offering950Waste Management Inc. (Houston ,TX , )WASTE MANAGEMENTGibson Dunn & CrutcherCredit Suisse Securities, Goldman Sachs & Co. and Wells Fargo SecuritiesUNDERWRITERHillary Holmes (Houston)Jim Moloney ()
3/22/2021Secondary Offering173.5Western Midstream Partners ( The Woodlands ,TX , )ENERGY: MIDSTREAMGibson Dunn & CrutcherBofA SecuritiesUNDERWRITERHillary Holmes (Houston) ()
9/9/2021Tender Offer500Western Midstream Partners ( The Woodlands ,TX , )ENERGY: MIDSTREAMGibson Dunn & CrutcherMUFG Securities, TD SecuritiesDEAL MANAGERHillary Holmes (Houston) ()
10/19/2021IPO115SportsMap Tech Acquisition Corp (Houston ,TX , )FINANCE/BANKINGGray ReedSportsMapSPONSOR(S)Nancy Bostic (Houston)David Earhart (Dallas)
2/16/2021PUBLIC EQUITY OFFERING41.8AYRO, Inc. (Round Rock (Austin) ,TX , )TRANSPORTATIONHaynes and Boone LLPAYRO, Inc.IssuerPreston Fry (Dallas, TX)Rick Werner (New York, NY)
1/19/2021PUBLIC DEBT OFFERING650Commercial Metals Company (Irving ,TX , )ENERGY: MININGHaynes and Boone LLPCommercial Metals CompanyIssuerPreston Wisinski (Dallas, TX)Rosebud Nau (Dallas, TX)
3/18/2021PUBLIC EQUITY OFFERING61.7Construction Partners, Inc. (Dothan ,AL , )CONSTRUCTIONHaynes and Boone LLPConstruction Partners, Inc.IssuerPreston Samuel (Dallas, TX)Rachel Hurt O'Donnell (Dallas, TX)
3/9/2021IPO90Gold Royalty Corp. (Vancouver, BC ,n/a , )ENERGY: OIL & GASHaynes and Boone LLPGold Royalty Corp.IssuerRick Werner (New York, NY)Dorothy Sluszka (New York, NY)
2/11/2021PUBLIC EQUITY OFFERING40Pulmatrix, Inc. (Lexington ,MA , )HEALTHCAREHaynes and Boone LLPPulmatrix, Inc.IssuerRick Werner (New York, NY) ()
2/12/2021PUBLIC EQUITY OFFERING31.6Sanara MedTech Inc. (Ft. Worth ,TX , )HEALTHCARE: TECHNOLOGYHaynes and Boone LLPSanara MedTech Inc.IssuerPreston Fry (Dallas, TX) ()
8/5/2021PUBLIC EQUITY OFFERING4Paltalk, Inc. (New York ,NY , USA)Haynes and Boone,Paltalk, Inc.IssuerGregory (Greg) Samuel (Dallas) ()
9/15/2021IPO115WinVest Acquisition Corp. (Cambridge ,MA , )Haynes and Boone, LLPWinVest Acquisition Corp.IssuerMatt Fry (Dallas, TX) ()
6/30/2021Public Offering53.3ACRES Commercial Realty Corp (Westbury ,NY , )REAL ESTATEHunton Andrews KurthACRES Commercial Realty CorpISSUERJames Davidson (Richmond)Rob Smith (Washington D.C.)
8/16/2021Public Offering/Follow On150ACRES Commercial Realty Corp (Westbury ,NY , )Real EstateHunton Andrews KurthRaymond James & Associates, Inc.UnderwriterJames Davidson (Richmond) ()
6/30/2021Public Offering/Follow On53.267ACRES Commercial Realty Corp (Westbury ,NY , )Real EstateHunton Andrews KurthRAYMOND JAMES & ASSOCIATES, INC.UnderwriterJames Davidson (Richmond) ()
10/4/2021ATM0ACRES Commercial Realty Corp (Westbury ,NY , )Hunton Andrews KurthUnderwriterJames Davidson (Richmond) ()
5/6/2021Public Offering/Follow On450AEP Texas Inc. (Houston ,TX , )EnergyHunton Andrews KurthCIBC World Markets Inc.
Scotia Capital (USA) Inc.
MUFG Securities Americas Inc.
TD Securities (USA) LLC
UnderwriterSteven Friend (New York) ()
8/2/2021Private Offering450AEP Transmission Co. (Houston ,TX , )ENERGY: POWER & UTILITIESHunton Andrews KurthAEP TransmissionISSUERSteven Friend (New York) ()
8/4/2021Public Offering/Follow On450AEP Transmission Company, LLC (Columbus ,OH , )EnergyHunton Andrews KurthMizuho Securities USA Inc.
Goldman, Sachs & Co.
Citigroup Global Markets Inc.
BNY Mellon Capital Markets, LLC
UnderwriterSteven Friend (New York) ()
5/26/2021ATM55AG Mortgage Investment Trust, Inc. ( , , )Real EstateHunton Andrews KurthAG Mortgage Investment Trust, Inc.IssuerJaems Davidson (Richmond) ()
2/22/2021ATM500AGREE REALTY CORPORATION ( , , )Real EstateHunton Andrews KurthRobert W. Baird & Co., et al
UnderwriterDavid Wright (Richmond) ()
11/18/2021Public Offering/Follow On700Alabama Power Company ( , , )EnergyHunton Andrews KurthTruist Securities, Inc.
Citigroup Global Markets Inc.
Mizuho Securities USA Inc.
Wells Fargo Securities, LLC
PNC Capital Markets LLC
UnderwriterSteven Friend (New York) ()
6/7/2021Shelf Offering57.316Alpine Income Property Trust, Inc. ( , , )Real EstateHunton Andrews KurthRaymond James & Associates, Inc.UnderwriterJames Davidson (Richmond) ()
11/12/2021Public Offering/Follow On10.476American Electric Power Company, Inc. ( , , )Technology & TelecommHunton Andrews KurthLadenburg Thalmann & Co., Inc.UnderwriterPhil Haines (Houston) ()
3/11/2021Public Offering/Follow On400APPALACHIAN POWER COMPANY ( , , )EnergyHunton Andrews KurthUS BANCORP INVESTMENTS, INC.
J.P. Morgan Securities Inc.
Barclays Capital, Inc. (New York)
KEYBANC CAPITAL MARKETS INC.
Underwriter () ()
3/17/2021Public Offering/Follow On100APPALACHIAN POWER COMPANY ( , , )EnergyHunton Andrews KurthJ.P. Morgan Securities Inc.UnderwriterBud Ellis (New York) ()
6/2/2021Public Offering230Arbor Realty Trust (New York ,NY , )REAL ESTATEHunton Andrews KurthRaymond James & AssociatesUNDERWRITERJames Davidson (Richmond) ()
6/2/2021Public Offering/Follow On230Arbor Realty Trust, Inc. (New York ,NY , )Real EstateHunton Andrews KurthRaymond James & Associates, Inc.UnderwriterJames Davidson (Richmond) ()
6/29/2021Private Offering25Bancorp 34 Inc ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter Weinstock (Dallas) ()
10/21/2021Private Offering12.3Broadway Financial Corporation ( , , )Financial Services and InstitutionsHunton Andrews KurthBroadway Financial CorporationIssuerHeather Estep (Washington) ()
1/12/2021ATM157.92Capstead Mortgage Corporation ( , , )Real EstateHunton Andrews KurthCapstead Mortgage CorporationIssuerRyan Barbour (Dallas) ()
10/13/2021Private Offering10CapTex Bancshares, Inc. ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter Weinstock (Dallas) ()
5/13/2021Private Offering1700CenterPoint Energy (Houston ,TX , )ENERGY: POWER & UTILITIESHunton Andrews KurthBofA Securities, et alUNDERWRITERPete O'Brien (New York)Adam O'Brian (New York)
3/11/2021Shelf Offering1100CenterPoint Energy Houston Electric, LLC (Houston ,TX , )EnergyHunton Andrews KurthTruist Securities et alUnderwriter () ()
3/2/2021Shelf Offering1700CenterPoint Energy Resources Corp. (Houston ,TX , )EnergyHunton Andrews KurthUS BANCORP INVESTMENTS, INC.
J.P. Morgan Securities Inc.
MUFG Securities Americas Inc.
Wells Fargo Securities, LLC
Underwriter () ()
5/13/2021Shelf Offering1700Centerpoint Energy, Inc. (Houston ,TX , )EnergyHunton Andrews KurthBanc of America Securities LLC
MUFG Securities Americas Inc.
US Bancorp Piper Jaffray
PNC Capital Markets LLC
Mizuho Securities USA Inc.
UnderwriterPeter Obrien (New York) ()
1/5/2021ATM100CHATHAM LODGING TRUST ( , , )Real EstateHunton Andrews KurthCHATHAM LODGING TRUSTIssuerDavid Wright (Richmond) ()
9/3/2021Private Offering32.5ChoiceOne Financial Services ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterBeth Whitaker (Dallas) ()
7/12/2021Private Offering22Citizens Banking Corporation ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter Weinstock (Dallas) ()
9/10/2021Private Offering325Cleco Power LLC (Pineville ,LA , )EnergyHunton Andrews KurthCleco Power LLCUnderwriter, IssuerPeter O'Brien (New York) ()
12/7/2021Private Offering425CoBank, ACB ( , , )Financial Services and InstitutionsHunton Andrews KurthCoBank, ACBIssuerSteven Friend (New York) ()
4/15/2021Private Offering35Community Bank Corp (Park Ridge ,IL , )FINANCE/BANKINGHunton Andrews KurthUnderwriterUNDERWRITERPeter Weinstock (Dallas) ()
4/7/2021Private Offering33Community Bank Holdings of Texas ( , , )Financial Services and InstitutionsHunton Andrews KurthRaymond James & Associates, Inc.
Keefe, Bruyette & Woods, Inc.
UnderwriterBeth Whitaker (Dallas) ()
11/9/2021Private Offering683.567Confidential ( , , )Financial Services and InstitutionsHunton Andrews KurthSponsor Counsel, IssuerAngus Duncan (London) ()
6/15/2021Public Offering775.5Consolidated Ediison (New York ,NY , )ENERGY: POWER & UTILITIESHunton Andrews KurthBarclays CapitalUNDERWRITERMichael Fitzpatrick (New York)Christina Kwon (New York)
6/8/2021Shelf Offering1500CONSOLIDATED EDISON COMPANY OF NEW YORK, INC. (New York ,NY , )EnergyHunton Andrews KurthCIBC World Markets Inc.
Scotia Capital (USA) Inc.
KEYBANC CAPITAL MARKETS INC.
J.P. Morgan Securities Inc.
Barclays Capital, Inc. (New York)
MUFG Securities Americas Inc.
Banc of America Securities LLC
Wells Fargo Securities, LLC
Underwriter () ()
12/2/2021Shelf Offering0CONSOLIDATED EDISON COMPANY OF NEW YORK, INC. (New York ,NY , )EnergyHunton Andrews KurthCONSOLIDATED EDISON COMPANY OF NEW YORK, INC.Underwriter, IssuerMichael Fitzpatrick (New York) ()
6/18/2021Shelf Offering775.478Consolidated Edison, Inc. (New York ,NY , )EnergyHunton Andrews KurthBarclays CapitalUnderwriterMichael Fitzpatrick (New York) ()
4/30/2021ATM150CTO Realty Growth (Daytona Beach ,FL , )REAL ESTATEHunton Andrews KurthCTO Realty GrowthISSUERJames Davidson (Richmond) ()
6/28/2021Public Offering75CTO Realty Growth (Daytona Beach ,FL , )REAL ESTATEHunton Andrews KurthWells FargoUNDERWRITERJames Davidson (Richmond) ()
7/6/2021Public Offering/Follow On75CTO Realty Growth Inc (Daytona Beach ,FL , )Real EstateHunton Andrews KurthWells Fargo Securities, LLCUnderwriterJames Davidson (Richmond) ()
4/30/2021Private Offering150CTO Realty Growth, Inc. and Alpine Income Property Trust, Inc. (Daytona Beach ,FL , )Real EstateHunton Andrews KurthBMO CAPITAL MARKETS CORP.
B. Riley Securities, Inc.
Robert W. Baird & Co.
Wells Fargo Securities, LLC
Janney Montgomery Scott LLC
BMO Capital Markets
BTIG, LLC
Truist Securities, Inc.
UnderwriterJames Davidson (Richmond) ()
11/24/2021Shelf Offering280DTE Energy Company ( , , )EnergyHunton Andrews KurthDTE Energy CompanyIssuerKevin Felz (New York) ()
6/4/2021Private Offering3000Duke Energy (Charlotte ,NC , )ENERGY: POWER & UTILITIESHunton Andrews KurthDuke EnergyISSUERChristina Kwon (New York)Peter O'Brien (New York)
8/12/2021Public Offering650Duke Energy (Charlotte ,NC , )ENERGY: POWER & UTILITIESHunton Andrews KurthDuke EnergyISSUERPeter O'Brien (New York) ()
11/24/2021Securitization1006.837Duke Energy Carolinas NC Storm Funding LLC
Duke Energy Carolinas NC Storm Funding LLC (Charlotte ,NC , )
EnergyHunton Andrews KurthDuke Energy Carolinas NC Storm Funding LLC
Duke Energy Carolinas NC Storm Funding LLC
IssuerMichael Fitzpatrick (New York) ()
4/1/2021Shelf Offering1000Duke Energy Carolinas, LLC (Charlotte ,NC , )EnergyHunton Andrews KurthDuke Energy Carolinas, LLCIssuerChristina Kwon (New York) ()
6/10/2021Shelf Offering3000Duke Energy Corporation (Charlotte ,NC , )EnergyHunton Andrews KurthDuke Energy CorporationIssuerChristina Kwon (New York) ()
9/28/2021Shelf Offering500Duke Energy Corporation (Charlotte ,NC , )EnergyHunton Andrews KurthDuke Energy CorporationIssuerPeter O'Brien (New York) ()
12/2/2021Shelf Offering1150Duke Energy Florida, LLC (Charlotte ,NC , )EnergyHunton Andrews KurthDuke Energy Florida, LLCBond Counsel, IssuerChristina Kwon (New York) ()
8/12/2021Shelf Offering1100DUKE ENERGY PROGRESS, INC. (Charlotte ,NC , )EnergyHunton Andrews KurthDUKE ENERGY PROGRESS, INC.IssuerPeter Obrien (New York) ()
6/4/2021Private Placement750Emera (Halifax ,NSC , Canada)ENERGY: POWER & UTILITIESHunton Andrews KurthMorgan Stanley, Wells Fargo, et alUNDERWRITERPeter O'Brien (New York)Christine Kwon (New York)
6/4/2021Private Offering750Emera US Finance LP (Halifax ,NSC , Canada)EnergyHunton Andrews KurthMorgan Stanley & Co., LLC
Wells Fargo Securities, LLC
MUFG Securities Americas Inc.
J.P. Morgan Securities Inc.
Scotia Capital (USA) Inc.
RBC Capital Markets
UnderwriterChristina Kwon (New York) ()
6/14/2021Public Offering900Energy Transafer (Dallas ,TX , )ENERGY: MIDSTREAMHunton Andrews KurthJP Morgan, Mizuno SecuritiesUNDERWRITERJordan Hirsch (Houston) ()
6/15/2021Shelf Offering900Energy Transfer LP (Dallas ,TX , )EnergyHunton Andrews KurthMizuho Securities USA Inc.
J.P. Morgan Securities Inc.
PNC Capital Markets LLC
UnderwriterJordan Hirsch (Houston) ()
12/10/2021Secondary Offering765Energy Transfer LP (Dallas ,TX , )EnergyHunton Andrews KurthJ.P. Morgan Securities Inc.
Citigroup Global Markets Inc.
Morgan Stanley & Co., LLC
UnderwriterJordan Hirsch (Houstojn) ()
4/20/2021Private Offering500Evergy Missouri West Inc ( , , )EnergyHunton Andrews KurthEvergy Missouri West IncIssuerChristina Kwon (New York) ()
4/20/2021ATM7Evolve Transition Infrastructure LP ( , , )EnergyHunton Andrews KurthEvolve Transition Infrastructure LPIssuerPhil Haines (Houston) ()
4/30/2021Private Offering10First Citizens Bancshares Inc (Raleigh ,NC , )Financial Services and InstitutionsHunton Andrews KurthFirst Citizens Bancshares IncIssuerBrian Marek (Dallas) ()
4/30/2021Private Placement10First Citizens BancShares Inc. (Raleigh ,NC , )FINANCEHunton Andrews KurthFirst Citizens BancShares Inc.ISSUERBrian Marek (Dallas) ()
6/9/2021Private Offering142Florida Power & Light (Juno Beach ,FL , )ENERGY: POWER & UTILITIESHunton Andrews KurthJP Morgan, UBS, Morgan Stanley, RBC Capital MarketsUNDERWRITERStephen Friend (New York)Robert McNamara (New York)
11/18/2021Public Offering/Follow On1200FLORIDA POWER & LIGHT COMPANY (Juno Beach ,FL , )EnergyHunton Andrews KurthMizuho Securities USA Inc.
TD Securities (USA) LLC
Regions Securities, LLC
Banc of America Securities LLC
RBC Capital Markets
Fifth Third Securities, Inc.
Goldman, Sachs & Co.
Barclays Capital, Inc. (New York)
Citigroup Global Markets Inc.
KEYBANC CAPITAL MARKETS INC.
Wells Fargo Securities, LLC
BNY Mellon Capital Markets, LLC
PNC Capital Markets LLC
US Bancorp Piper Jaffray
Scotia Capital (USA) Inc.
UnderwriterSteven Friend (New York) ()
5/10/2021Public Offering/Follow On1000FLORIDA POWER & LIGHT COMPANY (Juno Beach ,FL , )EnergyHunton Andrews KurthBNY Mellon Capital Markets, LLC
PNC Capital Markets LLC
J.P. Morgan Securities Inc.
BNP PARIBAS, BNP PARIBAS SECURITIES CORP, BNP PARIBAS US WHOLESALE HOLDINGS, CORP AND SIEMENS FINANCIAL SERVICES, INC
UnderwriterSteven Friend (New York) ()
6/11/2021Public Offering/Follow On600FLORIDA POWER & LIGHT COMPANY (Juno Beach ,FL , )EnergyHunton Andrews KurthBarclays Capital, Inc. (New York)
Morgan Stanley & Co., LLC
Banc of America Securities LLC
J.P. Morgan Securities Inc.
PNC Capital Markets LLC
UnderwriterSteven Friend (New York) ()
6/15/2021Public Offering/Follow On142.092FLORIDA POWER & LIGHT COMPANY (Juno Beach ,FL , )EnergyHunton Andrews KurthJ.P. Morgan Securities Inc.
UBS INVESTMENT BANK
Morgan Stanley & Co., LLC
RBC Capital Markets
UnderwriterSteven Friend (Houston) ()
4/20/2021Public Offering250Genesis Energy (Houston ,TX , )ENERGY: MIDSTREAMHunton Andrews KurthBofA Securities, Wells Fargo, et alUNDERWRITERHenry Havre (Houston)Chris Adcock (Houston)
4/22/2021Public Offering250GENESIS ENERGY, L.P. (Houston ,TX , )EnergyHunton Andrews KurthBanc of America SecuritiesUnderwriterHenry Havre (Houston) ()
1/25/2021ATM62.469689Guggenheim Credit Allocation Fund ( , , )Financial Services and InstitutionsHunton Andrews KurthCantor FitzgeraldUnderwriterPhil Haines (Houston) ()
1/25/2021ATM159.724117Guggenheim Strategic Opportunities Fund ( , , )Financial Services and InstitutionsHunton Andrews KurthCantor FitzgeraldUnderwriterPhil Haines (Houston) ()
1/25/2021ATM88.896812Guggenheim Taxable Municipal Managed Duration Trust ( , , )Financial Services and InstitutionsHunton Andrews KurthCantor FitzgeraldUnderwriterPhil Haines (Houston) ()
2/12/2021Public Offering/Follow On35Hall of Fame Resort & Entertainment Company ( , , )Sports & Entertainment & MediaHunton Andrews KurthHall of Fame Resort & Entertainment CompanyIssuer () ()
10/1/2021Private Placement20InBankshares Corp (Denver ,CO , )FINANCE/BANKINGHunton Andrews KurthPerformance Trust Capital PartnersPLACEMENT AGENTSPeter Weinstock (Dallas) ()
10/1/2021Private Offering20InBankshares, Corp ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter Weinstock (Dallas) ()
4/29/2021Public Offering/Follow On450Indiana Michigan Power Company ( , , )EnergyHunton Andrews KurthTruist Securities, Inc.
Citigroup Global Markets Inc.
Mizuho Securities USA Inc.
RBC Capital Markets
UnderwriterSteven Friend (New York) ()
10/1/2021Tender Offer35Integrys Holding, Inc. ( , , )Financial Services and InstitutionsHunton Andrews KurthRaymond James & Associates, Inc.
Keefe, Bruyette & Woods, Inc.
IssuerPeter Weinstock (Dallas) ()
2/11/2021Public Offering750Kinder Morgan (Houston ,TX , )ENERGY: MIDSTREAMHunton Andrews KurthUnderwritersUNDERWRITERMichael O'Leary (Houston)Taylor Landry (Houston)
11/9/2021Public Offering800Kinder Morgan (Houston ,TX , )ENERGY: MIDSTREAMHunton Andrews KurthCredit Suisse, Mizhuo Securities, PNC Capital Markets and Wells Fargo SecuritiesUNDERWRITERMike O'Leary (Houston)Taylor Landry (Houston)
6/14/2021Private Offering50KLX Energy Services Holdings (Houston ,TX , )ENERGY: OIL FIELD/THIRD PARTYHunton Andrews KurthPiper SandlerUNDERWRITERMike O'Leary (Houston)Taylor Landry (Houston)
6/14/2021ATM50KLX Energy Services Holdings, Inc (Houston ,TX , )EnergyHunton Andrews KurthPiper Sandler & Co.UnderwriterTaylor Landry (Houston) ()
6/11/2021Private Offering15Lake Financial Corporation ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter
Weinstock (Dallas)
()
6/11/2021Private Offering15Lake Financial Corporation ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter Weinstock (Dallas) ()
6/4/2021Public Offering15Lincoln County Bancorp (Troy ,MO , )FINANCEHunton Andrews KurthLincoln County BancorpISSUERPeter Weinstock (Dallas)Beth Whitaker (Dallas)
6/4/2021Private Offering15Lincoln County Bancorp, Inc. (Troy ,MO , )Hunton Andrews KurthLincoln County Bancorp, Inc.IssuerPeter Weinstock (New York) ()
8/3/2021Private Offering7Linden Bancshares, Inc. (Linden ,TX , )Financial Services and InstitutionsHunton Andrews KurthLinden Bancshares, Inc.IssuerPeter Weinstock (Dallas) ()
11/10/2021Public Offering/Follow On6MIND Technology, Inc ( , , )EnergyHunton Andrews KurthUS Bancorp Piper Jaffray
RBC Capital Markets
Banc of America Securities LLC
UnderwriterSteven Friend (New York) ()
6/29/2021Private Offering525Mississippi Power Co (Gulfport ,MS , )ENERGY: POWER & UTILITIESHunton Andrews KurthBarclays Capital, Mizuho Securities USA Inc., RBC Capital Markets and Piper JaffrayUNDERWRITERSteven Friend (New York)Peter O'Brien (New York)
6/29/2021Public Offering/Follow On525Mississippi Power Company (Gulfport ,MS , )EnergyHunton Andrews KurthBarclays Capital
Mizuho Securities USA Inc.
RBC Capital Markets
US Bancorp Piper Jaffray
UnderwriterSteven Friend (New York) ()
9/24/2021Private Offering350New York State Electric & Gas Corporation ( , , )EnergyHunton Andrews KurthWells Fargo Securities, LLC
Citigroup Global Markets Inc.
Credit Agricole Securities (USA) Inc.
Underwriter, Initial PurchasersPeter O'Brien (New York) ()
8/13/2021IPO101.5547Newlake Capital Partners Inc. ( , , )Real EstateHunton Andrews KurthNewlake Capital Partners Inc.IssuerJames Davidson (Richmond) ()
8/10/2021Private Offering150NexBank Capital, Inc ( , , )Financial Services and InstitutionsHunton Andrews KurthNexBank Capital, IncIssuerCarleton Goss (Dallas) ()
3/31/2021ATM100NexPoint Real Estate Finance, Inc. (Dallas ,TX , )Real EstateHunton Andrews KurthRAYMOND JAMES & ASSOCIATES, INC.UnderwriterJames Davidson (Richmond) ()
4/20/2021Shelf Offering75NexPoint Real Estate Finance, Inc. (Dallas ,TX , )Hunton Andrews KurthRaymond James & Associates, Inc.Underwriter () ()
4/20/2021Shelf Offering75NexPoint Real Estate Finance, Inc. (Dallas ,TX , )Real EstateHunton Andrews KurthRaymond James & Associates, Inc.UnderwriterJames Davidson (Richmond) ()
12/20/2021Shelf Offering60NexPoint Real Estate Finance, Inc. (Dallas ,TX , )Real EstateHunton Andrews KurthRaymond James & Associates, Inc.UnderwriterJames Davidson (Richmond) ()
8/20/2021Public Offering/Follow On48.3NexPoint Real Estate Finance, Inc. (Dallas ,TX , )Real EstateHunton Andrews KurthUnderwriterJames Davidson (Richmond) ()
8/27/2021ATM50NextDecade ( , , )EnergyHunton Andrews KurthVirtu Americas LLCUnderwriterPhil Haines (Dallas) ()
3/17/2021Shelf Offering2500NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , )EnergyHunton Andrews KurthMizuho Securities USA Inc.
Banc of America Securities
Citigroup Global Markets Inc.
Morgan Stanley & Co., LLC
Wells Fargo Securities, LLC
Credit Suisse Securities (USA), LLC
Goldman, Sachs & Co.
Barclays Capital, Inc. (New York)
Scotia Capital (USA) Inc.
UnderwriterSteven Friend (New York) ()
12/13/2021Shelf Offering2500NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , )EnergyHunton Andrews KurthScotia Capital (USA) Inc.
Fifth Third Securities, Inc.
KEYBANC CAPITAL MARKETS INC.
Mizuho Securities USA Inc.
CIBC World Markets Corp.
Regions Securities, LLC
U.S. Bancorp Piper Jaffray
TD Securities (USA) LLC
MUFG Securities Americas Inc.
Credit Suisse Group
BMO CAPITAL MARKETS CORP.
Banc of America Securities LLC
J.P. Morgan Securities Inc.
BNY Mellon Capital Markets, LLC
Goldman, Sachs & Co.
PNC Capital Markets
SMBC Nikko Securities America, Inc.
SANTANDER BANK, N.A.
UnderwriterSteven Friend (New York) ()
6/8/2021Shelf Offering1500NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , )EnergyHunton Andrews KurthCitigroup Global Markets Inc.
Goldman, Sachs & Co.
Credit Suisse (USA), Inc.
Credit Agricole Securities (USA) Inc.
J.P. Morgan Securities Inc.
Barclays Capital
Scotia Capital (USA) Inc.
Wells Fargo Securities, LLC
RBC Capital Markets
Morgan Stanley & Co., LLC
Banc of America Securities
US Bancorp Piper Jaffray
BNP Paribas Securities Corp.
UnderwriterSteven Friend (New York) ()
11/3/2021Public Offering/Follow On800NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , )EnergyHunton Andrews KurthMorgan Stanley & Co., LLC
Citigroup Global Markets Inc.
BofA Securities, Inc.
UnderwriterPeter O'Brien (New York) ()
12/14/2021Shelf Offering600NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , )EnergyHunton Andrews KurthWells Fargo Securities, LLC
Barclays Capital, Inc. (New York)
Morgan Stanley & Co., LLC
Credit Agricole Securities (USA) Inc.
Citigroup Global Markets Inc.
RBC Capital Markets
BNP Paribas Securities Corp.
UnderwriterSteven Friend (New York) ()
6/17/2021Private Offering500NextEra Energy Partners, LP (Juno Beach ,FL , )EnergyHunton Andrews KurthMorgan Stanley & Co., LLCUnderwriterSteven Friend (New York) ()
8/11/2021Private Placement150NextPoint Bank Capital (Dallas ,TX , )FINANCE/BANKINGHunton Andrews KurthNextPoint Bank CapitalISSUERPeter Weinstock (Dallas)Carleton Goss (Dallas)
4/20/2021Private Placement75NexPoint Real Estate Finance (Dallas ,TX , )REAL ESTATEHunton Andrews KurthRaymond James & AssociatesUNDERWRITERJames Davidson (Richmond) ()
5/16/2021Private Offering725NGPL PipeCo (Houston ,TX , )ENERGY: MIDSTREAMHunton Andrews KurthNGPL PipeCoISSUERHenry Havre (Houston) ()
5/14/2021Private Offering725NGPL PipeCo LLC ( , , )EnergyHunton Andrews KurthNGPL PipeCo LLCIssuerHenry Havre (Houston) ()
3/30/2021Shelf Offering850Northern States Power Company (a Minnesota Corporation) ( , , )EnergyHunton Andrews KurthWells Fargo Securities, LLC
TD Securities (USA) LLC
MUFG Securities Americas Inc.
US BANCORP INVESTMENTS, INC.
PNC Capital Markets LLC
UnderwriterChristina Kwon (New York) ()
11/19/2021Public Offering/Follow On325NorthWestern Corporation (Sioux Falls ,SD , )EnergyHunton Andrews KurthJ.P. Morgan Securities Inc.
Banc of America Securities LLC
Wells Fargo Securities, LLC
UnderwriterChristina Kwon (New York) ()
4/23/2021ATM200NorthWestern Corporation (Sioux Falls ,SD , )EnergyHunton Andrews KurthBanc of America Securities LLC
J.P. Morgan Securities Inc.
Credit Suisse Securities (USA), LLC
CIBC World Markets Inc.
UnderwriterChristina Kwon (New York) ()
4/20/2021Private Offering200NorthWestern Energy Corp (Sioux Falls ,SD , )ENERGY: POWER & UTILITIESHunton Andrews KurthJP Morgan Securities et alINITIAL PURCHASERRobert McNamara (Houston) ()
11/16/2021Private Offering800Oncor Electric Delivery Company LLC ( , , )EnergyHunton Andrews KurthCitigroup Global Markets Inc.
RBC Capital Markets
UBS Investment Bank
J.P. Morgan Securities Inc.
Underwriter, Initial PurchasersMichael Fitzpatrick (New York) ()
3/11/2021Shelf Offering2500One Gas, Inc. ( , , )EnergyHunton Andrews KurthJ.P. Morgan Securities Inc.
Banc of America Securities LLC
Mizuho Securities USA Inc.
Underwriter () ()
6/3/2021Private Offering800Pacific Gas & Electric (San Francisco ,CA , )ENERGY: POWER & UTILITIESHunton Andrews KurthPacific Gas & ElectricISSUERKevin Felz (New York)Michael Fitzpatrick (New York)
3/11/2021Shelf Offering2400PACIFIC GAS & ELECTRIC COMPANY (San Francisco ,CA , )EnergyHunton Andrews KurthPACIFIC GAS & ELECTRIC COMPANYIssuerKevin Felz (New York) ()
6/3/2021Shelf Offering800Pacific Gas & Electric Company (San Francisco ,CA , )EnergyHunton Andrews KurthPacific Gas & Electric CompanyIssuerKevin Felz (New York) ()
11/15/2021Public Offering/Follow On750Pacific Gas & Electric Company (San Francisco ,CA , )EnergyHunton Andrews KurthMorgan Stanley & Co., LLC
TD Securities (USA) LLC
RBC Capital Markets
Truist Securities, Inc.
Banc of America Securities LLC
US Bancorp Piper Jaffray
Credit Suisse (USA), Inc.
Wells Fargo Securities, LLC
UnderwriterSteven Friend (New York) ()
2/26/2021Private Offering20Paducah Bank Shares, Inc. ( , , )Financial Services and InstitutionsHunton Andrews KurthPaducah Bank Shares, Inc.IssuerRyan Marek (Dallas) ()
8/17/2021Public Offering/Follow On57.5Perpetua Resources Corp ( , , )MiningHunton Andrews KurthB. Riley Securities, Inc.UnderwriterPhil Haines (Houston) ()
11/10/2021Bond Issue300PG & E (San Francisco ,CA , )ENERGY: POWER & UTILITIESHunton Andrews KurthPG&EISSUER () ()
4/16/2021Public Offering11PHX Minerals (Oklahoma City ,OK , )ENERGY: OIL & GASHunton Andrews KurthStifel, Nicolaus & CoUNDERWRITERPhil Haines (Houston)Richard Kronthal (New York)
4/16/2021Public Offering/Follow On11.434PHX Minerals Inc. (Oklahoma City ,OK , )EnergyHunton Andrews KurthStifel, Nicolaus & Company IncorporatedUnderwriterPhil Haines (Houston) ()
8/25/2021ATM7.89PHX Minerals Inc. (Oklahoma City ,OK , )EnergyHunton Andrews KurthStifel, Nicolaus & Company IncorporatedUnderwriterPhil Haines (Dallas) ()
3/11/2021Shelf Offering350Piedmont Natural Gas Company, Inc. ( , , )EnergyHunton Andrews KurthPiedmont Natural Gas Company, Inc.Issuer () ()
1/14/2021Public Offering/Follow On56.996875Postal Realty Trust, Inc. ( , , )Real EstateHunton Andrews KurthPostal Realty Trust, Inc.IssuerJames Davidson (Richmond) ()
7/14/2021Tender Offer2300PPL Capital Funding, Inc. ( , , )EnergyHunton Andrews KurthPPL Capital Funding, Inc.Underwriter, IssuerSteven Friend (New York) ()
6/26/2021Bond Issue650PPL Electric Utilities Corp (Allentown ,PA , )ENERGY: POWER & UTILITIESHunton Andrews KurthPNC Capital, BofA, et alISSUERAdan O'Brian (New York)Peter O'Brien (New York)
6/24/2021Shelf Offering650PPL Electric Utilities Corporation (Allentown ,PA , )EnergyHunton Andrews KurthPNC Capital Markets LLC
Banc of America Securities LLC
Citigroup Global Markets Inc.
Mizuho Securities USA Inc.
UnderwriterAdam Obrian () ()
5/23/2021Public Offering11Progressive Growth Corp (Gaylord ,MN , )FINANCEHunton Andrews KurthPerformance Trust CapitalUNDERWRITERPeter Weinstock (Dallas) ()
3/23/2021Private Offering11Progressive Growth Corp ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter Weinstock (New York) ()
8/13/2021Public Offering/Follow On800Public Service Company Of Oklahoma and American Electric Power Service Corporation ( , , )EnergyHunton Andrews KurthCredit Agricole Securities (USA) Inc.
KEYBANC CAPITAL MARKETS INC.
PNC Capital Markets LLC
Wells Fargo Securities, LLC
SMBC Nikko Securities America, Inc.
UnderwriterSteven Friend (New York) ()
6/14/2021Private Offering500Puget Energy, Inc. (Bellevue ,WA , )EnergyHunton Andrews KurthScotia Capital (USA) Inc.
U.S. BANCORP
Banc of America Securities
MUFG Securities Americas Inc.
Underwriter, Initial PurchasersChristina Kwon (New York) ()
9/15/2021Shelf Offering450Puget Sound Energy, Inc. (Bellevue ,WA , )EnergyHunton Andrews KurthMizuho Securities USA Inc.
Wells Fargo Securities, LLC
Barclays Capital
J.P. Morgan Securities Inc.
Underwriter, Initial PurchasersPeter O'Brien (New York) ()
7/13/2021Private Offering34.5Ramaco Resources (Lexington ,KY , )ENERGY: OIL & GASHunton Andrews KurthB. Riley Securities, et alUNDERWRITERPhil Haines (Houston)Taylor Landry (Houston)
7/13/2021Public Offering34.5Ramaco Resources, Inc. (Lexington ,KY , )MiningHunton Andrews KurthUnderwriterPhil Haines (Houston) ()
1/12/2021ATM75Scorpio Tankers, Inc. ( , , )Transportation
Energy
Hunton Andrews KurthB. Riley Securities, Inc.UnderwriterPhil Haines (Houston) ()
8/30/2021Private Offering7Security Bancshares, Inc. (Scott City ,KS , )FINANCE/BANKINGHunton Andrews KurthPerformance Trust Capital PartnersUNDERWRITERPeter Weinstock (Dallas) ()
8/30/2021Private Offering7SECURITY BANCSHARES, INC. (Scott City ,KS , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter Weinstock (Dallas) ()
12/16/2021Private Offering30South Atlantic Bancshares, Inc. ( , , )Financial Services and InstitutionsHunton Andrews KurthSouth Atlantic Bancshares, Inc.IssuerHeather Estep (Washington) ()
4/16/2021Private Offering30Southern Michigan Bancorp Inc ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter Weinstock (New York) ()
11/3/2021Public Offering/Follow On1300Southerwestern Electric Power Company (Spring ,TX , )EnergyHunton Andrews KurthSMBC Nikko Securities America, Inc.
J.P. Morgan Securities Inc.
BMO CAPITAL MARKETS CORP.
MUFG Securities Americas Inc.
UnderwriterSteven Friend (New York) ()
3/10/2021Public Offering/Follow On500Southwestern Electric Power Company (Spring ,TX , )EnergyHunton Andrews KurthSMBC Nikko Securities America, Inc.
J.P. Morgan Securities Inc.
Barclays Capital, Inc. (New York)
PNC Capital Markets LLC
Underwriter () ()
3/2/2021Shelf Offering250Southwestern Public Service Company (Spring ,TX , )EnergyHunton Andrews KurthBarclays Capital, Inc. (New York)
BMO Capital Markets
Underwriter () ()
6/17/2021Private Offering600Sun Communiities Operating (Southfield ,MI , )REAL ESTATEHunton Andrews KurthSun Communiities OperatingISSUERHenry Havre (Houston)Casey Shaw (Houston)
6/28/2021Shelf Offering600Sun Communities Operating LP ( , , )Real EstateHunton Andrews KurthSun Communities Operating LPProject Counsel, IssuerHenry Havre (Houston) ()
6/25/2021Private Offering25Texas State Bankshares, Inc. (Harlingen ,TX , )BankingHunton Andrews KurthTexas State Bankshares, Inc.IssuerJacque Kruppa (Dallas) ()
6/25/2021Private Offering25Texas State Bankshares, Inc. (Harlingen ,TX , )Hunton Andrews KurthTexas State Bankshares, Inc.IssuerBrian Marek (Dallas) ()
4/14/2021Private Offering35The Community Bank ( , , )Financial Services and InstitutionsHunton Andrews KurthUnderwriterPeter Weinstock (New York) ()
11/11/2021Public Offering600The Southern Company (Atlanta ,GA , )ENERGY: POWER & UTILITIESHunton Andrews KurthThe Southern Co.ISSUER () ()
9/16/2021Public Offering/Follow On1250The Southern Company (Atlanta ,GA , )EnergyHunton Andrews KurthGoldman, Sachs & Co.
U.S. Bancorp Piper Jaffray
Citigroup Global Markets Inc.
RBC Capital Markets
Barclays Capital, Inc. (New York)
J.P. Morgan Securities Inc.
Morgan Stanley & Co., LLC
UnderwriterSteven Friend (New York) ()
5/6/2021Public Offering/Follow On1000The Southern Company (Atlanta ,GA , )EnergyHunton Andrews KurthScotia Capital (USA) Inc.
Truist Securities, Inc.
Goldman, Sachs & Co.
Citigroup Global Markets Inc.
Mizuho Securities USA Inc.
MUFG Securities Americas Inc.
UnderwriterSteven Friend () ()
11/3/2021Public Offering/Follow On650The Southern Company (Atlanta ,GA , )EnergyHunton Andrews KurthJ.P. Morgan Securities Inc.
Goldman, Sachs & Co
Scotia Capital (USA) Inc.
Barclays Capital, Inc. (New York)
UnderwriterSteven Friend (New York) ()
7/27/2021IPO0U.S. CENTURY BANK ( , , )Financial Services and InstitutionsHunton Andrews KurthKeefe, Bruyette & Woods, Inc.UnderwriterBeth Whitaker (Dallas) ()
7/23/2021IPO40US Century Bank (Miami ,FL , )FINANCE/BANKINGHunton Andrews KurthKeefe Gruyette & WoodsUNDERWRITERBeth Whitaker (Dallas) ()
7/16/2021Private Offering35UTB Financial Holding Company (Dallas ,TX , )BankingHunton Andrews KurthUTB Financial Holding CompanyIssuerPeter Weinstock (Dallas) ()
7/16/2021Private Offering35UTB Financial Holding Company (San Antonio ,TX , )Hunton Andrews KurthUTB Financial Holding CompanyIssuerPeter Weinstock (Dallas) ()
10/28/2021Public Offering/Follow On178.55665XCEL ENERGY, INC. (Minneapolis ,MN , )EnergyHunton Andrews KurthBarclays Capital, Inc. (New York)UnderwriterBud Ellis (New York) ()
3/18/2021IPO400Accelerate Acquisition Corp
(Short Hills ,NJ , )
FINANCEKirkland & EllisAccelerate Acquisition Corp
ISSUERPreston Nagler (New York)Debbie Yee (Houston)
11/9/2021IPO150Arena Fortify Acquisition Corp (New York ,NY , )FINANCE/BANKINGKirkland & EllisArena Fortify Acquisition CorpISSUERJulian Seiguer (Houston) ()
11/10/2021IPO150Arena Fortify Acquisition Corp. (New York ,NY , )FINANCE/BANKINGKirkland & EllisArena Investors L.P.IssuerJulian Seiguer (Houston, TX) ()
10/21/2021IPO213.8Aris Water Solutions (Houston ,TX , )ENERGY: OIL FIELD/THIRD PARTYKirkland & EllisTrilantic North AmericaINVESTORJulian Seiguer (Houston) ()
12/1/2021PUBLIC DEBT OFFERING375Array Technologies, Inc. (Albuquerque ,NM , )ENERGY: RENEWABLE/STORAGE Kirkland & EllisArray Technologies, Inc.IssuerMichael Rigdon (Houston, TX) ()
1/20/2021IPO230Authentic Equity Acquisition Company (Rye ,NY , )CONSUMER PRODUCTSKirkland & EllisAuthentic Equity Acquisition CompanyISSUERPreston Nagler (New York)Debbie Yee (Houston)
10/5/2021Private Offering400Bonanza Creek Energy Inc. (Denver ,CO , )ENERGY: OIL & GASKirkland & EllisCivitas Resources (Bonanza Creek/Extraction Oil & Gas)ISSUERJulian Seiquer (Houston)Bryan Flannery (Houston)
11/2/2021IPO230BTIG, LLC (New York ,NY , )FINANCE/BANKINGKirkland & EllisOnyx Acquisition Co. I IssuerIeuan List (Houston, TX) ()
11/17/2021PUBLIC EQUITY OFFERING104.7Custom Truck One Source, LLC (Kansas City ,MO , )TRANSPORTATIONKirkland & EllisBlackstone, Inc.STOCKHOLDERSMatt Pacey (Houston, TX)Julian Seiguer (Houston)
5/24/2021Public Offering400Delek Logistics Partners (Brentwood ,TN , )ENERGY: DOWNSTREAMKirkland & EllisDelek Logistics PartnersISSUERMichael Rigdon (Houston)Sean Wheeler (Houston)
4/20/2021Private Offering700Encino Acquisition Partners (Hosuton ,TX , )ENERGY: OIL & GASKirkland & EllisEncino Acquisition PartnersISSUERMatt Pacey (Houston)Michael Rigdon (Houston)
11/18/2021PUBLIC EQUITY OFFERING231.5EQT Corporation (Pittsburgh ,PA , )ENERGY: MIDSTREAMKirkland & EllisEQT CorporationIssuerMatt Pacey (Houston, TX)Lanchi Huynh (Dallas)
10/20/2021IPO240ESGEN Acquisition Corp (Dallas ,TX , )FINANCE/BANKINGKirkland & EllisESGEN Acquisition CorpISSUERJulian Seiguer (Houston)Kevin Crews (Houston)
3/5/2021IPO222First Reserve Sustainable Growth Corp (Stamford ,CT , )FINANCEKirkland & EllisBarclays; Goldman SachsUNDERWRITERDebbie Yee (Houston)Matthew Pacey (Houston)
3/23/2021IPO200Glass Houses Acquisition Corp (Dallas ,TX , )FINANCEKirkland & EllisGlass Houses Acquisition CorpISSUERPreston Seiguer (Houston/Austin) ()
1/19/2021Private Offering700Indigo Natural Resources (Houston ,TX , )ENERGY: OIL & GASKirkland & EllisIndigo Natural ResourcesISSUERPreston Pacey (Houston)Brooks Antweil (Houston)
7/27/2021IPO250Instructure (Salt Lake City ,UT , )EDUCATIONKirkland & EllisInstructureISSUERBrad Reed (Chicago)Michael Keeley (Chicago)
6/24/2021Private Offering2170ITT (Stamford ,CT , )MANUFACTURINGKirkland & EllisJeffriesUNDERWRITERWill Bos (Houston)Andy Veit (Houston)
11/3/2021IPO260Juniper II Corp. (Chatham ,NC , )FINANCE/BANKINGKirkland & EllisJuniper II Corp.IssuerJulian Seiguer (Houston, TX) ()
3/22/2021IPO300Lead Edge Growth Opportunities Inc. (New York ,NY , )FINANCEKirkland & EllisLead Edge Growth Opportunities Inc.ISSUERPreston Nagler (New York)Debbie Yee (Houston)
11/5/2021IPO250New Providence Acquisition Corp. II (Austin ,TX , )FINANCE/BANKINGKirkland & EllisNew Providence Acquisition Corp. IIIssuerJulian Seiguer (Houston, TX) ()
6/16/2021Public Offering87.5Northern Oil & Gas (Minnetonka ,MN , )ENERGY: OIL & GASKirkland & EllisNorthern Oil & GasISSUERMatt Pacey (Houston)Bryan Flannery (Houston)
11/9/2021PUBLIC DEBT OFFERING200Northern Oil & Gas (MINNETONKA ,MN , )ENERGY: OIL & GASKirkland & EllisNorthern Oil & GasIssuerMatt Pacey (Houston, TX)Bryan Flannery (Houston)
11/17/2021PUBLIC EQUITY OFFERING200Northern Oil & Gas ( MINNETONKA ,MN , )ENERGY: OIL & GASKirkland & EllisNorthern Oil & GasIssuerBryan Flannery (Houston, TX) ()
5/17/2021IPO200Orion Biotech Opportunities Corp (New York ,NY , )FINANCEKirkland & EllisOrion Biotech Opportunities CorpISSUERDebbie Yee (Houston)Christian Nagler (New York)
7/20/2021IPO425.5Paycor HCM Inc. (Cincinnati ,OH , )TECHNOLOGYKirkland & EllisPaycor HCM Inc. and APAXISSUERBob Hayward (Chicago)Bob Goedert (Chicago)
3/11/2021IPO360Peridot Acquisition Corp II (Hosuton ,TX , )FINANCEKirkland & EllisPeridot Acquisition Corp IIISSUERPreston Yee (Houston)Cephas Sekhar (Houston)
3/10/2021IPO300Plum Acquisition I (San Francisco ,CA , )FINANCEKirkland & EllisPlum Acquisition IISSUER (New York) ()
1/13/2021IPO690Pontem Corp (New York ,NY , )FINANCEKirkland & EllisPontem CorpISSUERPreston Yee (Houston) ()
7/20/2021IPO240Portage Fintech Acaquisition Corp (Toronto , , Canada)FINANCE/BANKINGKirkland & EllisPortage Fintech Acaquisition CorpISSUERDebbie Yee (Houston) ()
2/10/2021IPO300Power & Digital Infrastructure Acquisition Corp (Chicago ,IL , )FINANCEKirkland & EllisPower & Digital Infrastructure Acquisition CorpISSUERPreston Yee (Houston)Lance Hancock (Houston)
12/9/2021IPO250Power & Digital Infrastructure II Corp. (Chicago ,IL , )TECHNOLOGYKirkland & EllisPower & Digital Infrastructure II Corp.IssuerDebbie Yee (Houston, TX)Lancce Hancock (Houston)
11/5/2021PUBLIC DEBT OFFERING325RailWorks Corp. (Deer Park ,TX , )TRANSPORTATIONKirkland & EllisBernhard Capital, LP IssuerJulian Seiguer (Houston, TX)Michael Rigdon (Houston)
6/15/2021IPO345Rice Acquisition Corp II (Carnegie ,PA , )FINANCEKirkland & EllisRice Acquisition Corp IIISSUERMatt Pacey (Houston)Lanchi Huynh (Dallas)
7/21/2021IPO1290Ryan Special Group (Chicago ,IL , )INSURANCEKirkland & EllisRyan SpeciialtyISSUERBob Hayward (Chicago)Bob Goedert (Chicago)
5/19/2021IPO200Skydeck Acquisition Corp (Providence ,RI , )FINANCEKirkland & EllisSkydeck Acquisition CorpISSUERChristian Nagler (New York)Sean Wheeler (Houston)
12/13/2021PUBLIC EQUITY OFFERING328Southwestern Energy Company (Spring ,TX , )ENERGY: OIL & GASKirkland & EllisSouthwestern Energy CompanyIssuerMatt Pacey (Houston)Anne Peetz (Houston)
3/8/2021Public Offering175Summit Midstream Partners (Houston ,TX , )ENERGY: MIDSTREAMKirkland & EllisSummit Midstream PartnersISSUERRohit Chaudhry (New York)Jared Joyce-Schleimer (New York)
12/14/2021IPO200Swiftmerge Acquisition Corp (Vancouver ,BC , Canada)FINANCE/BANKINGKirkland & EllisSwiftmerge Acquisition CorpISSUERMatt Pacey (Houston) ()
11/8/2021PUBLIC EQUITY OFFERING72.78Talos Energy Inc. (Houston ,TX , )ENERGY: OIL & GASKirkland & EllisTalos Energy Inc. IssuerJulian Seiguer (Houston, TX)Bryan Flannery (Houston)
11/2/2021IPO360Trine II Acquisition Corp. (New York ,NY , )FINANCE/BANKINGKirkland & EllisMorgan, Stanley & Co.UnderwriterSean Wheeler (Houston, TX) ()
3/10/2021IPO450Vector Acquisition II (San Francisco ,CA , )FINANCEKirkland & EllisVector Acquisition IIISSUERPreston Yee (Houston)Christian Nagler (Houston)
3/22/2021Public Offering280Vine Energy Inc. (Plano ,TX , )ENERGY: OIL & GASKirkland & EllisVine Energy Inc.ISSUERPreston Pacey (Houston)Michael Rigdon (Houston)
10/14/2021PUBLIC DEBT OFFERING500Weatherford International Ltd. (Houston ,TX , )ENERGY: OIL & GASKirkland & EllisMorgan, Stanley & Co.UnderwriterMatt Pacey (Houston, TX)Michael Rigdon (Houston)
8/9/2021IPO350Conyers Park III Acquisition Corp. (Naples ,FL , )FINANCE/BANKINGKirkland & Ellis LLPConyers Park III Acquisition Corp.IssuerJulian Seiguer (Houston) ()
2/3/2021PIPE30010X Capital Venture Acquisition Corp. ( , , USA)FINANCELatham & WatkinsMorgan Stanley & Co. IncorporatedPlacement AgentRyan Maierson (Houston) ()
7/8/2021IPO300Acropolis Infrastructure Acquisition Corp. (New York ,NY , )FINANCELatham & WatkinsCredit SuisseUNDERWRITERRyan Maierson (Houston) ()
1/5/2021Public Equity Offering 303.6AdaptHealth Corp. (Houston ,TX , USA)HEALTHLatham & WatkinsDeutsche Bank Securities, Inc.UnderwriterMarc Jaffe (New York) ()
1/4/2021PIPE Offering200Aeva, Inc.; InterPrivate Acquisition Corp. ( ,CA , USA)Latham & WatkinsAeva, Inc.IssuerRyan Maierson (Houston) ()
7/28/2021High Yield Debt Offering3140Allego Holding B.V. (Paris , , France)Latham & WatkinsCiti; Apollo Global SecuritiesPlacement AgentRyan Maierson (Houston) ()
1/11/2021Private Offering700Antero (Denver ,CO , )ENERGY: OIL & GASLatham & WatkinsAnteroISSUERPreston Dhesi (Houston) ()
5/17/2021Private Offering600Antero Resources Corp (Denver ,CO , )ENERGY: OIL & GASLatham & WatkinsUnderwritersUNDERWRITERNick Dhesi (Houston) ()
5/17/2021Senior notes offering600Antero Resources Corporation (Denver ,CO , USA)ENERGY: MIDSTREAMLatham & WatkinsJ.P. MorganInitial PurchaserNick Dhesi (Houston) ()
1/7/2021Direct Offering 120.73848Antero Resources Corporation (Denver ,CO , USA)ENERGY: MIDSTREAMLatham & WatkinsJ.P. MorganPlacement AgentNick Dhesi (Houston) ()
10/27/2021IPO200Anthemis Digital Acquisitions Corp I (New York ,NY , )FINANCE/BANKINGLatham & WatkinsAnthemis Digital Acquisitions Corp IISSUERMarc Jaffe (New York)Ryan Maierson (Houston)
2/23/2021ATM50Archrock, Inc. (Houston ,TX , USA)Latham & WatkinsArchrock, Inc.IssuerRyan Maierson (Houston)Nick Dhesi (Houston)
10/21/2021IPO229.45Aris Water Solutions, Inc. (Houston ,TX , USA)INDUSTRIAL SERVICESLatham & WatkinsGoldman Sachs & Co. LLCUnderwriterDavid Miller (Austin)Trevor Lavelle (Houston)
10/25/2021Debt Issue350Athabasca Oil Corp (Calgary , , Canada)ENERGY: OIL & GASLatham & WatkinsINITIAL PURCHASERSINITIAL PURCHASERSMichael Chambers (Houston)Trevor Lavelle (Houston)
7/22/2021SPAC IPO150Belong Acquisition Corp. (Philadelphia ,PA , USA)Latham & WatkinsWells Fargo Securities, LLCUnderwriterRyan Maierson (Houston) ()
9/9/2021Equity Offering345BigCommerce Holdings, Inc. (Austin ,TX , USA)Latham & WatkinsBigCommerce Holdings, Inc.IssuerSamer Zabaneh (Austin) ()
12/8/2021IPO250Brigade-M3 European Acquisition Corp. (New York ,NY , )Latham & WatkinsBrigade-M3 European Acquisition Corp.IssuerDavid Miller (Austin)Chris Horton (London)
2/25/2021Private Offering400Bristow Group (Houston ,TX , )ENERGY: OIL FIELD/THIRD PARTYLatham & WatkinsBristow GroupISSUERPreston Chambers (Houston)Trevor Lavelle (Houston)
3/15/2021Public Offering150Centennial Resource Development (Denver ,CO , )ENERGY: OIL & GASLatham & WatkinsCentennial Resource DevelopmentISSUERPreston Greer (Houston)Bill Finnegan (Houston)
4/15/2021PIPE Offering300Chardan Healthcare Acquisition 2 Corp. (MIdland ,TX , USA)Latham & WatkinsChardan Healthcare Acquisition 2 Corp.IssuerRyan Maierson (Houston) ()
1/22/2021PIPE Offering400Climate Change Crisis Real Impact I Acquisition Corporation ( , , USA)Latham & WatkinsCredit Suisse Securities (USA) LLCPlacement AgentRyan Maierson (Houston) ()
9/15/2021Private Offering400CNX Midstream Partner (Houston ,TX , )ENERGY: MIDSTREAMLatham & WatkinsCNX MidstreamISSUERDavid Miller (Houston) ()
1/27/2021Private Placement300Colgate Energy Partners III (Midland ,TX , )ENERGY: OIL & GASLatham & WatkinsVarious InvestorsINITIAL PURCHASERMichael Chambers (Houston)David Miller (Houston)
6/16/2021Private Placement500Colgate Energy Partners III (Midland ,TX , )ENERGY: OIL & GASLatham & WatkinsPurchasersINITIAL PURCHASERSMichael Chambers (Houston)David Miller (Houston)
4/13/2021Private Offering400CrownRock (Midland ,TX , )ENERGY: OIL & GASLatham & WatkinsVariousINITIAL PURCHASERMichael Chambers (Houston)David MIller (Houston)
6/23/2021Private Placement550CVR Partners (Sugar Land ,TX , )CHEMICALSLatham & WatkinsUndisclosedINITIAL PURCHASERSMichael Chambers (Houston)Trevor Lavelle (Houston)
3/18/2021Public Offering2200Diamondback Energy (Midland ,TX , )ENERGY: OIL & GASLatham & WatkinsGoldman Sachs, Credit Suisse Securities and J.P. Morgan SecuritiesUNDERWRITERMichael Chambers (Houston)David Miller (Houston)
3/22/2021IPO400Dragoneer Growth Opportunities Corp. III (San Francisco ,CA , USA)Latham & WatkinsCitigroup Global Markets Inc.UnderwriterRyan Maierson (Houston) ()
2/9/2021IPO345ECP Environmental Growth Opportunities (Dallas ,TX , )FINANCELatham & WatkinsECP Environmental Growth Opportunities ISSUERPreston Maierson (Houston)Andrea Schwartzman (Houston)
7/19/2021PIPE Offering75ECP Environmental Growth Opportunities Corp. (Summit ,NJ , USA)Latham & WatkinsECP Environmental Growth Opportunities Corp.IssuerRyan Maierson (Houston) ()
6/14/2021Public Offering900Energy Transafer (Dallas ,TX , )ENERGY: MIDSTREAMLatham & WatkinsEnergy TransferISSUERKevin Richardson (Houston)Bill Finnegan (Houston)
12/7/2021PUBLIC EQUITY OFFERING765Energy Transfer Partners, L.P. (Dallas ,TX , )Latham & WatkinsEnergy Transfer Partners, L.P.IssuerBill Finnegan (Houston)Kevin Richardson (Houston)
6/3/2021Public Equity Offering 224.0875Enviva Partners, LP (Bethesda ,MD , USA)ENERGY: MIDSTREAMLatham & WatkinsGoldman Sachs & Co. LLCUnderwriterMichael Chambers (Houston) ()
1/4/2021Private Debt Offering 1900EQM Midstream Partners, LP (Pittsburgh ,PA , USA)Latham & WatkinsEQM Midstream Partners, LPIssuerRyan Maierson (Houston) ()
1/4/2021Public Offering1900Equitrans Midstream (EQM) (Houston ,TX , )ENERGY: MIDSTREAMLatham & WatkinsEquitrans Midstream (EQM)IssuerPreston Maierson (Houston)Nick Dhesi (Houston)
11/29/2021IPO172.5Everest Consolidator Acquisition Corp (Newport Beach ,CA , )FINANCE/BANKINGLatham & WatkinsEverest Consolidator Acquisition CorpISSUERRyan Maierson (Houston) ()
2/1/2021PIPE Offering1240FAST Acquisition Corp. ( , , USA)Latham & WatkinsFertitta Entertainment Inc.TargetRyan Maierson (Houston)Nick Dhesi (Houston)
3/1/2021IPO287.5Flame Acquisition Corp (Houston ,TX , )FINANCELatham & WatkinsFlame Acquisition CorpISSUERPreston Maierson (Houston)Ben Winnett (Chicago)
9/15/2021Debt Offering600Florida Gas Transmission Company, LLC (Houston ,TX , USA)Latham & WatkinsFlorida Gas Transmission Company, LLCIssuerWilliam Finnegan (Houston) ()
10/20/2021IPO175Global Technology Acquisition Corp. (New York ,NY , USA)Latham & WatkinsGlobal Technology Acquisition Corp.IssuerRyan Maierson (Houstonn)Sagufa Hossain (New York)
2/8/2021PIPE Offering295Gores Holdings VI ( , , USA)Latham & WatkinsMatterport, Inc.TargetRyan Maierson (Houston)Thomas Brandt (Houston)
2/25/2021Exchange235Great Western Petroleum (Denver ,CO , )ENERGY: OIL & GASLatham & WatkinsGreat Western PetroleumISSUERPreston MIller (Houston)David Hammerman (New York)
1/14/2021IPO230Group Nine Acquisition Corp. ( , , USA)Latham & WatkinsGroup Nine Acquisition Corp.IssuerShagufa Hossain (New York)Ian Schuman (New York)
10/8/2021IPO200Hawks Acquisition Corp ( , , )FINANCE/BANKINGLatham & WatkinsBTIG and Mizuho SecuritiesUNDERWRITERRyan Maierson (Houston)Greg Rodgers (New York/Los Angeles)
3/1/2021IPO300Haymaker Acquisition Corp III (New York ,NY , )FINANCELatham & WatkinsHaymaker Acquisition Corp IIIISSUERMarc Jaffe (New York)Erika Weinberg (New York)
9/27/2021Private Offering550Helmerich & Payne, Inc. (Tulsa ,OK , )ENERGY: OIL FIELD/THIRD PARTYLatham & WatkinsInitial PurchasersINITIAL PURCHASERSRyan Maierson (Houston)David Miller (Austin)
3/10/2021Secondary Offering126Hess Midstream (Houston ,TX , )ENERGY: MIDSTREAMLatham & WatkinsHess MidstreamISSUERPreston Brandt (Houston) ()
10/5/2021Secondary Offering195Hess Midstream (Houston ,TX , )ENERGY: MIDSTREAMLatham & WatkinsGlobal Infrastructure PartnersSHAREHOLDERThomas Brandt (Houston) ()
8/2/2021High Yield Debt Offering750Hess Midstream Operations LP (Houston ,TX , USA)Latham & WatkinsHess Midstream Partners LPIssuerThomas: Brandt; Miller (Houston) ()
1/19/2021Private Offering700Indigo Natural Resources (Houston ,TX , )ENERGY: OIL & GASLatham & WatkinsInitial PurchasersINITIAL PURCHASERDavid Miller (Houston)Trevor Lavelle (Houston)
8/2/2021IPO200International Media Acquisition Corp (New York ,NY , )PUBLISHING/MEDIALatham & WatkinsChardan CapitalUNDERWRITERRyan Maierson (Houston)Rajiv Gupta (Singapore)
3/4/2021IPO287.5InterPrivate IV InfraTech Partners Inc. (New York ,NY , USA)Latham & WatkinsMorgan Stanley & Co. LLCUnderwriterRyan Maierson (Houston) ()
3/3/2021IPO345Khosla Ventures Acquisition Co. (Menlo Park ,CA , USA)Latham & WatkinsKhosla Ventures Acquisition Co.IssuerRyan Maierson (Houston) ()
3/23/2021IPO416.34412Khosla Ventures Acquisition Co. II (Menlo Park ,CA , USA)Latham & WatkinsKhosla Ventures Acquisition Co. IIIssuerRyan Maierson (Houston) ()
7/6/2021PIPE Offering270Khosla Ventures Acquisition Co. II (Menlo Park ,CA , USA)Latham & WatkinsKhosla Ventures Acquisition Co. IIIssuerRyan Maierson (Houston)Brian Paulson (San Francisco)
3/23/2021IPO563.30222Khosla Ventures Acquisition Co. III (Menlo Park ,CA , USA)Latham & WatkinsKhosla Ventures Acquisition Co. IIIIssuerRyan Maierson (Houston) ()
5/6/2021PIPE Offering200LifeSci Acquisition II Corp. (New York ,NY , USA)Latham & WatkinsLifeSci Acquisition II Corp.IssuerRyan Maierson (Houston) ()
3/2/2021Public Equity Offering 205.275Magnolia Oil & Gas Corporation (Houston ,DE , USA)ENERGYLatham & WatkinsCredit SuisseUnderwriterMichael Chambers (Houston) ()
9/23/2021Equity Offering124.125Magnolia Oil & Gas Corporation (Houston ,TX , USA)ENERGYLatham & WatkinsJ.P. Morgan Securities LLCUnderwriterMichael Chambers (Austin) ()
1/19/2021Private Offering600MEG Energy (Calgary ,ALB , Canada)ENERGY: OIL & GASLatham & WatkinsMEG EnergyISSUERPreston Miller (Houston)Trevor Lavalle (Houston)
12/14/2021Debt Issue550Navios Maritime Holdings (Pireas , , Greece)TRANSPORTATIONLatham & WatkinsNavios Maritime Holdings Inc.COMMITTEENick Dhesi (Houston)Matthew Jones (Houston)
8/3/2021PIPE Offering300NewHold Investment Corp. ( , , USA)Latham & WatkinsNewHold Investment Corp.IssuerRyan Maierson (Houston) ()
6/16/2021Public Offering87.5Northern Oil & Gas (Minnetonka ,MN , )ENERGY: OIL & GASLatham & WatkinsWells FargoUNDERWRITERMichael Chambers (Houston)John Greer (Houston)
2/8/2021Senior notes offering550Northern Oil & Gas, Inc. ( MINNETONKA ,MN , USA)ENERGYLatham & WatkinsBofA Securities, Inc.Initial PurchaserJohn Greer (Houston)Michael Chambers (Houston)
2/3/2021Consent Solicitation272.1Northern Oil & Gas, Inc. ( MINNETONKA ,MN , USA)ENERGYLatham & WatkinsBofA SecuritiesDealer ManagerMichael Chambers (Houston)John Greer (Houston)
2/4/2021Stock Offering140.15625Northern Oil & Gas, Inc. ( MINNETONKA ,MN , USA)ENERGYLatham & WatkinsBofA Securities, Inc.UnderwriterJohn Greer (Houston)Michael Chambers (Houston)
7/19/2021PIPE Offering80.425Omnichannel Acquisition Corp. (Summit ,NJ , USA)Latham & WatkinsOmnichannel Acquisition Corp.IssuerJohn Greer (New York) ()
1/31/2021PIPE Offering142.5Otonomo Technologies Ltd. ( , , Israel)Latham & WatkinsOtonomo Technologies Ltd.IssuerRyan Maierson (Houston)John Greer (Houston)
3/16/2021Private Offering80Par Pacific Holdings (Hosuton ,TX , )ENERGY: OIL & GASLatham & WatkinsJP Morgan Securities et alUNDERWRITERTrevor Lavelle (Houston) ()
8/10/2021Private Offering400Penn Virginia Corp (Houston ,TX , )FINANCE/BANKINGLatham & WatkinsINITIAL PURCHASERSDavid Miller (Houston)Trevor Lavelle (Houston)
3/10/2021IPO300Plum Acquisition I (San Francisco ,CA , )FINANCELatham & WatkinsGoldman SachsUNDERWRITERRyan Maierson (Houston) ()
9/9/2021Public Debt Offering1500Quanta Services, Inc. (Houston ,TX , USA)Latham & WatkinsQuanta Services, Inc.IssuerRyan Maierson (Houston) ()
2/4/2021IPO201.25Quantum FinTech Acquisition Corp (Tampa ,FL , USA)FINANCELatham & WatkinsChardan Capital Markets, LLCUnderwriterRyan Maierson (Houston) ()
7/22/2021PIPE300REE Automotive (Austin ,TX , )AUTOMOTIVELatham & WatkinsMorgan Stanley & CoPLACEMENT AGENTSRyan Maierson (Houston) ()
3/16/2021Public Offering335Renewable Energy Group (Ames ,IA , )ENERGY: RENEWABLE/STORAGE Latham & WatkinsCredit Suisse, BofA, et alUNDERWRITERGreg Rodgers (New York)David Miller (Houston)
2/9/2021IPO483RMG III (New York ,NY , )FINANCELatham & WatkinsRMG Acquisition IIIISSUERPreston Allinson (New York)Ryan Maierson (Houston)
9/29/2021Public Offering700Rockcliff Energy Management II (Houston ,TX , )ENERGY: OIL & GASLatham & WatkinsInitial PurchasersINITIAL PURCHASERSMichael Chambers (Austin)David Miller (Austin)
11/10/2021PIPE30Rosecliff Acquisition Corp I (New York ,NY , )Latham & WatkinsRosecliff Acquisition Corp IIssuerJohn Greer (Houston)Ryan Maierson (Houston)
5/17/2021PIPE Offering205SCVX Corp. (Washington ,DC , USA)Latham & WatkinsSCVX Corp.IssuerRyan Maierson (Houston) ()
5/24/2021Senior notes offering125Shift Technologies, Inc. (San Francisco ,CA , USA)TECHNOLOGYLatham & WatkinsJ.P. Morgan Securities LLCInitial PurchaserRyan Maierson (Houston) ()
3/24/2021Private Placement400Solaris Midstream Holdings (Midland ,TX , )ENERGY: RENEWABLE/STORAGE Latham & WatkinsVariousINITIAL PURCHASERDavid Miller (Houston)Trevor Lavelle (Houston)
2/11/2021IPO552Spartan Acquisition Corp III (Apollo Global) (New York ,NY , )FINANCELatham & WatkinsUnderwritersUNDERWRITERRyan Maierson (Houston) ()
1/1/2021PIPE Offering250Spartan Acquisition Corp. II (New York ,NY , USA)Latham & WatkinsCredit Suisse Securities (USA) LLCPlacement AgentRyan Maierson (Houston) ()
7/15/2021High Yield Debt Offering500Strathcona Resources Ltd. (Calgary , , Canada)Latham & WatkinsRBC Capital Markets, Inc.Initial PurchaserMichael Chambers (Houston)David Miller (Houston)
6/8/2021Senior notes offering500SunCoke Energy, Inc. (Lisle ,IL , USA)Latham & WatkinsSunCoke Energy, Inc.IssuerDavid Miller (Houston) ()
3/1/2021Private Placement600Superior Plus Corp (Toronto ,ONT , Canada)ENERGY: OIL & GASLatham & WatkinsSuperior Plus CorpISSUERPreston Chambers (Houston)David Miller (Houston)
3/1/2021IPO345Supernova Partners Acquisition Company II (Washington ,DC , USA)Latham & WatkinsSupernova Partners Acquisition Company IIIssuerPatrick Shannon (Washington, D.C.) ()
10/6/2021PIPE Offering102.51Supernova Partners Acquisition Company II, Ltd. (Washington ,DC , USA)Latham & WatkinsSupernova Partners Acquisition Company II, Ltd.IssuerRyan Maierson (Houston) ()
3/22/2021IPO250Supernova Partners Acquisition Company III, Ltd. ( ,DC , USA)Latham & WatkinsSupernova Partners Acquisition Company III, Ltd.IssuerRyan Maierson (Houston) ()
1/7/2021IPO275Switchback II (Dallas ,TX , )FINANCELatham & WatkinsSwitchback IIISSUERPreston Maierson (Houston)Thomas Brandt (Houston)
6/23/2021Public Equity Offering 86.3Talos Energy Inc. (Houston ,TX , USA)ENERGYLatham & WatkinsBMO Capital MarketsUnderwriterRyan Maierson (Houston) ()
1/11/2021Tack-on Offering 150Talos Production, Inc. (Houston ,TX , USA)ENERGYLatham & WatkinsJ.P. MorganInitial PurchaserTrevor Lavelle (Houston)Ryan Maierson (Houston)
4/27/2021Public Equity Offering 277.5Technip Energies N.V. (Paris , , France)TECHNOLOGYLatham & WatkinsTechnipFMC plcSellerRyan Maierson (Houston)Roberto Reyes (Paris)
4/1/2021High yield bond offering400Teine Energy Ltd. (Calgary , , Canada)ENERGYLatham & WatkinsGoldman Sachs & Co. LLCInitial PurchaserMichael Chambers (Houston)Trevor Lavelle (Houston)
1/14/2021IPO1000Thoma Bravo Advantage (Chicago ,IL , USA)Latham & WatkinsCitigroupUnderwriterRyan Maierson (Houston) ()
11/24/2021Private Offering452.3UGI International (King of Prussia ,PA , )ENERGY: DOWNSTREAMLatham & WatkinsUGI CorpISSUERRyan Maierson (Houston) ()
2/24/2021IPO250USHG Acquisition Corp. (New York ,NY , USA)Latham & WatkinsUSHG Acquisition Corp.IssuerRyan Maierson (Houston) ()
11/2/2021Secondary Offering530Vertiv Holdings Co (Columbus ,OH , )TECHNOLOGYLatham & WatkinsVertiv Holdings CoISSUERDavid Miller (Austin)Nick Dhesi (Houston)
3/22/2021IPO350Virgin Group Acquisition Corp. II (New York ,NY , USA)FINANCELatham & WatkinsCredit Suisse Securities (USA) LLCUnderwriterMichael Benjamin (New York)Sagufa Hossain (New York)
4/2/2021Exchange offer415.337Voyager Aviation Holdings, LLC (Stamford ,CT , USA)AVIATIONLatham & WatkinsMoelis & Co. LLCDealer ManagerDavid Miller (Houston) ()
3/2/2021IPO240Warrior Technologies Acquisition Corp (Midland ,TX , )FINANCELatham & WatkinsWarrior Technologies Acquisition CorpISSUERPreston Maierson (Houston) ()
9/7/2021Public Offering1500Waste Connections (Toronto , , Canada)WASTE MANAGEMENTLatham & WatkinsWaste ConnectionsISSUERJohn Greer (Houston) ()
3/22/2021Secondary Offering173.5Western Midstream Partners ( The Woodlands ,TX , )ENERGY: MIDSTREAMLatham & WatkinsWestern Midstream PartnersISSUERPreston Greer (Houston)Bill Finnegan (Houston)
11/9/2021PE Funding200ZenBusiness (Austin ,TX , )BUSINESS SERVICESLatham & WatkinsZenBusinessPRINCIPALJenifer Smith (Austin) ()
2/4/2021Refinancing2550NGL Energy Partners (Tulsa ,OK , )ENERGY: OIL & GASPaul HastingsNGL Energy PartnersISSUERPreston Sparks (Palo Alto)Will Burns (Houston)
9/14/2021IPO69.69Bannix Acquisition Corp (Woodcliff ,NJ , )FINANCE/BANKINGShearman & SterlingI-Bankers SecuritieUNDERWRITERAlain Dermarkar (Dallas)Bill Nelson (Houston)
3/19/2021IPO200Build Acquisition Corp (Austin ,TX , )FINANCEShearman & SterlingBuild Acquisition CorpISSUERPreston Nelson (Houston)Alain Dermarkar (Dallas)
11/10/2021Private Placement57CSI Compressco (Weatherford ,TX , )ENERGY: OIL FIELD/THIRD PARTYShearman & SterlingCSI Compressco Conflicts CommitteeCOMMITTEEBill Nelson (Houston) ()
3/12/2021IPO300ESM Acquisition Corp (Dallas ,TX , )FINANCEShearman & SterlingESM Acquisition CorpISSUERPreston Nelson (Houston)Alain Dermarkar (Houston)
12/17/2021IPO345Investcorp Europe Acquisition Corp ( , , Bahrain)FINANCE/BANKINGShearman & SterlingInvestcorp Europe Acquisition CorpISSUERBill Nelson (Houston)Emily Leitch (Houston)
12/6/2021IPO120Jupiter Wellness Acquisition Corp (Jupiter ,FL , )HEALTHCAREShearman & SterlingI-Bankers SecuritiesUNDERWRITERBill Nelson (Dallas)Alain Dermarkar (Dallas)
10/19/2021IPO200Worldwide Webb Acquisition Corp (Orem ,UT , )FINANCE/BANKINGShearman & SterlingWorldwide Web Acquisition CorpISSUERAlain Dermarkar (Dallas)Bill Nelson (Houston)
9/22/2021PUBLIC DEBT OFFERING500Tap Rock Resources (Golden ,CO , )ENERGY: OIL & GASSidleyJP MorganUnderwriterHolt Foster (Dallas)David Buck (Houston)
7/14/2021IPO40TradeUp Global (New York ,NY , )TECHNOLOGYSidleyTradeUp GlobalIssuerDavid Buck (Houston)David Ni (New York)
3/8/2021IPO112.5Argo Blockchain (London , , United Kingdom)FINANCE/BANKINGSidley AustinArgo BlockchainIssuerThomas Thesing (London)Martin Wellington (Palo Alto)
2/18/2021PUBLIC DEBT OFFERING500Atento SA (Madrid , , Spain)BUSINESS SERVICESSidley AustinAtento SAIssuerBryan Robson (London) ()
12/9/2021IPO189.75Blue Ocean Acquisition Corp. (Chevy Chase ,MD , )FINANCE/BANKINGSidley AustinBlue Ocean Acquisition Corp.ISSUERSamir Gandhi (New York)Jon Daley (Houston)
11/5/2021IPOClaros Mortgage Trust (New York ,New York , )FINANCESidley AustinMorgan StanleyUnderwriterDavid Buck (Houston) ()
3/1/2021PUBLIC DEBT OFFERING310CPI Card Group Inc. (Littleton ,CO , )BUSINESS SERVICESSidley AustinCPI Card Group Inc.IssuerPreston Dybala (Dallas)Paul Choi (Chicago)
3/26/2021PUBLIC DEBT OFFERING1000DaVita, Inc. (Denver ,CO , )HEALTHCARE: TECHNOLOGYSidley AustinDavita, Inc.IssuerSharon Flanagan (San Francisco)Michael Heinz (Chicago)
9/7/2021Public Offering1000Enterprise Products Operating (Houston ,Tx , )ENERGY: MIDSTREAMSidley AustinEnterprise Products PartnersISSUERDavid Buck (Houston)Jon Daly (Houston)
12/8/2021IPO1500Grove Collaborative (San Francisco ,California , )Sidley AustinGrove CollaborativeIssuerMartin Wellington (Palo Alto)Josh DuClos (Century City)
1/28/2021PUBLIC DEBT OFFERING200Harvest Midstream I, L.P. (Houston ,TX , )ENERGY: MIDSTREAMSidley AustinRBC Capital MarketsUnderwriterJon Daly (Houston)David Buck (Houston)
7/27/2021IPO175Mercury Ecommerce Acquisition Corp (Houston ,TX , )TECHNOLOGYSidley AustinMercury Ecommerce Acquisition CorpISSUERDavid Buck (Houston)David Ni (New York)
1/19/2021IPO200Oyster Enterprises Acquisition Corp. (NASDAQ: OSTRU) (Stamford ,CT , )FINANCESidley AustinAlden Global Capital LLCIssuerBradley Howard (Chicago)Michael Heinz (Chicago)
1/6/2021IPO194Playa Hotel & Resort IPO (Charlotte ,NC , )HOSPITALITYSidley AustinBanc of America Securities LLCUnderwriterEdward Petrosky (New York)Bartholomew Sheehan, III (New York)
10/5/2021Tender Offer800Sunoco (Dallas ,TX , )ENERGY: OIL & GASSidley AustinCitigroup Global Markets Inc. and MUFG Securities Americas Inc.DEAL MANAGERWilliam Cooper (Houston)Jon Daly (Houston)
12/7/2021Private Offering1000Vistra Corp (Irving ,TX , )ENERGY: POWER & UTILITIESSidley AustinVistra CorpISSUERBill Howell (Dallas) ()
5/5/2021PUBLIC DEBT OFFERING1250Vistra Energy Corp. (Irving ,TX , United States)ENERGY: POWER & UTILITIESSidley AustinVistra Energy Corp.IssuerYvette Ostolaza (Dallas)William Howell (Dallas)
11/18/2021Credit Facility100Circulus (Houston ,TX , )MANUFACTURINGSimpson ThacherRiverstone Credit PartnersLENDERMatthew Einbinder (Houston) ()
8/11/2021Public Offering800Public Service Company of Oklahoma (Tulsa ,OK , )ENERGY: POWER & UTILITIESSimpson ThacherPublic Service Company of OklahomaISSUERSteven Friend (New York) ()
1/25/2021Private Placement750Aethon Energy (Dallas ,TX , )ENERGY: OIL & GASVinson & ElkinsPurchasersINITIAL PURCHASERMark Kelly (Houston)Doug McWilliams (Houston)
5/17/2021Private Offering600Antero Resources Corp (Denver ,CO , )ENERGY: OIL & GASVinson & ElkinsAntero Resources CorpISSUERScott Rubinsky (Houston)Doug McWilliams (Houston)
11/9/2021IPO150Arena Fortify Acquisition Corp (New York ,NY , )FINANCE/BANKINGVinson & ElkinsCowen and Intrepid Partners UNDERWRITERRamey Layne (Houston)Alan Beck ()
9/10/2021IPO150Banner Acquisition Corp (Lehi ,UT , )FINANCE/BANKINGVinson & ElkinsBanner Acquisition CorpISSUERSarah Morgan (Houston)Dan Spelkin (Houston)
11/23/2021IPO230Beard Energy Transition Acquisition Corp (New York ,NY , )FINANCE/BANKINGVinson & ElkinsBeard Energy Transition Acquisition CorpISSUERRamey Layne (Houston)Caroline Blitzer Phillips (Houston)
7/15/2021Private Placement356Belden Inc. (St. Louis ,MO , )TECHNOLOGYVinson & ElkinsBelden Inc.ISSUERDan Spelkin (Houston)David Stone (Houston)
10/14/2021IPO240Black Mountain Acquisition Corp (Fort Worth ,TX , )FINANCE/BANKINGVinson & ElkinsBlack Mountain Acquisition CorpISSUERThomas Zentner (Houston)Ramey Layne (Houston)
10/5/2021Private Placement400Bonanza Creek Energy (Denver ,CO , )ENERGY: OIL & GASVinson & ElkinsInitial PurchasersINITIAL PURCHASERSThomas Zenter (Houston)David Stone (Houston)
1/14/2021Private Offering589California Resources Corp (Los Angeles ,CA , )ENERGY: OIL & GASVinson & ElkinsCalifornia Resources CorpISSUERPreston Morgan (Houston)David Stone (Houston)
9/15/2021Private Offering400CNX Midstream Partner (Houston ,TX , )ENERGY: MIDSTREAMVinson & ElkinsVariousINITIAL PURCHASERSThomas Zentner (Houston)Dan Spelkin (Houston)
1/27/2021Private Placement300Colgate Energy Partners III (Midland ,TX , )ENERGY: OIL & GASVinson & ElkinsColgate Energy Partners IIIISSUERPreston McWilliams (Houston)David Stone (Houston)
6/16/2021Private Placement500Colgate Energy Partners III (Midland ,TX , )ENERGY: OIL & GASVinson & ElkinsColgate Energy Partners IIIISSUERDoug McWilliams (Houston)David Stone (Houston)
11/7/2021Private Offering200Colgate Energy Partners III (Midland ,TX , )ENERGY: OIL & GASVinson & ElkinsColgate Energy Partners IIIISSUERDoug McWilliams (Houston)David Stone (Houston)
4/13/2021Private Offering400CrownRock (Midland ,TX , )ENERGY: OIL & GASVinson & ElkinsCrownRock JVISSUERRobert Kimball (Dallas)Katherine Frank (Dallas)
11/10/2021Private Placement57CSI Compressco (Weatherford ,TX , )ENERGY: OIL FIELD/THIRD PARTYVinson & ElkinsCSI CompresscoISSUERDave Oelman (Houston) ()
4/30/2021ATM150CTO Realty Growth (Daytona Beach ,FL , )REAL ESTATEVinson & ElkinsCTO Realty GrowthISSUERChris Mangin (Washington DC)Paige Anderson (Richmond)
11/16/2021Public OfferingCubeSmart (Malvern ,PA , )REAL ESTATEVinson & ElkinsWells Fargo; BofA, etalISSUERChris Green (Washington, D.C.)David Stone (Houston)
2/8/2021IPO402.5Decarbonization Plus Acquisition Corp II (Menlo Park ,CA , )FINANCEVinson & ElkinsDecarbonization Plus Acquisition Corp IIISSUERPreston Layne (Houston)Brenda Lenahan (New York)
1/7/2021Credit Facility27.4DIRTT (Calgary , , Canada)CONSTRUCTIONVinson & ElkinsDIRTT Environmental SolutionsPRINCIPALRobert Kimball (Dallas)Shelley Barber (New York)
11/15/2021Private Offering27.25DIRTT (Calgary , , Canada)CONSTRUCTIONVinson & ElkinsDIRTTISSUERRobert Kimball (Dallas) ()
9/7/2021Public Offering1000Enterprise Products Operating (Houston ,Tx , )ENERGY: MIDSTREAMVinson & ElkinsISSUERDoug McWilliams (Houston)Dan Spelkin (Houston)
3/5/2021IPO222First Reserve Sustainable Growth Corp (Stamford ,CT , )FINANCEVinson & ElkinsFirst Reserve Sustainable Growth CorpISSUERPreston Layne (Houston)Alan Beck (Houston)
6/23/2021Secondary Offering357.1Focus Financial (New York ,NY , )FINANCEVinson & ElkinsFocus Financial PartnersISSUERBrenda Lenahan (New York) ()
12/16/2021Public Offering200Focus Financial Partners (New York ,NY , )FINANCE/BANKINGVinson & ElkinsFocus Financial PartnersISSUERBrenda Lenahan (New York)Stancell Haigwood (New York)
2/25/2021Secondary Offering336Focus Finanial Partners (New York ,NY , )FINANCEVinson & ElkinsFocus Financial Partners Inc.ISSUERBrenda Lenahan (New York) ()
10/21/2021Private Placement200Group 1 Automotive (Houston ,TX , )AUTOMOTIVEVinson & ElkinsGroup 1 AutomotiveISSUERGillian Hobson (Houston)David Stone (Houston)
10/30/2021Public Offering22HighPeak Energy Inc. (Fort Worth ,TX , )ENERGY: OIL & GASVinson & ElkinsHighPeak Energy Inc.ISSUERSarah Morgan (Houston) ()
3/19/2021IPO175Kadem Sustainable Impact Corp (New York ,NY , )FINANCEVinson & ElkinsKadem Sustainable Impact CorpISSUERPreston Layne (Houston)Brenda Lenahan (New York)
6/14/2021Private Offering50KLX Energy Services Holdings (Houston ,TX , )ENERGY: OIL FIELD/THIRD PARTYVinson & ElkinsKLX Energy Services HoldingsISSUERSarah Morgan (Houston)Katherine Frank (Dallas)
6/8/2021Secondary Offering192Liberty Oilfield Services (Denver ,CO , )ENERGY: OIL FIELD/THIRD PARTYVinson & ElkinsLiberty Oilfield ServicesISSUERDavid Oelman (Houston)Crosby Scofield (Houston)
2/11/2021PUBLIC EQUITY OFFERING99.62Liberty Oilfield Services Inc. (Denver ,CO , )ENERGY: THIRD PARTY SERVICESVinson & ElkinsLiberty Oilfield ServicesISSUERRyan Oleman (Houston)Crosby Scofield (Houston)
9/27/2021IPO200Live Oak Crestview Climate Acquisition Corp (Memphis ,TN , )FINANCE/BANKINGVinson & ElkinsLive Oak Crestview Climate Acquisition CorpISSUERSarah Morgan (Houston)Scott Rubinsky (Houston)
3/4/2021IPO253Live Oak Mobility Acquisition Corp (Memphis ,TN , )FINANCEVinson & ElkinsLive Oak Mobility Acquisition CorpISSUERPreston Morgan (Houston)Scott Rubinsky (Houston)
7/21/2021Debt Issue815MoneyGram International Inc. (Dallas ,TX , )FINANCE/BANKINGVinson & ElkinsMoneyGram International Inc.ISSUERAlan Bogdanow (Dallas)David Stone (Houston)
2/5/2021IPO230Music Acquisition Corp (New York ,NY , )FINANCEVinson & ElkinsMusic Acquisition CorpISSUERPreston Layne (Houston)Alan Beck (Houston)
11/19/2021IPO276Nabors Energy Transition Corp (Houston ,TX , )FINANCE/BANKINGVinson & ElkinsNabors Energy Transition CorpISSUERMark Kelly (Houston)Doug McWilliams (Houston)
3/1/2021Public Offering450National Retail Properties (Orlando ,FL , )REAL ESTATEVinson & ElkinsNational Retail PropertiesUNDERWRITERChris Green (Washington, DC)David Stone (Houston)
9/24/2021Public Offering450National Retail Properties (Orlando ,FL , )REAL ESTATEVinson & ElkinsBofA Securities, Wells Fargo Securities, Citigroup Global Markets, PNC Capital Markets, RBC Capital Markets and Truist Securities.UNDERWRITERChris Green (New York)David Stone (Houston)
4/27/2021Public Offering100New York Mortgage Trust (New York ,NY , )FINANCEVinson & ElkinsNew York Mortgage TrustISSUERChris Green (Washington D.C.)David Stone (Houston)
11/24/2021Public Offering75New York Mortgage Trust (New York ,NY , )FINANCE/BANKINGVinson & ElkinsNew York Mortgage TrustISSUERChris Green (Washington, D.C.) ()
3/26/2021Public Offering450Oasis Midstream Partners (Houston ,TX , )ENERGY: MIDSTREAMVinson & ElkinsOasis Midstream PartnersISSUERPreston Oelman (Houston)Noel Hughes (New York)
6/24/2021Public Offering100Oasis Midstream Partners (Houston ,TX , )ENERGY: MIDSTREAMVinson & ElkinsOasis Midstream PartnersISSUERDavid Oelman (Houston)Andrew Schulte (Houston)
5/25/2021Private Offering400Oasis Petroleum (Houston ,TX , )ENERGY: OIL & GASVinson & ElkinsOasis PetroleumISSUERDavid Oelman (Houston)Noel Hughes (New York)
1/14/2021Tender Offer2500Pioneer Natural Resources (Irving ,TX , )ENERGY: OIL & GASVinson & ElkinsPioneer Natural ResourcesISSUERPreston Kimbell (Dallas)David Stone (Houston)
5/15/2021Private Offering750Pioneer Natural Resources (Irving ,TX , )ENERGY: OIL & GASVinson & ElkinsPioneer Natural ResourcesISSUERRobert Kimbell (Houston)David Stone (Houston)
1/4/2021Public Offering590Range Resources (Fort Worth ,TX , )ENERGY: OIL & GASVinson & ElkinsRange ResourcesISSUERPreston Stone (Houston)Thomas Zentner (Austin)
6/15/2021IPO345Rice Acquisition Corp II (Carnegie ,PA , )FINANCEVinson & ElkinsCitigroup, BarclaysUNDERWRITERRamey Layne (Houston)Sarah Morgan (Dallas)
6/11/2021Private Placement500RLJ Lodging (Bethesda ,MD , )HOSPITALITYVinson & ElkinsUndisclosedINITIAL PURCHASERSChris Green (Washington D.C.)David Stone (Houston)
9/29/2021Public Offering700Rockcliff Energy Management II (Houston ,TX , )ENERGY: OIL & GASVinson & ElkinsRockcliff Energy Manaagement IIISSUERDoug McWilliams (Houston)David Stone (Houston)
12/8/2021Public Offering1150Southwestern Energy Co (Spring ,TX , )ENERGY: OIL & GASVinson & ElkinsJ.P. Morgan Securities, BofA Securities, Citigroup Global Markets Inc., RBC Capital Markets and Wells Fargo Securities.UNDERWRITERDoug McWilliams (Houston)David Stone (Houston)
10/19/2021Private Offering700Summit Midstream Partners (Houston ,TX , )ENERGY: MIDSTREAMVinson & ElkinsBank of AmericaUNDERWRITERAlan Beck (Houston)David Stone (Houston)
5/17/2021Private Placement500Sunnova Energy International (Houston ,TX , )ENERGY: RENEWABLE/STORAGE Vinson & ElkinsVariousINITIAL PURCHASERSDavid Oelman (Houston)David Stone (Houston)
8/10/2021PRIVATE DEBT OFFERING400Sunnova Energy International Inc. (Houston ,TX , United States)ENERGY: RENEWABLE/STORAGE Vinson & ElkinsBofA as green structuring agent, included JPMorgan Securities, Credit Suisse Securities, Goldman Sachs & Co., Capital One Securities, KeyBanc Capital Markets, Piper Sandler & Co., Popular Securities and Raymond James & Associates.INITIAL PURCHASERSDavid Oelman (Houston)David Stone (Houston)
1/19/2021Public Offering1000Targa Resources (Houston ,TX , )ENERGY: MIDSTREAMVinson & ElkinsTarga ResourcesISSUERPreston Zentner (Houston)Dan Spelkin (Houston)
6/7/2021Public Offering175TPG (New York ,NY , )FINANCEVinson & ElkinsTPG Real Estate Finance TrustISSUERZach Swartz (Richmond) ()
3/31/2021Private Placement950Vine Energy Holdings (Plano ,TX , )ENERGY: OIL & GASVinson & ElkinsVariousINITIAL PURCHASERAlan Beck (Houston)Thomas Zentner (Houston)
3/22/2021Public Offering280Vine Energy Inc. (Plano ,TX , )ENERGY: OIL & GASVinson & ElkinsCitigroup, Credit Suisse, et alUNDERWRITERAlan Beck (Houston)Thomas Zentner (Houston)
1/25/2021Private Placement750Aethon Energy (Dallas ,TX , )ENERGY: OIL & GASWeil GotshalAethon United BRISSUERPreston Malonson (Houston)Faiza Rahman (New York)
10/26/2021IPO201.5Pyrophyte Acquisition Corp (Houston ,TX , )FINANCE/BANKINGWhite & CasePyrophyte Acquisitionn CorpISSUERElliott Smith (New York) ()
9/28/2021Credit Facility1250Shenandoah Project (Houston ,TX , )ENERGY: OIL & GASWhite & CaseSociété GénéraleLENDERFern Han (Houston)Mark Holmes (Houston)
2/11/2021PUBLIC EQUITY OFFERING99.62Liberty Oilfield Services Inc. (Denver ,CO , )ENERGY: THIRD PARTY SERVICESWillkie Farr & GallagherRiverstone (R/C Energy IV), R/C IV Liberty HoldingsISSUERRyan Hochman (New York)Bruce Herzog (Houston)
9/24/2021IPO305Argus Capital Corp. (New York ,NY , )FINANCE/BANKINGWinston & StrawnGoldman Sachs; Morgan StanleyUNDERWRITERMichael Blankenship (Houston) ()
5/21/2021IPO143.5Aries I Acquisition Corp ( , , Cayman Islands)FINANCEWinston & StrawnAries I Acquisition CorpISSUERDavid Sakowitz (Dallas)Billie Ellis (Dallas)
5/27/2021ATM150Canadian Solar (Guelph ,Ontario , Canada)ENERGY: RENEWABLE/STORAGE Winston & StrawnUS Tiger SecuritiesUNDERWRITERMike Blankenship (Houston) ()
10/14/2021IPO316FounderSPAC (Houston ,TX , )FINANCE/BANKINGWinston & StrawnFounder SPACISSUERMichael Blankenship (Houston)James Brown (Houston)
2/5/2021Public Offering10.5ION Geophysical (Houston ,TX , )ENERGY: OIL & GASWinston & StrawnION GeophysicalISSUERPreston Johnson (Houston)John Niedzwiecki (Houston)
4/20/2021Private Placement75NexPoint Real Estate Finance (Dallas ,TX , )REAL ESTATEWinston & StrawnNextPoint Real Estate FinanceUNDERWRITERCharles Haag (Dallas) ()
7/20/2021IPO240Portage Fintech Acaquisition Corp (Toronto , , Canada)FINANCE/BANKINGWinston & StrawnGoldman SachesUNDERWRITERMichael Blankenship (Houston)David Sakowitz (New York)
7/29/2021IPO200Williaams Rowland Acquisition Corp (Westport ,CT , )FINANCE/BANKINGWinston & StrawnOppenheimerUNDERWRITERMichael Blankenship (Houston) ()

Allen Pusey

Allen Pusey is a senior editor and writer at The Texas Lawbook.

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