Below is a list of qualified CAPITAL MARKETS transactions reported to The Texas Lawbook. The list is organic. It is designed to grow as needed. So if you have deals that qualify or are missing, please send them to allen.pusey@texaslawbook.net or submit them to The Lawbook through our portal found HERE.
What qualifies: Capital Markets transactions that are led by, or include substantial contributions by a firm’s Texas offices. When in doubt, submit your deals. The contributions of Texas attorneys must coincide with any firm postings elsewhere (i.e. a “lead attorney” submitted to The Lawbook must be the same as the lead attorney listed on your website — we check).
| Date | Category | Issue Value | Issuer | Business Sector | Firm | Client | Client Type | Firm Lawyer | Firm Lawyer#2 |
|---|---|---|---|---|---|---|---|---|---|
| 4/23/2021 | Private Offering | 650 | CEC Entertainment (Dallas ,TX , ) | ENTERTAINMENT | Akin Gump | C-E-C Entertainment (Chuck-E-Cheese) | ISSUER | Daniel Fisher (New York) | Garrett DeVries (Dallas) |
| 3/18/2021 | Public Offering | 2200 | Diamondback Energy (Midland ,TX , ) | ENERGY: OIL & GAS | Akin Gump | Diamondback Energy | ISSUER | Preston Molay (Dallas) | Alan Laves (Dallas) |
| 4/20/2021 | Public Offering | 250 | Genesis Energy (Houston ,TX , ) | ENERGY: MIDSTREAM | Akin Gump | Genesis Energy | ISSUER | Patrick Hurley (Houston) | Chris Centrich (Houston) |
| 7/6/2021 | ATM OFFERING | 40 | Borr Drilling Ltd. (Hamilton , , Bermuda) | ENERGY: THIRD PARTY SERVICES | Baker Botts | CitiGroup Global Markets, Inc. | Agents | Catherine Gallagher (Washington) | () |
| 11/29/2021 | Public Offering | 625 | Burlington Northern Santa Fe (Fort Worth ,TX , ) | TRANSPORTATION | Baker Botts | Initital Purchasers | INITIAL PURCHASERS | Carina Antweil (Houston) | Lakshmi Ramanathan (Houston) |
| 3/29/2021 | PUBLIC DEBT OFFERING | 925 | Burlington Northern Santa Fe, LLC (Fort Worth ,TX , ) | TRANSPORTATION | Baker Botts | CitiGroup Global Markets, Inc. | Underwriter | Carina Antweil (Houston) | () |
| 3/9/2021 | PUBLIC EQUITY OFFERING | 173.25 | Cactus, Inc. (Houston ,Tx , ) | MANUFACTURING | Baker Botts | Cactus, Inc. | Issuer | Adorys Velazquez (New York) | () |
| 5/13/2021 | Private Offering | 1700 | CenterPoint Energy (Houston ,TX , ) | ENERGY: POWER & UTILITIES | Baker Botts | CenterPoint Energy | ISSUER | Tim Taylor (Houston) | Clint Rancher (Houston) |
| 3/2/2021 | PUBLIC DEBT OFFERING | 1700 | CenterPoint Energy Resources Corp. (Houston ,TX , ) | ENERGY: MIDSTREAM | Baker Botts | CenterPoint Energy Resources Corp. | Issuer | Preston Taylor (Houston) | Clint Rancher (Houston) |
| 3/9/2021 | PRIVATE DEBT OFFERING | 925 | Clearway Energy Operating LLC (Princeton ,NJ , ) | ENERGY: RENEWABLE/STORAGE | Baker Botts | Clearway Energy Operating LLC | Issuer | Preston Bernhisel (Dallas) | () |
| 3/30/2021 | Private Placement in Common Units | 400 | Crestwood Equity Partners LP (Houston ,TX , ) | ENERGY: MIDSTREAM | Baker Botts | CitiGroup Global Markets | Other (please specify) | Mollie Duckworth (Austin) | () |
| 1/6/2021 | Private Placement | 700 | Crestwood Midstream Partners (Houston ,TX , ) | ENERGY: MIDSTREAM | Baker Botts | Crestwood Midstream Partners | ISSUER | Preston Duckworth (Austin) | Justin Hoffman (Houston) |
| 11/4/2021 | Public Offering | 400 | DCP Midstream (Denver ,CO , ) | ENERGY: MIDSTREAM | Baker Botts | JP Morgan, Mizuho Securities, RBC Capital Markets, et al | UNDERWRITER | Joshua Davidson (Houston) | Carina Antweil (Houston) |
| 1/20/2021 | IPO | 143.5 | Dream Finders Homes (Jacksonville ,FL , ) | CONSTRUCTION | Baker Botts | Dream Finders Homes | ISSUER | Preston Taylor (Houston) | () |
| 1/26/2021 | PUBLIC EQUITY OFFERING | 64.4 | DZS Inc. (Plano ,TX , ) | TELECOMMUNICATIONS | Baker Botts | DZS Inc. | Principal (Buyer, Seller) | Don McDermett (Dallas) | () |
| 6/28/2021 | Public Offering | 1000 | Enbridge Inc. (Calgary ,ALB , Canada) | ENERGY: MIDSTREAM | Baker Botts | Underwriters | UNDERWRITER | Joshua Davidson (Houston) | Natasha Khan (Houston) |
| 3/17/2021 | Public Offering | 75 | Global Partners LP (Waltham ,MA , ) | ENERGY: DOWNSTREAM | Baker Botts | Stifel, Nicolaus & Company, Incorporated and Morgan Stanley & Co. LLC. | UNDERWRITER | Josh Davidson (Houston) | Justin Hoffman (Houston) |
| 2/8/2021 | PRIVATE DEBT OFFERING | 235 | Great Western Petroleum, LLC (Denver ,CO , ) | ENERGY: OIL & GAS | Baker Botts | Initial Purchasers | Other (please specify) | Josh Davidson (Houston) | Dan Tristan (Houston) |
| 12/16/2021 | PRIVATE DEBT OFFERING | 400 | Howard Midstream Energy Partners (San Antonio ,TX , ) | ENERGY: MIDSTREAM | Baker Botts | RBC Capital Markets, LLC | Underwriter | Josh Davidson (Houston) | Doug Getten (Houston) |
| 8/26/2021 | ATM OFFERING | 100 | KNOT Offshore Partners LP (Aberdeen , , United Kingdom) | Baker Botts | KNOT Offshore Partners LP | Issuer | Catherine Gallagher (Washington) | () | |
| 6/14/2021 | Private Offering | 300 | LGI Homes (The Woodlands ,TX , ) | REAL ESTATE | Baker Botts | LGI Homes | ISSUER | Tim Taylor (Houston) | () |
| 3/22/2021 | Repurchase | 300 | Liberty TripAdvisor Holdings, Inc. (Englewood ,CO , ) | TECHNOLOGY: TRAVEL | Baker Botts | Liberty TripAdvisor Holdings, Inc. | Issuer | Preston Crispin (Dallas) | Tamar Stanley (Washington) |
| 12/17/2021 | PIPE | 73 | Nauticus Robotics, Inc. (Webster ,TX , ) | TECHNOLOGY | Baker Botts | Transocean Ltd. | Issuer | Doug Getten (Houston) | Jim Marshall (Houston) |
| 8/9/2021 | PUBLIC DEBT OFFERING | 1100 | NRG Energy, Inc. (Houston ,TX , United States) | Baker Botts | NRG Energy, Inc. | Issuer | Preston Bernhisel (Dallas) | () | |
| 10/27/2021 | IPO | 130 | Seaport Calibre Materials Acquisition Corp (New York ,NY , ) | FINANCE/BANKING | Baker Botts | Seaport Global Securities; Chardan Capital Markets (Independent) | UNDERWRITER | Travis Wofford (Houston) | David Getten (Houston) |
| 3/26/2021 | PRIVATE DEBT OFFERING | 310 | Shelf Drilling Holdings, Ltd. (Dubai , , ) | ENERGY: THIRD PARTY SERVICE | Baker Botts | CREDIT SUISSE SECURITIES (USA) LLC | Other (please specify) | Jim Marshall (Houston) | () |
| 3/3/2021 | PIPE | 30 | SHUAA Capital P.S.C. (Dubai , , UAE) | FINANCE | Baker Botts | SHUAA Capital P.S.C. | Issuer | Haitham Hawashin (Dubai) | () |
| 3/10/2021 | Exchange | 18.7 | Summit Midstream Partners (Houston ,TX , ) | ENERGY: MIDSTREAM | Baker Botts | Summit Midstream Partners | ISSUER | Preston Davidson (Houston) | Clint Rancher (Houston) |
| 10/19/2021 | Private Offering | 700 | Summit Midstream Partners (Houston ,TX , ) | ENERGY: MIDSTREAM | Baker Botts | Summit Midstream Partners | ISSUER | Joshua Davidson (Houston) | Clint Rancher (Houston) |
| 5/17/2021 | Private Placement | 500 | Sunnova Energy International (Houston ,TX , ) | ENERGY: RENEWABLE/STORAGE | Baker Botts | Sunnova Energy International | ISSUER | Justin Hoffman (Houston) | Travis Wofford (Houston) |
| 6/14/2021 | Securitization | 319 | Sunnova Energy International (Houston ,TX , ) | ENERGY: RENEWABLE/STORAGE | Baker Botts | Sunnova Energy International | ISSUER | Travis Wofford (Houston) | Natasha Khan (Houston) |
| 10/20/2021 | Securitization | 155.8 | Sunnova Energy International (Houston ,TX , ) | ENERGY: RENEWABLE/STORAGE | Baker Botts | Sunnova Energy International | ISSUER | Travis Wofford (Houston) | () |
| 7/22/2021 | Other (please specify) | 212 | Sunnova Energy International Inc. (Houston ,TX , United States) | ENERGY: RENEWABLE/STORAGE | Baker Botts | Sunnova Energy International Inc. | Issuer | Travis Wofford (Houston) | () |
| 8/10/2021 | PRIVATE DEBT OFFERING | 400 | Sunnova Energy International Inc. (Houston ,TX , United States) | ENERGY: RENEWABLE/STORAGE | Baker Botts | Sunnova Energy International Inc. | Issuer | Justin Hoffman (Houston) | Travis Wofford (Houston) |
| 12/1/2021 | Public Offering | 1250 | Sysco Corporation (Houston ,TX , ) | FOOD & BEVERAGE | Baker Botts | BofA Securities, Goldman Sachs & Co. LLC, J.P. Morgan Securities, TD Securities and Wells Fargo Securities | UNDERWRITER | Justin Hoffman (Houston) | () |
| 8/11/2021 | PUBLIC DEBT OFFERING | 500 | Tallgrass Energy Partners, LP (Leakwood ,KS , United States) | Baker Botts | Tallgrass Energy Partners, LP | Issuer | Mollie Duckworth (Austin) | Justin Hoffman (Houston) | |
| 8/11/2021 | Refinancing | 500 | TransPerfect (New York ,NY , ) | BUSINESS SERVICES | Baker Botts | TransPerfect | OTHER | Martin Toulouse (New York) | Lee Charles (New York) |
| 11/18/2021 | Public Offering | 1450 | Valero Energy Corp (San Antonio ,TX , ) | ENERGY: OIL & GAS | Baker Botts | Valero Energy Corp | ISSUER | Ted Paris (Houston) | () |
| 4/28/2021 | Private Offering | 950 | Waste Management Inc. (Houston ,TX , ) | WASTE MANAGEMENT | Baker Botts | Waste Management | ISSUER | Clint Rancher (Houston) | () |
| 8/5/2021 | PUBLIC DEBT OFFERING | 1700 | Westlake Chemical Corporation (Houston ,TX , United States) | Baker Botts | Westlake Chemical Corporation | Issuer | Timothy Taylor (Houston) | Carina Antweil (Houston) | |
| 9/24/2021 | PUBLIC DEBT OFFERING | 350 | Clearway Energy Operating LLC (Princeton ,NJ , ) | ENERGY: RENEWABLE/STORAGE | Baker Botts L.L.P. | Clearway Energy Operating LLC | Issuer | Preston Bernhisel (Dallas) | Martin Toulouse (New York) |
| 9/10/2021 | PRIVATE DEBT OFFERING | 325 | Cleco Power LLC (Pineville ,LA , ) | ENERGY: POWER & UTILITIES | Baker Botts L.L.P. | Cleco Power LLC | Issuer | Timothy Taylor (Houston) | () |
| 8/27/2021 | Note Purchase | 35 | Essentium, Inc. (Pflugerville ,TX , ) | MANUFACTURING | Baker Botts L.L.P. | HM INTERNATIONAL, LLC | Other (please specify) | Robert Wann (New York) | () |
| 9/27/2021 | PRIVATE DEBT OFFERING | 550 | Helmerich & Payne, Inc. (Tulsa ,OK , ) | ENERGY: OIL FIELD/THIRD PARTY | Baker Botts L.L.P. | Helmerich & Payne, Inc. | Issuer | Grant Everett (Dallas) | () |
| 5/20/2021 | PUBLIC DEBT OFFERING | 750 | Sysco Corporation (Houston ,TX , ) | FOOD & BEVERAGE | Baker Botts L.L.P. | BANK OF AMERICA SECURITIES | Other (please specify) | Justin Hoffman (Houston) | Natasha Khan (Houston) |
| 3/31/2021 | PUBLIC DEBT OFFERING | 400 | Arcosa, Inc. (Chicago ,IL , ) | CONSTRUCTION | Baker Botts LLP | Arcosa, Inc. | Issuer | Preston Crispin (Dallas) | () |
| 2/25/2021 | PRIVATE DEBT OFFERING | 400 | Bristow Group Inc. (Houston ,TX , ) | ENERGY: OIL FIELD/THIRD PARTY | Baker Botts LLP | Bristow Group Inc. | Issuer | Preston Ericksen (Houston) | Rachael Lichman (Houston) |
| 2/11/2021 | PUBLIC EQUITY OFFERING | 99.62 | Liberty Oilfield Services Inc. (Denver ,CO , ) | ENERGY: THIRD PARTY SERVICES | Baker Botts LLP | Morgan Stanley & Co., LLC | Underwriter | Joshua Davidson (Houston) | () |
| 8/11/2021 | ATM | 40 | SilverBow Resources (Houston ,TX , ) | Baker Hostetler | Johnson & Rice; Truist Securities | ISSUER | Mark Jones (Houston) | () | |
| 11/18/2021 | Bond Issue | 289 | City of Houston (Houston ,TX , ) | GOVERNMENT | Bracewell | City of Houston Airport System | ISSUER | Barron Wallace (Houston) | Victoria Ozimek (Austin) |
| 11/10/2021 | Private Placement | 57 | CSI Compressco (Weatherford ,TX , ) | ENERGY: OIL FIELD/THIRD PARTY | Bracewell | Evercore | FINANCIAL ADVISOR | Will Anderson (Houston) | () |
| 5/10/2021 | RSA | 400.5 | Diamond Offshore Drilling (Houston ,TX , ) | ENERGY: OIL & GAS | Bracewell | Wells Fargo | FINANCIAL ADVISOR | Kay Day (Houston) | William Wood (Houston) |
| 6/13/2021 | Private Offering | 2100 | DT Midstream (Detroit ,MI , ) | ENERGY: MIDSTREAM | Bracewell | DT Midstream | ISSUER | William Anderson (Houston) | Heather Brown (Houston) |
| 2/11/2021 | Public Offering | 750 | Kinder Morgan (Houston ,TX , ) | ENERGY: MIDSTREAM | Bracewell | Kinder Morgan | ISSUER | Preston Harder (Houston) | William Anderson (Houston) |
| 11/9/2021 | Public Offering | 800 | Kinder Morgan (Houston ,TX , ) | ENERGY: MIDSTREAM | Bracewell | Kinder Morgan | ISSUER | Troy Harder (Houston) | Will Anderson (Houston) |
| 8/26/2021 | ATM OFFERING | 100 | KNOT Offshore Partners LP (Aberdeen , , United Kingdom) | ENERGY | Bracewell | Evercore | FINANCIAL ADVISOR | Will Anderson (Houston) | () |
| 7/22/2021 | Bond Issue | 848 | North Texas Tollway Authority (Dallas ,TX , ) | TRANSPORTATION | Bracewell | North Texas Tollway Authority | ISSUER | E. Steve Bolden (Dallas) | William Mahomes (Dallas) |
| 11/10/2021 | Public Offering | 1000 | Phillips 66 (Houston ,TX , ) | ENERGY: OIL & GAS | Bracewell | Phillips 66 | ISSUER | Will Anderson (Houston) | () |
| 1/14/2021 | 2500 | Pioneer Natural Resources (Irving ,TX , ) | ENERGY: OIL & GAS | Bracewell | Pioneer Natural Resources | OTHER | Heather Brown (Houston) | Robin Miles (New York) | |
| 6/26/2021 | Bond Issue | 650 | PPL Electric Utilities Corp (Allentown ,PA , ) | ENERGY: POWER & UTILITIES | Bracewell | PPL Electric Utilities Corp | ISSUER | Catherine Hood (New York) | Rebecca Keep (New York) |
| 10/20/2021 | Bond Issue | 538 | Sanctuary LTC (Lewisville ,TX , ) | REAL ESTATE | Bracewell | Hilltop Securities and Truist Securities | UNDERWRITER | Jonathan Leatherberry (Dallas) | Brock Bailey (Dallas) |
| 9/28/2021 | Credit Facility | 1250 | Shenandoah Project (Houston ,TX , ) | ENERGY: OIL & GAS | Bracewell | Beacon Offshore Energy, Navitas Petroleum and Houston Energy Quantum. | SPONSOR(S) | Jason Fox (London) | Dewey Gonsoulin (Houston) |
| 4/29/2021 | Private Offering | 300 | Southern Natural Gas Co (Houston ,TX , ) | ENERGY: OIL & GAS | Bracewell | Southern Natural Gas Co | ISSUER | Troy Harder (Houston) | William Anderson (Houston) |
| 7/23/2021 | Bond Issue | 540 | Texas Children's Hospital (Houston ,TX , ) | HEALTHCARE | Bracewell | Texas Children's Hospital | ISSUER | Jonathan Leatherberry (Houston) | Todd Greenwalt (Houston) |
| 1/11/2021 | Public Offering | 181.27 | Texas Medical Center (Houston ,TX , ) | HEALTHCARE | Bracewell | Texas Medical Center | ISSUER | Preston Edwards (Houston) | Todd Greenwalt (Houston) |
| 3/8/2021 | PUBLIC DEBT OFFERING | 750 | Kinder Morgan, Inc. (Houston ,TX , ) | ENERGY: MIDSTREAM | Bracewell LLP | Kinder Morgan, Inc. | Issuer | Preston Harder (Houston) | Will Anderson (Houston) |
| 3/9/2021 | PRIVATE DEBT OFFERING | 125 | Woodforest Financial Group (The Woodlands ,TX , ) | FINANCE | Bracewell LLP | Woodforest Financial Group | Principal (Buyer, Seller) | Will Anderson (Houston) | Josh McNulty (Houston) |
| 2/26/2021 | IPO | 368 | Instil Bio (Dallas ,TX , ) | BIOTECHNOLOGY | Cooley | Instil Bio | ISSUER | () | () |
| 10/21/2021 | IPO | 213.8 | Aris Water Solutions (Houston ,TX , ) | ENERGY: OIL FIELD/THIRD PARTY | Gibson Dunn & Crutcher | Aris Water Solutions | ISSUER | Hillary Holmes (Houston) | Andrew Fabens (New York) |
| 9/23/2021 | IPO | 300 | Aris Water Solutions FKA Solaris Water Midstream (Houston ,TX , ) | ENERGY: MIDSTREAM | Gibson Dunn & Crutcher | Solaris Water Midstream | ISSUER | Hillary Holmes (Houston) | () |
| 6/4/2021 | Exchange | 600 | Atlas Corp (Vancouver ,BC , Canada) | ENERGY: OIL FIELD/THIRD PARTY | Gibson Dunn & Crutcher | Atlas Corp | ISSUER | Doug Rayburn (Dallas) | Hillary Holmes (Houston) |
| 10/1/2021 | Debt Issue | 600 | Atmos Energy (Dallas ,TX , ) | ENERGY: POWER & UTILITIES | Gibson Dunn & Crutcher | Atmos Energy Corp | ISSUER | Robyn Zolman (Denver) | () |
| 6/9/2021 | ATM | 100 | Clean Energy Fuels (Dallas ,TX , ) | ENERGY: RENEWABLE/STORAGE | Gibson Dunn & Crutcher | Goldman Sachs | UNDERWRITER | Hillary Holmes (Houston) | () |
| 3/4/2021 | Exchange | 984 | Comstock Resources (Frisco ,TX , ) | ENERGY: OIL & GAS | Gibson Dunn & Crutcher | Comstock Resources | ISSUER | Preston Rayburn (Dallas) | () |
| 6/14/2021 | Private Placement | 965 | Comstock Resources (Frisco ,TX , ) | ENERGY: OIL & GAS | Gibson Dunn & Crutcher | Purchaser | INITIAL PURCHASERS | Doug Rayburn (Dallas) | David Sinak (Dallas) |
| 11/30/2021 | ATM | 300 | D.R. Horton Inc. (Arlington ,TX , ) | CONSTRUCTION | Gibson Dunn & Crutcher | D.R.Horton Inc. | ISSUER | Robyn Zolman (New York) | () |
| 8/3/2021 | Private Offering | 650 | First American Financial (Santa Anna ,CA , ) | INSURANCE | Gibson Dunn & Crutcher | First American Financial Corp | ISSUER | Doug Rayburn (Dallas) | () |
| 11/2/2021 | Public Offering | 600 | Kimberly Clark (Dallas ,TX , ) | MANUFACTURING | Gibson Dunn & Crutcher | Kimberly Clark Corp | ISSUER | Andrew Fabens (New York) | Jeffrey Chapman (Dallas) |
| 6/30/2021 | IPO | 250 | Macondray Capital Acquisition Corp I (Woodside ,CA , ) | FINANCE | Gibson Dunn & Crutcher | Macondray Capital Acquisition Corp I | ISSUER | Gerry Spedale (Houston) | Evan D'Amico (Washington) |
| 11/8/2021 | Private Offering | 800 | Parkland Corp (Calgary , , Canada) | ENERGY: DOWNSTREAM | Gibson Dunn & Crutcher | JP Morgan Securities | INITIAL PURCHASERS | Doug Rayburn (Dallas) | () |
| 8/10/2021 | Private Offering | 400 | Penn Virginia Corp (Houston ,TX , ) | FINANCE/BANKING | Gibson Dunn & Crutcher | Penn Virginia Corp | ISSUER | Hillary Holmes (Houston) | Shalla Pritchard (Houston) |
| 1/14/2021 | Tender Offer | 2500 | Pioneer Natural Resources (Irving ,TX , ) | ENERGY: OIL & GAS | Gibson Dunn & Crutcher | Pioneer Natural Resources | ISSUER | Preston Rayburn (Dallas) | () |
| 11/8/2021 | IPO | 11900 | Rivian Automotive (Irvine ,CA , ) | AUTOMOTIVE | Gibson Dunn & Crutcher | Global Oryx | SHAREHOLDER | Stephen Olson (Houston) | Hillary Holmes (Houston) |
| 12/20/2021 | Private Offering | 40 | Rock Tech Lithium (Vancouver ,BC , Canada) | MINING | Gibson Dunn & Crutcher | Evercore | PLACEMENT AGENTS | Hilary Holmes (Houston) | Chris Haynes (Houston) |
| 8/11/2021 | ATM | 40 | SilverBow Resources (Houston ,TX , ) | Gibson Dunn & Crutcher | SilverBow Resources | ISSUER | Hillary Holmes (Houston) | () | |
| 6/9/2021 | Private Offering | 400 | SM Energy (Denver ,CO , ) | ENERGY: OIL & GAS | Gibson Dunn & Crutcher | SM Energy | ISSUER | Doug Rayburn (Dallas) | () |
| 3/24/2021 | Private Placement | 400 | Solaris Midstream Holdings (Midland ,TX , ) | ENERGY: RENEWABLE/STORAGE | Gibson Dunn & Crutcher | Solaris Midstream Holdings | ISSUER | Preston Holmes (Houston) | Doug Rayburn (Dallas) |
| 1/19/2021 | Public Offering | 1000 | Targa Resources (Houston ,TX , ) | ENERGY: MIDSTREAM | Gibson Dunn & Crutcher | Underwriters | UNDERWRITER | Doug Rayburn (Dallas) | () |
| 12/1/2021 | Private Placement | 1450 | Tenet Healthcare Corp (Dallas ,TX , ) | HEALTHCARE | Gibson Dunn & Crutcher | Tenet Healthcare Corp | ISSUER | Andrew Fabens (New York) | () |
| 1/27/2021 | IPO | 400 | TLG Acquisition One Corp (West Palm Beach ,FL , ) | FINANCE | Gibson Dunn & Crutcher | TLG Acquisition One Corp | ISSUER | Preston Spedale (Houston) | () |
| 11/23/2021 | Private Placement | 100 | Universal Insurance Holdings Inc. (Fort Lauderdale ,FL , ) | INSURANCE | Gibson Dunn & Crutcher | Universal Insurance Holdings Inc. | ISSUER | Gerry Spedale (Houston) | Thomas Kim (Washington, D.C.) |
| 4/28/2021 | Private Offering | 950 | Waste Management Inc. (Houston ,TX , ) | WASTE MANAGEMENT | Gibson Dunn & Crutcher | Credit Suisse Securities, Goldman Sachs & Co. and Wells Fargo Securities | UNDERWRITER | Hillary Holmes (Houston) | Jim Moloney () |
| 3/22/2021 | Secondary Offering | 173.5 | Western Midstream Partners ( The Woodlands ,TX , ) | ENERGY: MIDSTREAM | Gibson Dunn & Crutcher | BofA Securities | UNDERWRITER | Hillary Holmes (Houston) | () |
| 9/9/2021 | Tender Offer | 500 | Western Midstream Partners ( The Woodlands ,TX , ) | ENERGY: MIDSTREAM | Gibson Dunn & Crutcher | MUFG Securities, TD Securities | DEAL MANAGER | Hillary Holmes (Houston) | () |
| 10/19/2021 | IPO | 115 | SportsMap Tech Acquisition Corp (Houston ,TX , ) | FINANCE/BANKING | Gray Reed | SportsMap | SPONSOR(S) | Nancy Bostic (Houston) | David Earhart (Dallas) |
| 2/16/2021 | PUBLIC EQUITY OFFERING | 41.8 | AYRO, Inc. (Round Rock (Austin) ,TX , ) | TRANSPORTATION | Haynes and Boone LLP | AYRO, Inc. | Issuer | Preston Fry (Dallas, TX) | Rick Werner (New York, NY) |
| 1/19/2021 | PUBLIC DEBT OFFERING | 650 | Commercial Metals Company (Irving ,TX , ) | ENERGY: MINING | Haynes and Boone LLP | Commercial Metals Company | Issuer | Preston Wisinski (Dallas, TX) | Rosebud Nau (Dallas, TX) |
| 3/18/2021 | PUBLIC EQUITY OFFERING | 61.7 | Construction Partners, Inc. (Dothan ,AL , ) | CONSTRUCTION | Haynes and Boone LLP | Construction Partners, Inc. | Issuer | Preston Samuel (Dallas, TX) | Rachel Hurt O'Donnell (Dallas, TX) |
| 3/9/2021 | IPO | 90 | Gold Royalty Corp. (Vancouver, BC ,n/a , ) | ENERGY: OIL & GAS | Haynes and Boone LLP | Gold Royalty Corp. | Issuer | Rick Werner (New York, NY) | Dorothy Sluszka (New York, NY) |
| 2/11/2021 | PUBLIC EQUITY OFFERING | 40 | Pulmatrix, Inc. (Lexington ,MA , ) | HEALTHCARE | Haynes and Boone LLP | Pulmatrix, Inc. | Issuer | Rick Werner (New York, NY) | () |
| 2/12/2021 | PUBLIC EQUITY OFFERING | 31.6 | Sanara MedTech Inc. (Ft. Worth ,TX , ) | HEALTHCARE: TECHNOLOGY | Haynes and Boone LLP | Sanara MedTech Inc. | Issuer | Preston Fry (Dallas, TX) | () |
| 8/5/2021 | PUBLIC EQUITY OFFERING | 4 | Paltalk, Inc. (New York ,NY , USA) | Haynes and Boone, | Paltalk, Inc. | Issuer | Gregory (Greg) Samuel (Dallas) | () | |
| 9/15/2021 | IPO | 115 | WinVest Acquisition Corp. (Cambridge ,MA , ) | Haynes and Boone, LLP | WinVest Acquisition Corp. | Issuer | Matt Fry (Dallas, TX) | () | |
| 6/30/2021 | Public Offering | 53.3 | ACRES Commercial Realty Corp (Westbury ,NY , ) | REAL ESTATE | Hunton Andrews Kurth | ACRES Commercial Realty Corp | ISSUER | James Davidson (Richmond) | Rob Smith (Washington D.C.) |
| 8/16/2021 | Public Offering/Follow On | 150 | ACRES Commercial Realty Corp (Westbury ,NY , ) | Real Estate | Hunton Andrews Kurth | Raymond James & Associates, Inc. | Underwriter | James Davidson (Richmond) | () |
| 6/30/2021 | Public Offering/Follow On | 53.267 | ACRES Commercial Realty Corp (Westbury ,NY , ) | Real Estate | Hunton Andrews Kurth | RAYMOND JAMES & ASSOCIATES, INC. | Underwriter | James Davidson (Richmond) | () |
| 10/4/2021 | ATM | 0 | ACRES Commercial Realty Corp (Westbury ,NY , ) | Hunton Andrews Kurth | Underwriter | James Davidson (Richmond) | () | ||
| 5/6/2021 | Public Offering/Follow On | 450 | AEP Texas Inc. (Houston ,TX , ) | Energy | Hunton Andrews Kurth | CIBC World Markets Inc. Scotia Capital (USA) Inc. MUFG Securities Americas Inc. TD Securities (USA) LLC | Underwriter | Steven Friend (New York) | () |
| 8/2/2021 | Private Offering | 450 | AEP Transmission Co. (Houston ,TX , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | AEP Transmission | ISSUER | Steven Friend (New York) | () |
| 8/4/2021 | Public Offering/Follow On | 450 | AEP Transmission Company, LLC (Columbus ,OH , ) | Energy | Hunton Andrews Kurth | Mizuho Securities USA Inc. Goldman, Sachs & Co. Citigroup Global Markets Inc. BNY Mellon Capital Markets, LLC | Underwriter | Steven Friend (New York) | () |
| 5/26/2021 | ATM | 55 | AG Mortgage Investment Trust, Inc. ( , , ) | Real Estate | Hunton Andrews Kurth | AG Mortgage Investment Trust, Inc. | Issuer | Jaems Davidson (Richmond) | () |
| 2/22/2021 | ATM | 500 | AGREE REALTY CORPORATION ( , , ) | Real Estate | Hunton Andrews Kurth | Robert W. Baird & Co., et al | Underwriter | David Wright (Richmond) | () |
| 11/18/2021 | Public Offering/Follow On | 700 | Alabama Power Company ( , , ) | Energy | Hunton Andrews Kurth | Truist Securities, Inc. Citigroup Global Markets Inc. Mizuho Securities USA Inc. Wells Fargo Securities, LLC PNC Capital Markets LLC | Underwriter | Steven Friend (New York) | () |
| 6/7/2021 | Shelf Offering | 57.316 | Alpine Income Property Trust, Inc. ( , , ) | Real Estate | Hunton Andrews Kurth | Raymond James & Associates, Inc. | Underwriter | James Davidson (Richmond) | () |
| 11/12/2021 | Public Offering/Follow On | 10.476 | American Electric Power Company, Inc. ( , , ) | Technology & Telecomm | Hunton Andrews Kurth | Ladenburg Thalmann & Co., Inc. | Underwriter | Phil Haines (Houston) | () |
| 3/11/2021 | Public Offering/Follow On | 400 | APPALACHIAN POWER COMPANY ( , , ) | Energy | Hunton Andrews Kurth | US BANCORP INVESTMENTS, INC. J.P. Morgan Securities Inc. Barclays Capital, Inc. (New York) KEYBANC CAPITAL MARKETS INC. | Underwriter | () | () |
| 3/17/2021 | Public Offering/Follow On | 100 | APPALACHIAN POWER COMPANY ( , , ) | Energy | Hunton Andrews Kurth | J.P. Morgan Securities Inc. | Underwriter | Bud Ellis (New York) | () |
| 6/2/2021 | Public Offering | 230 | Arbor Realty Trust (New York ,NY , ) | REAL ESTATE | Hunton Andrews Kurth | Raymond James & Associates | UNDERWRITER | James Davidson (Richmond) | () |
| 6/2/2021 | Public Offering/Follow On | 230 | Arbor Realty Trust, Inc. (New York ,NY , ) | Real Estate | Hunton Andrews Kurth | Raymond James & Associates, Inc. | Underwriter | James Davidson (Richmond) | () |
| 6/29/2021 | Private Offering | 25 | Bancorp 34 Inc ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (Dallas) | () | |
| 10/21/2021 | Private Offering | 12.3 | Broadway Financial Corporation ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Broadway Financial Corporation | Issuer | Heather Estep (Washington) | () |
| 1/12/2021 | ATM | 157.92 | Capstead Mortgage Corporation ( , , ) | Real Estate | Hunton Andrews Kurth | Capstead Mortgage Corporation | Issuer | Ryan Barbour (Dallas) | () |
| 10/13/2021 | Private Offering | 10 | CapTex Bancshares, Inc. ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (Dallas) | () | |
| 5/13/2021 | Private Offering | 1700 | CenterPoint Energy (Houston ,TX , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | BofA Securities, et al | UNDERWRITER | Pete O'Brien (New York) | Adam O'Brian (New York) |
| 3/11/2021 | Shelf Offering | 1100 | CenterPoint Energy Houston Electric, LLC (Houston ,TX , ) | Energy | Hunton Andrews Kurth | Truist Securities et al | Underwriter | () | () |
| 3/2/2021 | Shelf Offering | 1700 | CenterPoint Energy Resources Corp. (Houston ,TX , ) | Energy | Hunton Andrews Kurth | US BANCORP INVESTMENTS, INC. J.P. Morgan Securities Inc. MUFG Securities Americas Inc. Wells Fargo Securities, LLC | Underwriter | () | () |
| 5/13/2021 | Shelf Offering | 1700 | Centerpoint Energy, Inc. (Houston ,TX , ) | Energy | Hunton Andrews Kurth | Banc of America Securities LLC MUFG Securities Americas Inc. US Bancorp Piper Jaffray PNC Capital Markets LLC Mizuho Securities USA Inc. | Underwriter | Peter Obrien (New York) | () |
| 1/5/2021 | ATM | 100 | CHATHAM LODGING TRUST ( , , ) | Real Estate | Hunton Andrews Kurth | CHATHAM LODGING TRUST | Issuer | David Wright (Richmond) | () |
| 9/3/2021 | Private Offering | 32.5 | ChoiceOne Financial Services ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Beth Whitaker (Dallas) | () | |
| 7/12/2021 | Private Offering | 22 | Citizens Banking Corporation ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (Dallas) | () | |
| 9/10/2021 | Private Offering | 325 | Cleco Power LLC (Pineville ,LA , ) | Energy | Hunton Andrews Kurth | Cleco Power LLC | Underwriter, Issuer | Peter O'Brien (New York) | () |
| 12/7/2021 | Private Offering | 425 | CoBank, ACB ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | CoBank, ACB | Issuer | Steven Friend (New York) | () |
| 4/15/2021 | Private Offering | 35 | Community Bank Corp (Park Ridge ,IL , ) | FINANCE/BANKING | Hunton Andrews Kurth | Underwriter | UNDERWRITER | Peter Weinstock (Dallas) | () |
| 4/7/2021 | Private Offering | 33 | Community Bank Holdings of Texas ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Raymond James & Associates, Inc. Keefe, Bruyette & Woods, Inc. | Underwriter | Beth Whitaker (Dallas) | () |
| 11/9/2021 | Private Offering | 683.567 | Confidential ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Sponsor Counsel, Issuer | Angus Duncan (London) | () | |
| 6/15/2021 | Public Offering | 775.5 | Consolidated Ediison (New York ,NY , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | Barclays Capital | UNDERWRITER | Michael Fitzpatrick (New York) | Christina Kwon (New York) |
| 6/8/2021 | Shelf Offering | 1500 | CONSOLIDATED EDISON COMPANY OF NEW YORK, INC. (New York ,NY , ) | Energy | Hunton Andrews Kurth | CIBC World Markets Inc. Scotia Capital (USA) Inc. KEYBANC CAPITAL MARKETS INC. J.P. Morgan Securities Inc. Barclays Capital, Inc. (New York) MUFG Securities Americas Inc. Banc of America Securities LLC Wells Fargo Securities, LLC | Underwriter | () | () |
| 12/2/2021 | Shelf Offering | 0 | CONSOLIDATED EDISON COMPANY OF NEW YORK, INC. (New York ,NY , ) | Energy | Hunton Andrews Kurth | CONSOLIDATED EDISON COMPANY OF NEW YORK, INC. | Underwriter, Issuer | Michael Fitzpatrick (New York) | () |
| 6/18/2021 | Shelf Offering | 775.478 | Consolidated Edison, Inc. (New York ,NY , ) | Energy | Hunton Andrews Kurth | Barclays Capital | Underwriter | Michael Fitzpatrick (New York) | () |
| 4/30/2021 | ATM | 150 | CTO Realty Growth (Daytona Beach ,FL , ) | REAL ESTATE | Hunton Andrews Kurth | CTO Realty Growth | ISSUER | James Davidson (Richmond) | () |
| 6/28/2021 | Public Offering | 75 | CTO Realty Growth (Daytona Beach ,FL , ) | REAL ESTATE | Hunton Andrews Kurth | Wells Fargo | UNDERWRITER | James Davidson (Richmond) | () |
| 7/6/2021 | Public Offering/Follow On | 75 | CTO Realty Growth Inc (Daytona Beach ,FL , ) | Real Estate | Hunton Andrews Kurth | Wells Fargo Securities, LLC | Underwriter | James Davidson (Richmond) | () |
| 4/30/2021 | Private Offering | 150 | CTO Realty Growth, Inc. and Alpine Income Property Trust, Inc. (Daytona Beach ,FL , ) | Real Estate | Hunton Andrews Kurth | BMO CAPITAL MARKETS CORP. B. Riley Securities, Inc. Robert W. Baird & Co. Wells Fargo Securities, LLC Janney Montgomery Scott LLC BMO Capital Markets BTIG, LLC Truist Securities, Inc. | Underwriter | James Davidson (Richmond) | () |
| 11/24/2021 | Shelf Offering | 280 | DTE Energy Company ( , , ) | Energy | Hunton Andrews Kurth | DTE Energy Company | Issuer | Kevin Felz (New York) | () |
| 6/4/2021 | Private Offering | 3000 | Duke Energy (Charlotte ,NC , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | Duke Energy | ISSUER | Christina Kwon (New York) | Peter O'Brien (New York) |
| 8/12/2021 | Public Offering | 650 | Duke Energy (Charlotte ,NC , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | Duke Energy | ISSUER | Peter O'Brien (New York) | () |
| 11/24/2021 | Securitization | 1006.837 | Duke Energy Carolinas NC Storm Funding LLC Duke Energy Carolinas NC Storm Funding LLC (Charlotte ,NC , ) | Energy | Hunton Andrews Kurth | Duke Energy Carolinas NC Storm Funding LLC Duke Energy Carolinas NC Storm Funding LLC | Issuer | Michael Fitzpatrick (New York) | () |
| 4/1/2021 | Shelf Offering | 1000 | Duke Energy Carolinas, LLC (Charlotte ,NC , ) | Energy | Hunton Andrews Kurth | Duke Energy Carolinas, LLC | Issuer | Christina Kwon (New York) | () |
| 6/10/2021 | Shelf Offering | 3000 | Duke Energy Corporation (Charlotte ,NC , ) | Energy | Hunton Andrews Kurth | Duke Energy Corporation | Issuer | Christina Kwon (New York) | () |
| 9/28/2021 | Shelf Offering | 500 | Duke Energy Corporation (Charlotte ,NC , ) | Energy | Hunton Andrews Kurth | Duke Energy Corporation | Issuer | Peter O'Brien (New York) | () |
| 12/2/2021 | Shelf Offering | 1150 | Duke Energy Florida, LLC (Charlotte ,NC , ) | Energy | Hunton Andrews Kurth | Duke Energy Florida, LLC | Bond Counsel, Issuer | Christina Kwon (New York) | () |
| 8/12/2021 | Shelf Offering | 1100 | DUKE ENERGY PROGRESS, INC. (Charlotte ,NC , ) | Energy | Hunton Andrews Kurth | DUKE ENERGY PROGRESS, INC. | Issuer | Peter Obrien (New York) | () |
| 6/4/2021 | Private Placement | 750 | Emera (Halifax ,NSC , Canada) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | Morgan Stanley, Wells Fargo, et al | UNDERWRITER | Peter O'Brien (New York) | Christine Kwon (New York) |
| 6/4/2021 | Private Offering | 750 | Emera US Finance LP (Halifax ,NSC , Canada) | Energy | Hunton Andrews Kurth | Morgan Stanley & Co., LLC Wells Fargo Securities, LLC MUFG Securities Americas Inc. J.P. Morgan Securities Inc. Scotia Capital (USA) Inc. RBC Capital Markets | Underwriter | Christina Kwon (New York) | () |
| 6/14/2021 | Public Offering | 900 | Energy Transafer (Dallas ,TX , ) | ENERGY: MIDSTREAM | Hunton Andrews Kurth | JP Morgan, Mizuno Securities | UNDERWRITER | Jordan Hirsch (Houston) | () |
| 6/15/2021 | Shelf Offering | 900 | Energy Transfer LP (Dallas ,TX , ) | Energy | Hunton Andrews Kurth | Mizuho Securities USA Inc. J.P. Morgan Securities Inc. PNC Capital Markets LLC | Underwriter | Jordan Hirsch (Houston) | () |
| 12/10/2021 | Secondary Offering | 765 | Energy Transfer LP (Dallas ,TX , ) | Energy | Hunton Andrews Kurth | J.P. Morgan Securities Inc. Citigroup Global Markets Inc. Morgan Stanley & Co., LLC | Underwriter | Jordan Hirsch (Houstojn) | () |
| 4/20/2021 | Private Offering | 500 | Evergy Missouri West Inc ( , , ) | Energy | Hunton Andrews Kurth | Evergy Missouri West Inc | Issuer | Christina Kwon (New York) | () |
| 4/20/2021 | ATM | 7 | Evolve Transition Infrastructure LP ( , , ) | Energy | Hunton Andrews Kurth | Evolve Transition Infrastructure LP | Issuer | Phil Haines (Houston) | () |
| 4/30/2021 | Private Offering | 10 | First Citizens Bancshares Inc (Raleigh ,NC , ) | Financial Services and Institutions | Hunton Andrews Kurth | First Citizens Bancshares Inc | Issuer | Brian Marek (Dallas) | () |
| 4/30/2021 | Private Placement | 10 | First Citizens BancShares Inc. (Raleigh ,NC , ) | FINANCE | Hunton Andrews Kurth | First Citizens BancShares Inc. | ISSUER | Brian Marek (Dallas) | () |
| 6/9/2021 | Private Offering | 142 | Florida Power & Light (Juno Beach ,FL , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | JP Morgan, UBS, Morgan Stanley, RBC Capital Markets | UNDERWRITER | Stephen Friend (New York) | Robert McNamara (New York) |
| 11/18/2021 | Public Offering/Follow On | 1200 | FLORIDA POWER & LIGHT COMPANY (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | Mizuho Securities USA Inc. TD Securities (USA) LLC Regions Securities, LLC Banc of America Securities LLC RBC Capital Markets Fifth Third Securities, Inc. Goldman, Sachs & Co. Barclays Capital, Inc. (New York) Citigroup Global Markets Inc. KEYBANC CAPITAL MARKETS INC. Wells Fargo Securities, LLC BNY Mellon Capital Markets, LLC PNC Capital Markets LLC US Bancorp Piper Jaffray Scotia Capital (USA) Inc. | Underwriter | Steven Friend (New York) | () |
| 5/10/2021 | Public Offering/Follow On | 1000 | FLORIDA POWER & LIGHT COMPANY (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | BNY Mellon Capital Markets, LLC PNC Capital Markets LLC J.P. Morgan Securities Inc. BNP PARIBAS, BNP PARIBAS SECURITIES CORP, BNP PARIBAS US WHOLESALE HOLDINGS, CORP AND SIEMENS FINANCIAL SERVICES, INC | Underwriter | Steven Friend (New York) | () |
| 6/11/2021 | Public Offering/Follow On | 600 | FLORIDA POWER & LIGHT COMPANY (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | Barclays Capital, Inc. (New York) Morgan Stanley & Co., LLC Banc of America Securities LLC J.P. Morgan Securities Inc. PNC Capital Markets LLC | Underwriter | Steven Friend (New York) | () |
| 6/15/2021 | Public Offering/Follow On | 142.092 | FLORIDA POWER & LIGHT COMPANY (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | J.P. Morgan Securities Inc. UBS INVESTMENT BANK Morgan Stanley & Co., LLC RBC Capital Markets | Underwriter | Steven Friend (Houston) | () |
| 4/20/2021 | Public Offering | 250 | Genesis Energy (Houston ,TX , ) | ENERGY: MIDSTREAM | Hunton Andrews Kurth | BofA Securities, Wells Fargo, et al | UNDERWRITER | Henry Havre (Houston) | Chris Adcock (Houston) |
| 4/22/2021 | Public Offering | 250 | GENESIS ENERGY, L.P. (Houston ,TX , ) | Energy | Hunton Andrews Kurth | Banc of America Securities | Underwriter | Henry Havre (Houston) | () |
| 1/25/2021 | ATM | 62.469689 | Guggenheim Credit Allocation Fund ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Cantor Fitzgerald | Underwriter | Phil Haines (Houston) | () |
| 1/25/2021 | ATM | 159.724117 | Guggenheim Strategic Opportunities Fund ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Cantor Fitzgerald | Underwriter | Phil Haines (Houston) | () |
| 1/25/2021 | ATM | 88.896812 | Guggenheim Taxable Municipal Managed Duration Trust ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Cantor Fitzgerald | Underwriter | Phil Haines (Houston) | () |
| 2/12/2021 | Public Offering/Follow On | 35 | Hall of Fame Resort & Entertainment Company ( , , ) | Sports & Entertainment & Media | Hunton Andrews Kurth | Hall of Fame Resort & Entertainment Company | Issuer | () | () |
| 10/1/2021 | Private Placement | 20 | InBankshares Corp (Denver ,CO , ) | FINANCE/BANKING | Hunton Andrews Kurth | Performance Trust Capital Partners | PLACEMENT AGENTS | Peter Weinstock (Dallas) | () |
| 10/1/2021 | Private Offering | 20 | InBankshares, Corp ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (Dallas) | () | |
| 4/29/2021 | Public Offering/Follow On | 450 | Indiana Michigan Power Company ( , , ) | Energy | Hunton Andrews Kurth | Truist Securities, Inc. Citigroup Global Markets Inc. Mizuho Securities USA Inc. RBC Capital Markets | Underwriter | Steven Friend (New York) | () |
| 10/1/2021 | Tender Offer | 35 | Integrys Holding, Inc. ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Raymond James & Associates, Inc. Keefe, Bruyette & Woods, Inc. | Issuer | Peter Weinstock (Dallas) | () |
| 2/11/2021 | Public Offering | 750 | Kinder Morgan (Houston ,TX , ) | ENERGY: MIDSTREAM | Hunton Andrews Kurth | Underwriters | UNDERWRITER | Michael O'Leary (Houston) | Taylor Landry (Houston) |
| 11/9/2021 | Public Offering | 800 | Kinder Morgan (Houston ,TX , ) | ENERGY: MIDSTREAM | Hunton Andrews Kurth | Credit Suisse, Mizhuo Securities, PNC Capital Markets and Wells Fargo Securities | UNDERWRITER | Mike O'Leary (Houston) | Taylor Landry (Houston) |
| 6/14/2021 | Private Offering | 50 | KLX Energy Services Holdings (Houston ,TX , ) | ENERGY: OIL FIELD/THIRD PARTY | Hunton Andrews Kurth | Piper Sandler | UNDERWRITER | Mike O'Leary (Houston) | Taylor Landry (Houston) |
| 6/14/2021 | ATM | 50 | KLX Energy Services Holdings, Inc (Houston ,TX , ) | Energy | Hunton Andrews Kurth | Piper Sandler & Co. | Underwriter | Taylor Landry (Houston) | () |
| 6/11/2021 | Private Offering | 15 | Lake Financial Corporation ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (Dallas) | () | |
| 6/11/2021 | Private Offering | 15 | Lake Financial Corporation ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (Dallas) | () | |
| 6/4/2021 | Public Offering | 15 | Lincoln County Bancorp (Troy ,MO , ) | FINANCE | Hunton Andrews Kurth | Lincoln County Bancorp | ISSUER | Peter Weinstock (Dallas) | Beth Whitaker (Dallas) |
| 6/4/2021 | Private Offering | 15 | Lincoln County Bancorp, Inc. (Troy ,MO , ) | Hunton Andrews Kurth | Lincoln County Bancorp, Inc. | Issuer | Peter Weinstock (New York) | () | |
| 8/3/2021 | Private Offering | 7 | Linden Bancshares, Inc. (Linden ,TX , ) | Financial Services and Institutions | Hunton Andrews Kurth | Linden Bancshares, Inc. | Issuer | Peter Weinstock (Dallas) | () |
| 11/10/2021 | Public Offering/Follow On | 6 | MIND Technology, Inc ( , , ) | Energy | Hunton Andrews Kurth | US Bancorp Piper Jaffray RBC Capital Markets Banc of America Securities LLC | Underwriter | Steven Friend (New York) | () |
| 6/29/2021 | Private Offering | 525 | Mississippi Power Co (Gulfport ,MS , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | Barclays Capital, Mizuho Securities USA Inc., RBC Capital Markets and Piper Jaffray | UNDERWRITER | Steven Friend (New York) | Peter O'Brien (New York) |
| 6/29/2021 | Public Offering/Follow On | 525 | Mississippi Power Company (Gulfport ,MS , ) | Energy | Hunton Andrews Kurth | Barclays Capital Mizuho Securities USA Inc. RBC Capital Markets US Bancorp Piper Jaffray | Underwriter | Steven Friend (New York) | () |
| 9/24/2021 | Private Offering | 350 | New York State Electric & Gas Corporation ( , , ) | Energy | Hunton Andrews Kurth | Wells Fargo Securities, LLC Citigroup Global Markets Inc. Credit Agricole Securities (USA) Inc. | Underwriter, Initial Purchasers | Peter O'Brien (New York) | () |
| 8/13/2021 | IPO | 101.5547 | Newlake Capital Partners Inc. ( , , ) | Real Estate | Hunton Andrews Kurth | Newlake Capital Partners Inc. | Issuer | James Davidson (Richmond) | () |
| 8/10/2021 | Private Offering | 150 | NexBank Capital, Inc ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | NexBank Capital, Inc | Issuer | Carleton Goss (Dallas) | () |
| 3/31/2021 | ATM | 100 | NexPoint Real Estate Finance, Inc. (Dallas ,TX , ) | Real Estate | Hunton Andrews Kurth | RAYMOND JAMES & ASSOCIATES, INC. | Underwriter | James Davidson (Richmond) | () |
| 4/20/2021 | Shelf Offering | 75 | NexPoint Real Estate Finance, Inc. (Dallas ,TX , ) | Hunton Andrews Kurth | Raymond James & Associates, Inc. | Underwriter | () | () | |
| 4/20/2021 | Shelf Offering | 75 | NexPoint Real Estate Finance, Inc. (Dallas ,TX , ) | Real Estate | Hunton Andrews Kurth | Raymond James & Associates, Inc. | Underwriter | James Davidson (Richmond) | () |
| 12/20/2021 | Shelf Offering | 60 | NexPoint Real Estate Finance, Inc. (Dallas ,TX , ) | Real Estate | Hunton Andrews Kurth | Raymond James & Associates, Inc. | Underwriter | James Davidson (Richmond) | () |
| 8/20/2021 | Public Offering/Follow On | 48.3 | NexPoint Real Estate Finance, Inc. (Dallas ,TX , ) | Real Estate | Hunton Andrews Kurth | Underwriter | James Davidson (Richmond) | () | |
| 8/27/2021 | ATM | 50 | NextDecade ( , , ) | Energy | Hunton Andrews Kurth | Virtu Americas LLC | Underwriter | Phil Haines (Dallas) | () |
| 3/17/2021 | Shelf Offering | 2500 | NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | Mizuho Securities USA Inc. Banc of America Securities Citigroup Global Markets Inc. Morgan Stanley & Co., LLC Wells Fargo Securities, LLC Credit Suisse Securities (USA), LLC Goldman, Sachs & Co. Barclays Capital, Inc. (New York) Scotia Capital (USA) Inc. | Underwriter | Steven Friend (New York) | () |
| 12/13/2021 | Shelf Offering | 2500 | NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | Scotia Capital (USA) Inc. Fifth Third Securities, Inc. KEYBANC CAPITAL MARKETS INC. Mizuho Securities USA Inc. CIBC World Markets Corp. Regions Securities, LLC U.S. Bancorp Piper Jaffray TD Securities (USA) LLC MUFG Securities Americas Inc. Credit Suisse Group BMO CAPITAL MARKETS CORP. Banc of America Securities LLC J.P. Morgan Securities Inc. BNY Mellon Capital Markets, LLC Goldman, Sachs & Co. PNC Capital Markets SMBC Nikko Securities America, Inc. SANTANDER BANK, N.A. | Underwriter | Steven Friend (New York) | () |
| 6/8/2021 | Shelf Offering | 1500 | NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | Citigroup Global Markets Inc. Goldman, Sachs & Co. Credit Suisse (USA), Inc. Credit Agricole Securities (USA) Inc. J.P. Morgan Securities Inc. Barclays Capital Scotia Capital (USA) Inc. Wells Fargo Securities, LLC RBC Capital Markets Morgan Stanley & Co., LLC Banc of America Securities US Bancorp Piper Jaffray BNP Paribas Securities Corp. | Underwriter | Steven Friend (New York) | () |
| 11/3/2021 | Public Offering/Follow On | 800 | NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | Morgan Stanley & Co., LLC Citigroup Global Markets Inc. BofA Securities, Inc. | Underwriter | Peter O'Brien (New York) | () |
| 12/14/2021 | Shelf Offering | 600 | NEXTERA ENERGY CAPITAL HOLDINGS (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | Wells Fargo Securities, LLC Barclays Capital, Inc. (New York) Morgan Stanley & Co., LLC Credit Agricole Securities (USA) Inc. Citigroup Global Markets Inc. RBC Capital Markets BNP Paribas Securities Corp. | Underwriter | Steven Friend (New York) | () |
| 6/17/2021 | Private Offering | 500 | NextEra Energy Partners, LP (Juno Beach ,FL , ) | Energy | Hunton Andrews Kurth | Morgan Stanley & Co., LLC | Underwriter | Steven Friend (New York) | () |
| 8/11/2021 | Private Placement | 150 | NextPoint Bank Capital (Dallas ,TX , ) | FINANCE/BANKING | Hunton Andrews Kurth | NextPoint Bank Capital | ISSUER | Peter Weinstock (Dallas) | Carleton Goss (Dallas) |
| 4/20/2021 | Private Placement | 75 | NexPoint Real Estate Finance (Dallas ,TX , ) | REAL ESTATE | Hunton Andrews Kurth | Raymond James & Associates | UNDERWRITER | James Davidson (Richmond) | () |
| 5/16/2021 | Private Offering | 725 | NGPL PipeCo (Houston ,TX , ) | ENERGY: MIDSTREAM | Hunton Andrews Kurth | NGPL PipeCo | ISSUER | Henry Havre (Houston) | () |
| 5/14/2021 | Private Offering | 725 | NGPL PipeCo LLC ( , , ) | Energy | Hunton Andrews Kurth | NGPL PipeCo LLC | Issuer | Henry Havre (Houston) | () |
| 3/30/2021 | Shelf Offering | 850 | Northern States Power Company (a Minnesota Corporation) ( , , ) | Energy | Hunton Andrews Kurth | Wells Fargo Securities, LLC TD Securities (USA) LLC MUFG Securities Americas Inc. US BANCORP INVESTMENTS, INC. PNC Capital Markets LLC | Underwriter | Christina Kwon (New York) | () |
| 11/19/2021 | Public Offering/Follow On | 325 | NorthWestern Corporation (Sioux Falls ,SD , ) | Energy | Hunton Andrews Kurth | J.P. Morgan Securities Inc. Banc of America Securities LLC Wells Fargo Securities, LLC | Underwriter | Christina Kwon (New York) | () |
| 4/23/2021 | ATM | 200 | NorthWestern Corporation (Sioux Falls ,SD , ) | Energy | Hunton Andrews Kurth | Banc of America Securities LLC J.P. Morgan Securities Inc. Credit Suisse Securities (USA), LLC CIBC World Markets Inc. | Underwriter | Christina Kwon (New York) | () |
| 4/20/2021 | Private Offering | 200 | NorthWestern Energy Corp (Sioux Falls ,SD , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | JP Morgan Securities et al | INITIAL PURCHASER | Robert McNamara (Houston) | () |
| 11/16/2021 | Private Offering | 800 | Oncor Electric Delivery Company LLC ( , , ) | Energy | Hunton Andrews Kurth | Citigroup Global Markets Inc. RBC Capital Markets UBS Investment Bank J.P. Morgan Securities Inc. | Underwriter, Initial Purchasers | Michael Fitzpatrick (New York) | () |
| 3/11/2021 | Shelf Offering | 2500 | One Gas, Inc. ( , , ) | Energy | Hunton Andrews Kurth | J.P. Morgan Securities Inc. Banc of America Securities LLC Mizuho Securities USA Inc. | Underwriter | () | () |
| 6/3/2021 | Private Offering | 800 | Pacific Gas & Electric (San Francisco ,CA , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | Pacific Gas & Electric | ISSUER | Kevin Felz (New York) | Michael Fitzpatrick (New York) |
| 3/11/2021 | Shelf Offering | 2400 | PACIFIC GAS & ELECTRIC COMPANY (San Francisco ,CA , ) | Energy | Hunton Andrews Kurth | PACIFIC GAS & ELECTRIC COMPANY | Issuer | Kevin Felz (New York) | () |
| 6/3/2021 | Shelf Offering | 800 | Pacific Gas & Electric Company (San Francisco ,CA , ) | Energy | Hunton Andrews Kurth | Pacific Gas & Electric Company | Issuer | Kevin Felz (New York) | () |
| 11/15/2021 | Public Offering/Follow On | 750 | Pacific Gas & Electric Company (San Francisco ,CA , ) | Energy | Hunton Andrews Kurth | Morgan Stanley & Co., LLC TD Securities (USA) LLC RBC Capital Markets Truist Securities, Inc. Banc of America Securities LLC US Bancorp Piper Jaffray Credit Suisse (USA), Inc. Wells Fargo Securities, LLC | Underwriter | Steven Friend (New York) | () |
| 2/26/2021 | Private Offering | 20 | Paducah Bank Shares, Inc. ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Paducah Bank Shares, Inc. | Issuer | Ryan Marek (Dallas) | () |
| 8/17/2021 | Public Offering/Follow On | 57.5 | Perpetua Resources Corp ( , , ) | Mining | Hunton Andrews Kurth | B. Riley Securities, Inc. | Underwriter | Phil Haines (Houston) | () |
| 11/10/2021 | Bond Issue | 300 | PG & E (San Francisco ,CA , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | PG&E | ISSUER | () | () |
| 4/16/2021 | Public Offering | 11 | PHX Minerals (Oklahoma City ,OK , ) | ENERGY: OIL & GAS | Hunton Andrews Kurth | Stifel, Nicolaus & Co | UNDERWRITER | Phil Haines (Houston) | Richard Kronthal (New York) |
| 4/16/2021 | Public Offering/Follow On | 11.434 | PHX Minerals Inc. (Oklahoma City ,OK , ) | Energy | Hunton Andrews Kurth | Stifel, Nicolaus & Company Incorporated | Underwriter | Phil Haines (Houston) | () |
| 8/25/2021 | ATM | 7.89 | PHX Minerals Inc. (Oklahoma City ,OK , ) | Energy | Hunton Andrews Kurth | Stifel, Nicolaus & Company Incorporated | Underwriter | Phil Haines (Dallas) | () |
| 3/11/2021 | Shelf Offering | 350 | Piedmont Natural Gas Company, Inc. ( , , ) | Energy | Hunton Andrews Kurth | Piedmont Natural Gas Company, Inc. | Issuer | () | () |
| 1/14/2021 | Public Offering/Follow On | 56.996875 | Postal Realty Trust, Inc. ( , , ) | Real Estate | Hunton Andrews Kurth | Postal Realty Trust, Inc. | Issuer | James Davidson (Richmond) | () |
| 7/14/2021 | Tender Offer | 2300 | PPL Capital Funding, Inc. ( , , ) | Energy | Hunton Andrews Kurth | PPL Capital Funding, Inc. | Underwriter, Issuer | Steven Friend (New York) | () |
| 6/26/2021 | Bond Issue | 650 | PPL Electric Utilities Corp (Allentown ,PA , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | PNC Capital, BofA, et al | ISSUER | Adan O'Brian (New York) | Peter O'Brien (New York) |
| 6/24/2021 | Shelf Offering | 650 | PPL Electric Utilities Corporation (Allentown ,PA , ) | Energy | Hunton Andrews Kurth | PNC Capital Markets LLC Banc of America Securities LLC Citigroup Global Markets Inc. Mizuho Securities USA Inc. | Underwriter | Adam Obrian () | () |
| 5/23/2021 | Public Offering | 11 | Progressive Growth Corp (Gaylord ,MN , ) | FINANCE | Hunton Andrews Kurth | Performance Trust Capital | UNDERWRITER | Peter Weinstock (Dallas) | () |
| 3/23/2021 | Private Offering | 11 | Progressive Growth Corp ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (New York) | () | |
| 8/13/2021 | Public Offering/Follow On | 800 | Public Service Company Of Oklahoma and American Electric Power Service Corporation ( , , ) | Energy | Hunton Andrews Kurth | Credit Agricole Securities (USA) Inc. KEYBANC CAPITAL MARKETS INC. PNC Capital Markets LLC Wells Fargo Securities, LLC SMBC Nikko Securities America, Inc. | Underwriter | Steven Friend (New York) | () |
| 6/14/2021 | Private Offering | 500 | Puget Energy, Inc. (Bellevue ,WA , ) | Energy | Hunton Andrews Kurth | Scotia Capital (USA) Inc. U.S. BANCORP Banc of America Securities MUFG Securities Americas Inc. | Underwriter, Initial Purchasers | Christina Kwon (New York) | () |
| 9/15/2021 | Shelf Offering | 450 | Puget Sound Energy, Inc. (Bellevue ,WA , ) | Energy | Hunton Andrews Kurth | Mizuho Securities USA Inc. Wells Fargo Securities, LLC Barclays Capital J.P. Morgan Securities Inc. | Underwriter, Initial Purchasers | Peter O'Brien (New York) | () |
| 7/13/2021 | Private Offering | 34.5 | Ramaco Resources (Lexington ,KY , ) | ENERGY: OIL & GAS | Hunton Andrews Kurth | B. Riley Securities, et al | UNDERWRITER | Phil Haines (Houston) | Taylor Landry (Houston) |
| 7/13/2021 | Public Offering | 34.5 | Ramaco Resources, Inc. (Lexington ,KY , ) | Mining | Hunton Andrews Kurth | Underwriter | Phil Haines (Houston) | () | |
| 1/12/2021 | ATM | 75 | Scorpio Tankers, Inc. ( , , ) | Transportation Energy | Hunton Andrews Kurth | B. Riley Securities, Inc. | Underwriter | Phil Haines (Houston) | () |
| 8/30/2021 | Private Offering | 7 | Security Bancshares, Inc. (Scott City ,KS , ) | FINANCE/BANKING | Hunton Andrews Kurth | Performance Trust Capital Partners | UNDERWRITER | Peter Weinstock (Dallas) | () |
| 8/30/2021 | Private Offering | 7 | SECURITY BANCSHARES, INC. (Scott City ,KS , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (Dallas) | () | |
| 12/16/2021 | Private Offering | 30 | South Atlantic Bancshares, Inc. ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | South Atlantic Bancshares, Inc. | Issuer | Heather Estep (Washington) | () |
| 4/16/2021 | Private Offering | 30 | Southern Michigan Bancorp Inc ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (New York) | () | |
| 11/3/2021 | Public Offering/Follow On | 1300 | Southerwestern Electric Power Company (Spring ,TX , ) | Energy | Hunton Andrews Kurth | SMBC Nikko Securities America, Inc. J.P. Morgan Securities Inc. BMO CAPITAL MARKETS CORP. MUFG Securities Americas Inc. | Underwriter | Steven Friend (New York) | () |
| 3/10/2021 | Public Offering/Follow On | 500 | Southwestern Electric Power Company (Spring ,TX , ) | Energy | Hunton Andrews Kurth | SMBC Nikko Securities America, Inc. J.P. Morgan Securities Inc. Barclays Capital, Inc. (New York) PNC Capital Markets LLC | Underwriter | () | () |
| 3/2/2021 | Shelf Offering | 250 | Southwestern Public Service Company (Spring ,TX , ) | Energy | Hunton Andrews Kurth | Barclays Capital, Inc. (New York) BMO Capital Markets | Underwriter | () | () |
| 6/17/2021 | Private Offering | 600 | Sun Communiities Operating (Southfield ,MI , ) | REAL ESTATE | Hunton Andrews Kurth | Sun Communiities Operating | ISSUER | Henry Havre (Houston) | Casey Shaw (Houston) |
| 6/28/2021 | Shelf Offering | 600 | Sun Communities Operating LP ( , , ) | Real Estate | Hunton Andrews Kurth | Sun Communities Operating LP | Project Counsel, Issuer | Henry Havre (Houston) | () |
| 6/25/2021 | Private Offering | 25 | Texas State Bankshares, Inc. (Harlingen ,TX , ) | Banking | Hunton Andrews Kurth | Texas State Bankshares, Inc. | Issuer | Jacque Kruppa (Dallas) | () |
| 6/25/2021 | Private Offering | 25 | Texas State Bankshares, Inc. (Harlingen ,TX , ) | Hunton Andrews Kurth | Texas State Bankshares, Inc. | Issuer | Brian Marek (Dallas) | () | |
| 4/14/2021 | Private Offering | 35 | The Community Bank ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Underwriter | Peter Weinstock (New York) | () | |
| 11/11/2021 | Public Offering | 600 | The Southern Company (Atlanta ,GA , ) | ENERGY: POWER & UTILITIES | Hunton Andrews Kurth | The Southern Co. | ISSUER | () | () |
| 9/16/2021 | Public Offering/Follow On | 1250 | The Southern Company (Atlanta ,GA , ) | Energy | Hunton Andrews Kurth | Goldman, Sachs & Co. U.S. Bancorp Piper Jaffray Citigroup Global Markets Inc. RBC Capital Markets Barclays Capital, Inc. (New York) J.P. Morgan Securities Inc. Morgan Stanley & Co., LLC | Underwriter | Steven Friend (New York) | () |
| 5/6/2021 | Public Offering/Follow On | 1000 | The Southern Company (Atlanta ,GA , ) | Energy | Hunton Andrews Kurth | Scotia Capital (USA) Inc. Truist Securities, Inc. Goldman, Sachs & Co. Citigroup Global Markets Inc. Mizuho Securities USA Inc. MUFG Securities Americas Inc. | Underwriter | Steven Friend () | () |
| 11/3/2021 | Public Offering/Follow On | 650 | The Southern Company (Atlanta ,GA , ) | Energy | Hunton Andrews Kurth | J.P. Morgan Securities Inc. Goldman, Sachs & Co Scotia Capital (USA) Inc. Barclays Capital, Inc. (New York) | Underwriter | Steven Friend (New York) | () |
| 7/27/2021 | IPO | 0 | U.S. CENTURY BANK ( , , ) | Financial Services and Institutions | Hunton Andrews Kurth | Keefe, Bruyette & Woods, Inc. | Underwriter | Beth Whitaker (Dallas) | () |
| 7/23/2021 | IPO | 40 | US Century Bank (Miami ,FL , ) | FINANCE/BANKING | Hunton Andrews Kurth | Keefe Gruyette & Woods | UNDERWRITER | Beth Whitaker (Dallas) | () |
| 7/16/2021 | Private Offering | 35 | UTB Financial Holding Company (Dallas ,TX , ) | Banking | Hunton Andrews Kurth | UTB Financial Holding Company | Issuer | Peter Weinstock (Dallas) | () |
| 7/16/2021 | Private Offering | 35 | UTB Financial Holding Company (San Antonio ,TX , ) | Hunton Andrews Kurth | UTB Financial Holding Company | Issuer | Peter Weinstock (Dallas) | () | |
| 10/28/2021 | Public Offering/Follow On | 178.55665 | XCEL ENERGY, INC. (Minneapolis ,MN , ) | Energy | Hunton Andrews Kurth | Barclays Capital, Inc. (New York) | Underwriter | Bud Ellis (New York) | () |
| 3/18/2021 | IPO | 400 | Accelerate Acquisition Corp (Short Hills ,NJ , ) | FINANCE | Kirkland & Ellis | Accelerate Acquisition Corp | ISSUER | Preston Nagler (New York) | Debbie Yee (Houston) |
| 11/9/2021 | IPO | 150 | Arena Fortify Acquisition Corp (New York ,NY , ) | FINANCE/BANKING | Kirkland & Ellis | Arena Fortify Acquisition Corp | ISSUER | Julian Seiguer (Houston) | () |
| 11/10/2021 | IPO | 150 | Arena Fortify Acquisition Corp. (New York ,NY , ) | FINANCE/BANKING | Kirkland & Ellis | Arena Investors L.P. | Issuer | Julian Seiguer (Houston, TX) | () |
| 10/21/2021 | IPO | 213.8 | Aris Water Solutions (Houston ,TX , ) | ENERGY: OIL FIELD/THIRD PARTY | Kirkland & Ellis | Trilantic North America | INVESTOR | Julian Seiguer (Houston) | () |
| 12/1/2021 | PUBLIC DEBT OFFERING | 375 | Array Technologies, Inc. (Albuquerque ,NM , ) | ENERGY: RENEWABLE/STORAGE | Kirkland & Ellis | Array Technologies, Inc. | Issuer | Michael Rigdon (Houston, TX) | () |
| 1/20/2021 | IPO | 230 | Authentic Equity Acquisition Company (Rye ,NY , ) | CONSUMER PRODUCTS | Kirkland & Ellis | Authentic Equity Acquisition Company | ISSUER | Preston Nagler (New York) | Debbie Yee (Houston) |
| 10/5/2021 | Private Offering | 400 | Bonanza Creek Energy Inc. (Denver ,CO , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Civitas Resources (Bonanza Creek/Extraction Oil & Gas) | ISSUER | Julian Seiquer (Houston) | Bryan Flannery (Houston) |
| 11/2/2021 | IPO | 230 | BTIG, LLC (New York ,NY , ) | FINANCE/BANKING | Kirkland & Ellis | Onyx Acquisition Co. I | Issuer | Ieuan List (Houston, TX) | () |
| 11/17/2021 | PUBLIC EQUITY OFFERING | 104.7 | Custom Truck One Source, LLC (Kansas City ,MO , ) | TRANSPORTATION | Kirkland & Ellis | Blackstone, Inc. | STOCKHOLDERS | Matt Pacey (Houston, TX) | Julian Seiguer (Houston) |
| 5/24/2021 | Public Offering | 400 | Delek Logistics Partners (Brentwood ,TN , ) | ENERGY: DOWNSTREAM | Kirkland & Ellis | Delek Logistics Partners | ISSUER | Michael Rigdon (Houston) | Sean Wheeler (Houston) |
| 4/20/2021 | Private Offering | 700 | Encino Acquisition Partners (Hosuton ,TX , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Encino Acquisition Partners | ISSUER | Matt Pacey (Houston) | Michael Rigdon (Houston) |
| 11/18/2021 | PUBLIC EQUITY OFFERING | 231.5 | EQT Corporation (Pittsburgh ,PA , ) | ENERGY: MIDSTREAM | Kirkland & Ellis | EQT Corporation | Issuer | Matt Pacey (Houston, TX) | Lanchi Huynh (Dallas) |
| 10/20/2021 | IPO | 240 | ESGEN Acquisition Corp (Dallas ,TX , ) | FINANCE/BANKING | Kirkland & Ellis | ESGEN Acquisition Corp | ISSUER | Julian Seiguer (Houston) | Kevin Crews (Houston) |
| 3/5/2021 | IPO | 222 | First Reserve Sustainable Growth Corp (Stamford ,CT , ) | FINANCE | Kirkland & Ellis | Barclays; Goldman Sachs | UNDERWRITER | Debbie Yee (Houston) | Matthew Pacey (Houston) |
| 3/23/2021 | IPO | 200 | Glass Houses Acquisition Corp (Dallas ,TX , ) | FINANCE | Kirkland & Ellis | Glass Houses Acquisition Corp | ISSUER | Preston Seiguer (Houston/Austin) | () |
| 1/19/2021 | Private Offering | 700 | Indigo Natural Resources (Houston ,TX , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Indigo Natural Resources | ISSUER | Preston Pacey (Houston) | Brooks Antweil (Houston) |
| 7/27/2021 | IPO | 250 | Instructure (Salt Lake City ,UT , ) | EDUCATION | Kirkland & Ellis | Instructure | ISSUER | Brad Reed (Chicago) | Michael Keeley (Chicago) |
| 6/24/2021 | Private Offering | 2170 | ITT (Stamford ,CT , ) | MANUFACTURING | Kirkland & Ellis | Jeffries | UNDERWRITER | Will Bos (Houston) | Andy Veit (Houston) |
| 11/3/2021 | IPO | 260 | Juniper II Corp. (Chatham ,NC , ) | FINANCE/BANKING | Kirkland & Ellis | Juniper II Corp. | Issuer | Julian Seiguer (Houston, TX) | () |
| 3/22/2021 | IPO | 300 | Lead Edge Growth Opportunities Inc. (New York ,NY , ) | FINANCE | Kirkland & Ellis | Lead Edge Growth Opportunities Inc. | ISSUER | Preston Nagler (New York) | Debbie Yee (Houston) |
| 11/5/2021 | IPO | 250 | New Providence Acquisition Corp. II (Austin ,TX , ) | FINANCE/BANKING | Kirkland & Ellis | New Providence Acquisition Corp. II | Issuer | Julian Seiguer (Houston, TX) | () |
| 6/16/2021 | Public Offering | 87.5 | Northern Oil & Gas (Minnetonka ,MN , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Northern Oil & Gas | ISSUER | Matt Pacey (Houston) | Bryan Flannery (Houston) |
| 11/9/2021 | PUBLIC DEBT OFFERING | 200 | Northern Oil & Gas (MINNETONKA ,MN , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Northern Oil & Gas | Issuer | Matt Pacey (Houston, TX) | Bryan Flannery (Houston) |
| 11/17/2021 | PUBLIC EQUITY OFFERING | 200 | Northern Oil & Gas ( MINNETONKA ,MN , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Northern Oil & Gas | Issuer | Bryan Flannery (Houston, TX) | () |
| 5/17/2021 | IPO | 200 | Orion Biotech Opportunities Corp (New York ,NY , ) | FINANCE | Kirkland & Ellis | Orion Biotech Opportunities Corp | ISSUER | Debbie Yee (Houston) | Christian Nagler (New York) |
| 7/20/2021 | IPO | 425.5 | Paycor HCM Inc. (Cincinnati ,OH , ) | TECHNOLOGY | Kirkland & Ellis | Paycor HCM Inc. and APAX | ISSUER | Bob Hayward (Chicago) | Bob Goedert (Chicago) |
| 3/11/2021 | IPO | 360 | Peridot Acquisition Corp II (Hosuton ,TX , ) | FINANCE | Kirkland & Ellis | Peridot Acquisition Corp II | ISSUER | Preston Yee (Houston) | Cephas Sekhar (Houston) |
| 3/10/2021 | IPO | 300 | Plum Acquisition I (San Francisco ,CA , ) | FINANCE | Kirkland & Ellis | Plum Acquisition I | ISSUER | (New York) | () |
| 1/13/2021 | IPO | 690 | Pontem Corp (New York ,NY , ) | FINANCE | Kirkland & Ellis | Pontem Corp | ISSUER | Preston Yee (Houston) | () |
| 7/20/2021 | IPO | 240 | Portage Fintech Acaquisition Corp (Toronto , , Canada) | FINANCE/BANKING | Kirkland & Ellis | Portage Fintech Acaquisition Corp | ISSUER | Debbie Yee (Houston) | () |
| 2/10/2021 | IPO | 300 | Power & Digital Infrastructure Acquisition Corp (Chicago ,IL , ) | FINANCE | Kirkland & Ellis | Power & Digital Infrastructure Acquisition Corp | ISSUER | Preston Yee (Houston) | Lance Hancock (Houston) |
| 12/9/2021 | IPO | 250 | Power & Digital Infrastructure II Corp. (Chicago ,IL , ) | TECHNOLOGY | Kirkland & Ellis | Power & Digital Infrastructure II Corp. | Issuer | Debbie Yee (Houston, TX) | Lancce Hancock (Houston) |
| 11/5/2021 | PUBLIC DEBT OFFERING | 325 | RailWorks Corp. (Deer Park ,TX , ) | TRANSPORTATION | Kirkland & Ellis | Bernhard Capital, LP | Issuer | Julian Seiguer (Houston, TX) | Michael Rigdon (Houston) |
| 6/15/2021 | IPO | 345 | Rice Acquisition Corp II (Carnegie ,PA , ) | FINANCE | Kirkland & Ellis | Rice Acquisition Corp II | ISSUER | Matt Pacey (Houston) | Lanchi Huynh (Dallas) |
| 7/21/2021 | IPO | 1290 | Ryan Special Group (Chicago ,IL , ) | INSURANCE | Kirkland & Ellis | Ryan Speciialty | ISSUER | Bob Hayward (Chicago) | Bob Goedert (Chicago) |
| 5/19/2021 | IPO | 200 | Skydeck Acquisition Corp (Providence ,RI , ) | FINANCE | Kirkland & Ellis | Skydeck Acquisition Corp | ISSUER | Christian Nagler (New York) | Sean Wheeler (Houston) |
| 12/13/2021 | PUBLIC EQUITY OFFERING | 328 | Southwestern Energy Company (Spring ,TX , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Southwestern Energy Company | Issuer | Matt Pacey (Houston) | Anne Peetz (Houston) |
| 3/8/2021 | Public Offering | 175 | Summit Midstream Partners (Houston ,TX , ) | ENERGY: MIDSTREAM | Kirkland & Ellis | Summit Midstream Partners | ISSUER | Rohit Chaudhry (New York) | Jared Joyce-Schleimer (New York) |
| 12/14/2021 | IPO | 200 | Swiftmerge Acquisition Corp (Vancouver ,BC , Canada) | FINANCE/BANKING | Kirkland & Ellis | Swiftmerge Acquisition Corp | ISSUER | Matt Pacey (Houston) | () |
| 11/8/2021 | PUBLIC EQUITY OFFERING | 72.78 | Talos Energy Inc. (Houston ,TX , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Talos Energy Inc. | Issuer | Julian Seiguer (Houston, TX) | Bryan Flannery (Houston) |
| 11/2/2021 | IPO | 360 | Trine II Acquisition Corp. (New York ,NY , ) | FINANCE/BANKING | Kirkland & Ellis | Morgan, Stanley & Co. | Underwriter | Sean Wheeler (Houston, TX) | () |
| 3/10/2021 | IPO | 450 | Vector Acquisition II (San Francisco ,CA , ) | FINANCE | Kirkland & Ellis | Vector Acquisition II | ISSUER | Preston Yee (Houston) | Christian Nagler (Houston) |
| 3/22/2021 | Public Offering | 280 | Vine Energy Inc. (Plano ,TX , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Vine Energy Inc. | ISSUER | Preston Pacey (Houston) | Michael Rigdon (Houston) |
| 10/14/2021 | PUBLIC DEBT OFFERING | 500 | Weatherford International Ltd. (Houston ,TX , ) | ENERGY: OIL & GAS | Kirkland & Ellis | Morgan, Stanley & Co. | Underwriter | Matt Pacey (Houston, TX) | Michael Rigdon (Houston) |
| 8/9/2021 | IPO | 350 | Conyers Park III Acquisition Corp. (Naples ,FL , ) | FINANCE/BANKING | Kirkland & Ellis LLP | Conyers Park III Acquisition Corp. | Issuer | Julian Seiguer (Houston) | () |
| 2/3/2021 | PIPE | 300 | 10X Capital Venture Acquisition Corp. ( , , USA) | FINANCE | Latham & Watkins | Morgan Stanley & Co. Incorporated | Placement Agent | Ryan Maierson (Houston) | () |
| 7/8/2021 | IPO | 300 | Acropolis Infrastructure Acquisition Corp. (New York ,NY , ) | FINANCE | Latham & Watkins | Credit Suisse | UNDERWRITER | Ryan Maierson (Houston) | () |
| 1/5/2021 | Public Equity Offering | 303.6 | AdaptHealth Corp. (Houston ,TX , USA) | HEALTH | Latham & Watkins | Deutsche Bank Securities, Inc. | Underwriter | Marc Jaffe (New York) | () |
| 1/4/2021 | PIPE Offering | 200 | Aeva, Inc.; InterPrivate Acquisition Corp. ( ,CA , USA) | Latham & Watkins | Aeva, Inc. | Issuer | Ryan Maierson (Houston) | () | |
| 7/28/2021 | High Yield Debt Offering | 3140 | Allego Holding B.V. (Paris , , France) | Latham & Watkins | Citi; Apollo Global Securities | Placement Agent | Ryan Maierson (Houston) | () | |
| 1/11/2021 | Private Offering | 700 | Antero (Denver ,CO , ) | ENERGY: OIL & GAS | Latham & Watkins | Antero | ISSUER | Preston Dhesi (Houston) | () |
| 5/17/2021 | Private Offering | 600 | Antero Resources Corp (Denver ,CO , ) | ENERGY: OIL & GAS | Latham & Watkins | Underwriters | UNDERWRITER | Nick Dhesi (Houston) | () |
| 5/17/2021 | Senior notes offering | 600 | Antero Resources Corporation (Denver ,CO , USA) | ENERGY: MIDSTREAM | Latham & Watkins | J.P. Morgan | Initial Purchaser | Nick Dhesi (Houston) | () |
| 1/7/2021 | Direct Offering | 120.73848 | Antero Resources Corporation (Denver ,CO , USA) | ENERGY: MIDSTREAM | Latham & Watkins | J.P. Morgan | Placement Agent | Nick Dhesi (Houston) | () |
| 10/27/2021 | IPO | 200 | Anthemis Digital Acquisitions Corp I (New York ,NY , ) | FINANCE/BANKING | Latham & Watkins | Anthemis Digital Acquisitions Corp I | ISSUER | Marc Jaffe (New York) | Ryan Maierson (Houston) |
| 2/23/2021 | ATM | 50 | Archrock, Inc. (Houston ,TX , USA) | Latham & Watkins | Archrock, Inc. | Issuer | Ryan Maierson (Houston) | Nick Dhesi (Houston) | |
| 10/21/2021 | IPO | 229.45 | Aris Water Solutions, Inc. (Houston ,TX , USA) | INDUSTRIAL SERVICES | Latham & Watkins | Goldman Sachs & Co. LLC | Underwriter | David Miller (Austin) | Trevor Lavelle (Houston) |
| 10/25/2021 | Debt Issue | 350 | Athabasca Oil Corp (Calgary , , Canada) | ENERGY: OIL & GAS | Latham & Watkins | INITIAL PURCHASERS | INITIAL PURCHASERS | Michael Chambers (Houston) | Trevor Lavelle (Houston) |
| 7/22/2021 | SPAC IPO | 150 | Belong Acquisition Corp. (Philadelphia ,PA , USA) | Latham & Watkins | Wells Fargo Securities, LLC | Underwriter | Ryan Maierson (Houston) | () | |
| 9/9/2021 | Equity Offering | 345 | BigCommerce Holdings, Inc. (Austin ,TX , USA) | Latham & Watkins | BigCommerce Holdings, Inc. | Issuer | Samer Zabaneh (Austin) | () | |
| 12/8/2021 | IPO | 250 | Brigade-M3 European Acquisition Corp. (New York ,NY , ) | Latham & Watkins | Brigade-M3 European Acquisition Corp. | Issuer | David Miller (Austin) | Chris Horton (London) | |
| 2/25/2021 | Private Offering | 400 | Bristow Group (Houston ,TX , ) | ENERGY: OIL FIELD/THIRD PARTY | Latham & Watkins | Bristow Group | ISSUER | Preston Chambers (Houston) | Trevor Lavelle (Houston) |
| 3/15/2021 | Public Offering | 150 | Centennial Resource Development (Denver ,CO , ) | ENERGY: OIL & GAS | Latham & Watkins | Centennial Resource Development | ISSUER | Preston Greer (Houston) | Bill Finnegan (Houston) |
| 4/15/2021 | PIPE Offering | 300 | Chardan Healthcare Acquisition 2 Corp. (MIdland ,TX , USA) | Latham & Watkins | Chardan Healthcare Acquisition 2 Corp. | Issuer | Ryan Maierson (Houston) | () | |
| 1/22/2021 | PIPE Offering | 400 | Climate Change Crisis Real Impact I Acquisition Corporation ( , , USA) | Latham & Watkins | Credit Suisse Securities (USA) LLC | Placement Agent | Ryan Maierson (Houston) | () | |
| 9/15/2021 | Private Offering | 400 | CNX Midstream Partner (Houston ,TX , ) | ENERGY: MIDSTREAM | Latham & Watkins | CNX Midstream | ISSUER | David Miller (Houston) | () |
| 1/27/2021 | Private Placement | 300 | Colgate Energy Partners III (Midland ,TX , ) | ENERGY: OIL & GAS | Latham & Watkins | Various Investors | INITIAL PURCHASER | Michael Chambers (Houston) | David Miller (Houston) |
| 6/16/2021 | Private Placement | 500 | Colgate Energy Partners III (Midland ,TX , ) | ENERGY: OIL & GAS | Latham & Watkins | Purchasers | INITIAL PURCHASERS | Michael Chambers (Houston) | David Miller (Houston) |
| 4/13/2021 | Private Offering | 400 | CrownRock (Midland ,TX , ) | ENERGY: OIL & GAS | Latham & Watkins | Various | INITIAL PURCHASER | Michael Chambers (Houston) | David MIller (Houston) |
| 6/23/2021 | Private Placement | 550 | CVR Partners (Sugar Land ,TX , ) | CHEMICALS | Latham & Watkins | Undisclosed | INITIAL PURCHASERS | Michael Chambers (Houston) | Trevor Lavelle (Houston) |
| 3/18/2021 | Public Offering | 2200 | Diamondback Energy (Midland ,TX , ) | ENERGY: OIL & GAS | Latham & Watkins | Goldman Sachs, Credit Suisse Securities and J.P. Morgan Securities | UNDERWRITER | Michael Chambers (Houston) | David Miller (Houston) |
| 3/22/2021 | IPO | 400 | Dragoneer Growth Opportunities Corp. III (San Francisco ,CA , USA) | Latham & Watkins | Citigroup Global Markets Inc. | Underwriter | Ryan Maierson (Houston) | () | |
| 2/9/2021 | IPO | 345 | ECP Environmental Growth Opportunities (Dallas ,TX , ) | FINANCE | Latham & Watkins | ECP Environmental Growth Opportunities | ISSUER | Preston Maierson (Houston) | Andrea Schwartzman (Houston) |
| 7/19/2021 | PIPE Offering | 75 | ECP Environmental Growth Opportunities Corp. (Summit ,NJ , USA) | Latham & Watkins | ECP Environmental Growth Opportunities Corp. | Issuer | Ryan Maierson (Houston) | () | |
| 6/14/2021 | Public Offering | 900 | Energy Transafer (Dallas ,TX , ) | ENERGY: MIDSTREAM | Latham & Watkins | Energy Transfer | ISSUER | Kevin Richardson (Houston) | Bill Finnegan (Houston) |
| 12/7/2021 | PUBLIC EQUITY OFFERING | 765 | Energy Transfer Partners, L.P. (Dallas ,TX , ) | Latham & Watkins | Energy Transfer Partners, L.P. | Issuer | Bill Finnegan (Houston) | Kevin Richardson (Houston) | |
| 6/3/2021 | Public Equity Offering | 224.0875 | Enviva Partners, LP (Bethesda ,MD , USA) | ENERGY: MIDSTREAM | Latham & Watkins | Goldman Sachs & Co. LLC | Underwriter | Michael Chambers (Houston) | () |
| 1/4/2021 | Private Debt Offering | 1900 | EQM Midstream Partners, LP (Pittsburgh ,PA , USA) | Latham & Watkins | EQM Midstream Partners, LP | Issuer | Ryan Maierson (Houston) | () | |
| 1/4/2021 | Public Offering | 1900 | Equitrans Midstream (EQM) (Houston ,TX , ) | ENERGY: MIDSTREAM | Latham & Watkins | Equitrans Midstream (EQM) | Issuer | Preston Maierson (Houston) | Nick Dhesi (Houston) |
| 11/29/2021 | IPO | 172.5 | Everest Consolidator Acquisition Corp (Newport Beach ,CA , ) | FINANCE/BANKING | Latham & Watkins | Everest Consolidator Acquisition Corp | ISSUER | Ryan Maierson (Houston) | () |
| 2/1/2021 | PIPE Offering | 1240 | FAST Acquisition Corp. ( , , USA) | Latham & Watkins | Fertitta Entertainment Inc. | Target | Ryan Maierson (Houston) | Nick Dhesi (Houston) | |
| 3/1/2021 | IPO | 287.5 | Flame Acquisition Corp (Houston ,TX , ) | FINANCE | Latham & Watkins | Flame Acquisition Corp | ISSUER | Preston Maierson (Houston) | Ben Winnett (Chicago) |
| 9/15/2021 | Debt Offering | 600 | Florida Gas Transmission Company, LLC (Houston ,TX , USA) | Latham & Watkins | Florida Gas Transmission Company, LLC | Issuer | William Finnegan (Houston) | () | |
| 10/20/2021 | IPO | 175 | Global Technology Acquisition Corp. (New York ,NY , USA) | Latham & Watkins | Global Technology Acquisition Corp. | Issuer | Ryan Maierson (Houstonn) | Sagufa Hossain (New York) | |
| 2/8/2021 | PIPE Offering | 295 | Gores Holdings VI ( , , USA) | Latham & Watkins | Matterport, Inc. | Target | Ryan Maierson (Houston) | Thomas Brandt (Houston) | |
| 2/25/2021 | Exchange | 235 | Great Western Petroleum (Denver ,CO , ) | ENERGY: OIL & GAS | Latham & Watkins | Great Western Petroleum | ISSUER | Preston MIller (Houston) | David Hammerman (New York) |
| 1/14/2021 | IPO | 230 | Group Nine Acquisition Corp. ( , , USA) | Latham & Watkins | Group Nine Acquisition Corp. | Issuer | Shagufa Hossain (New York) | Ian Schuman (New York) | |
| 10/8/2021 | IPO | 200 | Hawks Acquisition Corp ( , , ) | FINANCE/BANKING | Latham & Watkins | BTIG and Mizuho Securities | UNDERWRITER | Ryan Maierson (Houston) | Greg Rodgers (New York/Los Angeles) |
| 3/1/2021 | IPO | 300 | Haymaker Acquisition Corp III (New York ,NY , ) | FINANCE | Latham & Watkins | Haymaker Acquisition Corp III | ISSUER | Marc Jaffe (New York) | Erika Weinberg (New York) |
| 9/27/2021 | Private Offering | 550 | Helmerich & Payne, Inc. (Tulsa ,OK , ) | ENERGY: OIL FIELD/THIRD PARTY | Latham & Watkins | Initial Purchasers | INITIAL PURCHASERS | Ryan Maierson (Houston) | David Miller (Austin) |
| 3/10/2021 | Secondary Offering | 126 | Hess Midstream (Houston ,TX , ) | ENERGY: MIDSTREAM | Latham & Watkins | Hess Midstream | ISSUER | Preston Brandt (Houston) | () |
| 10/5/2021 | Secondary Offering | 195 | Hess Midstream (Houston ,TX , ) | ENERGY: MIDSTREAM | Latham & Watkins | Global Infrastructure Partners | SHAREHOLDER | Thomas Brandt (Houston) | () |
| 8/2/2021 | High Yield Debt Offering | 750 | Hess Midstream Operations LP (Houston ,TX , USA) | Latham & Watkins | Hess Midstream Partners LP | Issuer | Thomas: Brandt; Miller (Houston) | () | |
| 1/19/2021 | Private Offering | 700 | Indigo Natural Resources (Houston ,TX , ) | ENERGY: OIL & GAS | Latham & Watkins | Initial Purchasers | INITIAL PURCHASER | David Miller (Houston) | Trevor Lavelle (Houston) |
| 8/2/2021 | IPO | 200 | International Media Acquisition Corp (New York ,NY , ) | PUBLISHING/MEDIA | Latham & Watkins | Chardan Capital | UNDERWRITER | Ryan Maierson (Houston) | Rajiv Gupta (Singapore) |
| 3/4/2021 | IPO | 287.5 | InterPrivate IV InfraTech Partners Inc. (New York ,NY , USA) | Latham & Watkins | Morgan Stanley & Co. LLC | Underwriter | Ryan Maierson (Houston) | () | |
| 3/3/2021 | IPO | 345 | Khosla Ventures Acquisition Co. (Menlo Park ,CA , USA) | Latham & Watkins | Khosla Ventures Acquisition Co. | Issuer | Ryan Maierson (Houston) | () | |
| 3/23/2021 | IPO | 416.34412 | Khosla Ventures Acquisition Co. II (Menlo Park ,CA , USA) | Latham & Watkins | Khosla Ventures Acquisition Co. II | Issuer | Ryan Maierson (Houston) | () | |
| 7/6/2021 | PIPE Offering | 270 | Khosla Ventures Acquisition Co. II (Menlo Park ,CA , USA) | Latham & Watkins | Khosla Ventures Acquisition Co. II | Issuer | Ryan Maierson (Houston) | Brian Paulson (San Francisco) | |
| 3/23/2021 | IPO | 563.30222 | Khosla Ventures Acquisition Co. III (Menlo Park ,CA , USA) | Latham & Watkins | Khosla Ventures Acquisition Co. III | Issuer | Ryan Maierson (Houston) | () | |
| 5/6/2021 | PIPE Offering | 200 | LifeSci Acquisition II Corp. (New York ,NY , USA) | Latham & Watkins | LifeSci Acquisition II Corp. | Issuer | Ryan Maierson (Houston) | () | |
| 3/2/2021 | Public Equity Offering | 205.275 | Magnolia Oil & Gas Corporation (Houston ,DE , USA) | ENERGY | Latham & Watkins | Credit Suisse | Underwriter | Michael Chambers (Houston) | () |
| 9/23/2021 | Equity Offering | 124.125 | Magnolia Oil & Gas Corporation (Houston ,TX , USA) | ENERGY | Latham & Watkins | J.P. Morgan Securities LLC | Underwriter | Michael Chambers (Austin) | () |
| 1/19/2021 | Private Offering | 600 | MEG Energy (Calgary ,ALB , Canada) | ENERGY: OIL & GAS | Latham & Watkins | MEG Energy | ISSUER | Preston Miller (Houston) | Trevor Lavalle (Houston) |
| 12/14/2021 | Debt Issue | 550 | Navios Maritime Holdings (Pireas , , Greece) | TRANSPORTATION | Latham & Watkins | Navios Maritime Holdings Inc. | COMMITTEE | Nick Dhesi (Houston) | Matthew Jones (Houston) |
| 8/3/2021 | PIPE Offering | 300 | NewHold Investment Corp. ( , , USA) | Latham & Watkins | NewHold Investment Corp. | Issuer | Ryan Maierson (Houston) | () | |
| 6/16/2021 | Public Offering | 87.5 | Northern Oil & Gas (Minnetonka ,MN , ) | ENERGY: OIL & GAS | Latham & Watkins | Wells Fargo | UNDERWRITER | Michael Chambers (Houston) | John Greer (Houston) |
| 2/8/2021 | Senior notes offering | 550 | Northern Oil & Gas, Inc. ( MINNETONKA ,MN , USA) | ENERGY | Latham & Watkins | BofA Securities, Inc. | Initial Purchaser | John Greer (Houston) | Michael Chambers (Houston) |
| 2/3/2021 | Consent Solicitation | 272.1 | Northern Oil & Gas, Inc. ( MINNETONKA ,MN , USA) | ENERGY | Latham & Watkins | BofA Securities | Dealer Manager | Michael Chambers (Houston) | John Greer (Houston) |
| 2/4/2021 | Stock Offering | 140.15625 | Northern Oil & Gas, Inc. ( MINNETONKA ,MN , USA) | ENERGY | Latham & Watkins | BofA Securities, Inc. | Underwriter | John Greer (Houston) | Michael Chambers (Houston) |
| 7/19/2021 | PIPE Offering | 80.425 | Omnichannel Acquisition Corp. (Summit ,NJ , USA) | Latham & Watkins | Omnichannel Acquisition Corp. | Issuer | John Greer (New York) | () | |
| 1/31/2021 | PIPE Offering | 142.5 | Otonomo Technologies Ltd. ( , , Israel) | Latham & Watkins | Otonomo Technologies Ltd. | Issuer | Ryan Maierson (Houston) | John Greer (Houston) | |
| 3/16/2021 | Private Offering | 80 | Par Pacific Holdings (Hosuton ,TX , ) | ENERGY: OIL & GAS | Latham & Watkins | JP Morgan Securities et al | UNDERWRITER | Trevor Lavelle (Houston) | () |
| 8/10/2021 | Private Offering | 400 | Penn Virginia Corp (Houston ,TX , ) | FINANCE/BANKING | Latham & Watkins | INITIAL PURCHASERS | David Miller (Houston) | Trevor Lavelle (Houston) | |
| 3/10/2021 | IPO | 300 | Plum Acquisition I (San Francisco ,CA , ) | FINANCE | Latham & Watkins | Goldman Sachs | UNDERWRITER | Ryan Maierson (Houston) | () |
| 9/9/2021 | Public Debt Offering | 1500 | Quanta Services, Inc. (Houston ,TX , USA) | Latham & Watkins | Quanta Services, Inc. | Issuer | Ryan Maierson (Houston) | () | |
| 2/4/2021 | IPO | 201.25 | Quantum FinTech Acquisition Corp (Tampa ,FL , USA) | FINANCE | Latham & Watkins | Chardan Capital Markets, LLC | Underwriter | Ryan Maierson (Houston) | () |
| 7/22/2021 | PIPE | 300 | REE Automotive (Austin ,TX , ) | AUTOMOTIVE | Latham & Watkins | Morgan Stanley & Co | PLACEMENT AGENTS | Ryan Maierson (Houston) | () |
| 3/16/2021 | Public Offering | 335 | Renewable Energy Group (Ames ,IA , ) | ENERGY: RENEWABLE/STORAGE | Latham & Watkins | Credit Suisse, BofA, et al | UNDERWRITER | Greg Rodgers (New York) | David Miller (Houston) |
| 2/9/2021 | IPO | 483 | RMG III (New York ,NY , ) | FINANCE | Latham & Watkins | RMG Acquisition III | ISSUER | Preston Allinson (New York) | Ryan Maierson (Houston) |
| 9/29/2021 | Public Offering | 700 | Rockcliff Energy Management II (Houston ,TX , ) | ENERGY: OIL & GAS | Latham & Watkins | Initial Purchasers | INITIAL PURCHASERS | Michael Chambers (Austin) | David Miller (Austin) |
| 11/10/2021 | PIPE | 30 | Rosecliff Acquisition Corp I (New York ,NY , ) | Latham & Watkins | Rosecliff Acquisition Corp I | Issuer | John Greer (Houston) | Ryan Maierson (Houston) | |
| 5/17/2021 | PIPE Offering | 205 | SCVX Corp. (Washington ,DC , USA) | Latham & Watkins | SCVX Corp. | Issuer | Ryan Maierson (Houston) | () | |
| 5/24/2021 | Senior notes offering | 125 | Shift Technologies, Inc. (San Francisco ,CA , USA) | TECHNOLOGY | Latham & Watkins | J.P. Morgan Securities LLC | Initial Purchaser | Ryan Maierson (Houston) | () |
| 3/24/2021 | Private Placement | 400 | Solaris Midstream Holdings (Midland ,TX , ) | ENERGY: RENEWABLE/STORAGE | Latham & Watkins | Various | INITIAL PURCHASER | David Miller (Houston) | Trevor Lavelle (Houston) |
| 2/11/2021 | IPO | 552 | Spartan Acquisition Corp III (Apollo Global) (New York ,NY , ) | FINANCE | Latham & Watkins | Underwriters | UNDERWRITER | Ryan Maierson (Houston) | () |
| 1/1/2021 | PIPE Offering | 250 | Spartan Acquisition Corp. II (New York ,NY , USA) | Latham & Watkins | Credit Suisse Securities (USA) LLC | Placement Agent | Ryan Maierson (Houston) | () | |
| 7/15/2021 | High Yield Debt Offering | 500 | Strathcona Resources Ltd. (Calgary , , Canada) | Latham & Watkins | RBC Capital Markets, Inc. | Initial Purchaser | Michael Chambers (Houston) | David Miller (Houston) | |
| 6/8/2021 | Senior notes offering | 500 | SunCoke Energy, Inc. (Lisle ,IL , USA) | Latham & Watkins | SunCoke Energy, Inc. | Issuer | David Miller (Houston) | () | |
| 3/1/2021 | Private Placement | 600 | Superior Plus Corp (Toronto ,ONT , Canada) | ENERGY: OIL & GAS | Latham & Watkins | Superior Plus Corp | ISSUER | Preston Chambers (Houston) | David Miller (Houston) |
| 3/1/2021 | IPO | 345 | Supernova Partners Acquisition Company II (Washington ,DC , USA) | Latham & Watkins | Supernova Partners Acquisition Company II | Issuer | Patrick Shannon (Washington, D.C.) | () | |
| 10/6/2021 | PIPE Offering | 102.51 | Supernova Partners Acquisition Company II, Ltd. (Washington ,DC , USA) | Latham & Watkins | Supernova Partners Acquisition Company II, Ltd. | Issuer | Ryan Maierson (Houston) | () | |
| 3/22/2021 | IPO | 250 | Supernova Partners Acquisition Company III, Ltd. ( ,DC , USA) | Latham & Watkins | Supernova Partners Acquisition Company III, Ltd. | Issuer | Ryan Maierson (Houston) | () | |
| 1/7/2021 | IPO | 275 | Switchback II (Dallas ,TX , ) | FINANCE | Latham & Watkins | Switchback II | ISSUER | Preston Maierson (Houston) | Thomas Brandt (Houston) |
| 6/23/2021 | Public Equity Offering | 86.3 | Talos Energy Inc. (Houston ,TX , USA) | ENERGY | Latham & Watkins | BMO Capital Markets | Underwriter | Ryan Maierson (Houston) | () |
| 1/11/2021 | Tack-on Offering | 150 | Talos Production, Inc. (Houston ,TX , USA) | ENERGY | Latham & Watkins | J.P. Morgan | Initial Purchaser | Trevor Lavelle (Houston) | Ryan Maierson (Houston) |
| 4/27/2021 | Public Equity Offering | 277.5 | Technip Energies N.V. (Paris , , France) | TECHNOLOGY | Latham & Watkins | TechnipFMC plc | Seller | Ryan Maierson (Houston) | Roberto Reyes (Paris) |
| 4/1/2021 | High yield bond offering | 400 | Teine Energy Ltd. (Calgary , , Canada) | ENERGY | Latham & Watkins | Goldman Sachs & Co. LLC | Initial Purchaser | Michael Chambers (Houston) | Trevor Lavelle (Houston) |
| 1/14/2021 | IPO | 1000 | Thoma Bravo Advantage (Chicago ,IL , USA) | Latham & Watkins | Citigroup | Underwriter | Ryan Maierson (Houston) | () | |
| 11/24/2021 | Private Offering | 452.3 | UGI International (King of Prussia ,PA , ) | ENERGY: DOWNSTREAM | Latham & Watkins | UGI Corp | ISSUER | Ryan Maierson (Houston) | () |
| 2/24/2021 | IPO | 250 | USHG Acquisition Corp. (New York ,NY , USA) | Latham & Watkins | USHG Acquisition Corp. | Issuer | Ryan Maierson (Houston) | () | |
| 11/2/2021 | Secondary Offering | 530 | Vertiv Holdings Co (Columbus ,OH , ) | TECHNOLOGY | Latham & Watkins | Vertiv Holdings Co | ISSUER | David Miller (Austin) | Nick Dhesi (Houston) |
| 3/22/2021 | IPO | 350 | Virgin Group Acquisition Corp. II (New York ,NY , USA) | FINANCE | Latham & Watkins | Credit Suisse Securities (USA) LLC | Underwriter | Michael Benjamin (New York) | Sagufa Hossain (New York) |
| 4/2/2021 | Exchange offer | 415.337 | Voyager Aviation Holdings, LLC (Stamford ,CT , USA) | AVIATION | Latham & Watkins | Moelis & Co. LLC | Dealer Manager | David Miller (Houston) | () |
| 3/2/2021 | IPO | 240 | Warrior Technologies Acquisition Corp (Midland ,TX , ) | FINANCE | Latham & Watkins | Warrior Technologies Acquisition Corp | ISSUER | Preston Maierson (Houston) | () |
| 9/7/2021 | Public Offering | 1500 | Waste Connections (Toronto , , Canada) | WASTE MANAGEMENT | Latham & Watkins | Waste Connections | ISSUER | John Greer (Houston) | () |
| 3/22/2021 | Secondary Offering | 173.5 | Western Midstream Partners ( The Woodlands ,TX , ) | ENERGY: MIDSTREAM | Latham & Watkins | Western Midstream Partners | ISSUER | Preston Greer (Houston) | Bill Finnegan (Houston) |
| 11/9/2021 | PE Funding | 200 | ZenBusiness (Austin ,TX , ) | BUSINESS SERVICES | Latham & Watkins | ZenBusiness | PRINCIPAL | Jenifer Smith (Austin) | () |
| 2/4/2021 | Refinancing | 2550 | NGL Energy Partners (Tulsa ,OK , ) | ENERGY: OIL & GAS | Paul Hastings | NGL Energy Partners | ISSUER | Preston Sparks (Palo Alto) | Will Burns (Houston) |
| 9/14/2021 | IPO | 69.69 | Bannix Acquisition Corp (Woodcliff ,NJ , ) | FINANCE/BANKING | Shearman & Sterling | I-Bankers Securitie | UNDERWRITER | Alain Dermarkar (Dallas) | Bill Nelson (Houston) |
| 3/19/2021 | IPO | 200 | Build Acquisition Corp (Austin ,TX , ) | FINANCE | Shearman & Sterling | Build Acquisition Corp | ISSUER | Preston Nelson (Houston) | Alain Dermarkar (Dallas) |
| 11/10/2021 | Private Placement | 57 | CSI Compressco (Weatherford ,TX , ) | ENERGY: OIL FIELD/THIRD PARTY | Shearman & Sterling | CSI Compressco Conflicts Committee | COMMITTEE | Bill Nelson (Houston) | () |
| 3/12/2021 | IPO | 300 | ESM Acquisition Corp (Dallas ,TX , ) | FINANCE | Shearman & Sterling | ESM Acquisition Corp | ISSUER | Preston Nelson (Houston) | Alain Dermarkar (Houston) |
| 12/17/2021 | IPO | 345 | Investcorp Europe Acquisition Corp ( , , Bahrain) | FINANCE/BANKING | Shearman & Sterling | Investcorp Europe Acquisition Corp | ISSUER | Bill Nelson (Houston) | Emily Leitch (Houston) |
| 12/6/2021 | IPO | 120 | Jupiter Wellness Acquisition Corp (Jupiter ,FL , ) | HEALTHCARE | Shearman & Sterling | I-Bankers Securities | UNDERWRITER | Bill Nelson (Dallas) | Alain Dermarkar (Dallas) |
| 10/19/2021 | IPO | 200 | Worldwide Webb Acquisition Corp (Orem ,UT , ) | FINANCE/BANKING | Shearman & Sterling | Worldwide Web Acquisition Corp | ISSUER | Alain Dermarkar (Dallas) | Bill Nelson (Houston) |
| 9/22/2021 | PUBLIC DEBT OFFERING | 500 | Tap Rock Resources (Golden ,CO , ) | ENERGY: OIL & GAS | Sidley | JP Morgan | Underwriter | Holt Foster (Dallas) | David Buck (Houston) |
| 7/14/2021 | IPO | 40 | TradeUp Global (New York ,NY , ) | TECHNOLOGY | Sidley | TradeUp Global | Issuer | David Buck (Houston) | David Ni (New York) |
| 3/8/2021 | IPO | 112.5 | Argo Blockchain (London , , United Kingdom) | FINANCE/BANKING | Sidley Austin | Argo Blockchain | Issuer | Thomas Thesing (London) | Martin Wellington (Palo Alto) |
| 2/18/2021 | PUBLIC DEBT OFFERING | 500 | Atento SA (Madrid , , Spain) | BUSINESS SERVICES | Sidley Austin | Atento SA | Issuer | Bryan Robson (London) | () |
| 12/9/2021 | IPO | 189.75 | Blue Ocean Acquisition Corp. (Chevy Chase ,MD , ) | FINANCE/BANKING | Sidley Austin | Blue Ocean Acquisition Corp. | ISSUER | Samir Gandhi (New York) | Jon Daley (Houston) |
| 11/5/2021 | IPO | Claros Mortgage Trust (New York ,New York , ) | FINANCE | Sidley Austin | Morgan Stanley | Underwriter | David Buck (Houston) | () | |
| 3/1/2021 | PUBLIC DEBT OFFERING | 310 | CPI Card Group Inc. (Littleton ,CO , ) | BUSINESS SERVICES | Sidley Austin | CPI Card Group Inc. | Issuer | Preston Dybala (Dallas) | Paul Choi (Chicago) |
| 3/26/2021 | PUBLIC DEBT OFFERING | 1000 | DaVita, Inc. (Denver ,CO , ) | HEALTHCARE: TECHNOLOGY | Sidley Austin | Davita, Inc. | Issuer | Sharon Flanagan (San Francisco) | Michael Heinz (Chicago) |
| 9/7/2021 | Public Offering | 1000 | Enterprise Products Operating (Houston ,Tx , ) | ENERGY: MIDSTREAM | Sidley Austin | Enterprise Products Partners | ISSUER | David Buck (Houston) | Jon Daly (Houston) |
| 12/8/2021 | IPO | 1500 | Grove Collaborative (San Francisco ,California , ) | Sidley Austin | Grove Collaborative | Issuer | Martin Wellington (Palo Alto) | Josh DuClos (Century City) | |
| 1/28/2021 | PUBLIC DEBT OFFERING | 200 | Harvest Midstream I, L.P. (Houston ,TX , ) | ENERGY: MIDSTREAM | Sidley Austin | RBC Capital Markets | Underwriter | Jon Daly (Houston) | David Buck (Houston) |
| 7/27/2021 | IPO | 175 | Mercury Ecommerce Acquisition Corp (Houston ,TX , ) | TECHNOLOGY | Sidley Austin | Mercury Ecommerce Acquisition Corp | ISSUER | David Buck (Houston) | David Ni (New York) |
| 1/19/2021 | IPO | 200 | Oyster Enterprises Acquisition Corp. (NASDAQ: OSTRU) (Stamford ,CT , ) | FINANCE | Sidley Austin | Alden Global Capital LLC | Issuer | Bradley Howard (Chicago) | Michael Heinz (Chicago) |
| 1/6/2021 | IPO | 194 | Playa Hotel & Resort IPO (Charlotte ,NC , ) | HOSPITALITY | Sidley Austin | Banc of America Securities LLC | Underwriter | Edward Petrosky (New York) | Bartholomew Sheehan, III (New York) |
| 10/5/2021 | Tender Offer | 800 | Sunoco (Dallas ,TX , ) | ENERGY: OIL & GAS | Sidley Austin | Citigroup Global Markets Inc. and MUFG Securities Americas Inc. | DEAL MANAGER | William Cooper (Houston) | Jon Daly (Houston) |
| 12/7/2021 | Private Offering | 1000 | Vistra Corp (Irving ,TX , ) | ENERGY: POWER & UTILITIES | Sidley Austin | Vistra Corp | ISSUER | Bill Howell (Dallas) | () |
| 5/5/2021 | PUBLIC DEBT OFFERING | 1250 | Vistra Energy Corp. (Irving ,TX , United States) | ENERGY: POWER & UTILITIES | Sidley Austin | Vistra Energy Corp. | Issuer | Yvette Ostolaza (Dallas) | William Howell (Dallas) |
| 11/18/2021 | Credit Facility | 100 | Circulus (Houston ,TX , ) | MANUFACTURING | Simpson Thacher | Riverstone Credit Partners | LENDER | Matthew Einbinder (Houston) | () |
| 8/11/2021 | Public Offering | 800 | Public Service Company of Oklahoma (Tulsa ,OK , ) | ENERGY: POWER & UTILITIES | Simpson Thacher | Public Service Company of Oklahoma | ISSUER | Steven Friend (New York) | () |
| 1/25/2021 | Private Placement | 750 | Aethon Energy (Dallas ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Purchasers | INITIAL PURCHASER | Mark Kelly (Houston) | Doug McWilliams (Houston) |
| 5/17/2021 | Private Offering | 600 | Antero Resources Corp (Denver ,CO , ) | ENERGY: OIL & GAS | Vinson & Elkins | Antero Resources Corp | ISSUER | Scott Rubinsky (Houston) | Doug McWilliams (Houston) |
| 11/9/2021 | IPO | 150 | Arena Fortify Acquisition Corp (New York ,NY , ) | FINANCE/BANKING | Vinson & Elkins | Cowen and Intrepid Partners | UNDERWRITER | Ramey Layne (Houston) | Alan Beck () |
| 9/10/2021 | IPO | 150 | Banner Acquisition Corp (Lehi ,UT , ) | FINANCE/BANKING | Vinson & Elkins | Banner Acquisition Corp | ISSUER | Sarah Morgan (Houston) | Dan Spelkin (Houston) |
| 11/23/2021 | IPO | 230 | Beard Energy Transition Acquisition Corp (New York ,NY , ) | FINANCE/BANKING | Vinson & Elkins | Beard Energy Transition Acquisition Corp | ISSUER | Ramey Layne (Houston) | Caroline Blitzer Phillips (Houston) |
| 7/15/2021 | Private Placement | 356 | Belden Inc. (St. Louis ,MO , ) | TECHNOLOGY | Vinson & Elkins | Belden Inc. | ISSUER | Dan Spelkin (Houston) | David Stone (Houston) |
| 10/14/2021 | IPO | 240 | Black Mountain Acquisition Corp (Fort Worth ,TX , ) | FINANCE/BANKING | Vinson & Elkins | Black Mountain Acquisition Corp | ISSUER | Thomas Zentner (Houston) | Ramey Layne (Houston) |
| 10/5/2021 | Private Placement | 400 | Bonanza Creek Energy (Denver ,CO , ) | ENERGY: OIL & GAS | Vinson & Elkins | Initial Purchasers | INITIAL PURCHASERS | Thomas Zenter (Houston) | David Stone (Houston) |
| 1/14/2021 | Private Offering | 589 | California Resources Corp (Los Angeles ,CA , ) | ENERGY: OIL & GAS | Vinson & Elkins | California Resources Corp | ISSUER | Preston Morgan (Houston) | David Stone (Houston) |
| 9/15/2021 | Private Offering | 400 | CNX Midstream Partner (Houston ,TX , ) | ENERGY: MIDSTREAM | Vinson & Elkins | Various | INITIAL PURCHASERS | Thomas Zentner (Houston) | Dan Spelkin (Houston) |
| 1/27/2021 | Private Placement | 300 | Colgate Energy Partners III (Midland ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Colgate Energy Partners III | ISSUER | Preston McWilliams (Houston) | David Stone (Houston) |
| 6/16/2021 | Private Placement | 500 | Colgate Energy Partners III (Midland ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Colgate Energy Partners III | ISSUER | Doug McWilliams (Houston) | David Stone (Houston) |
| 11/7/2021 | Private Offering | 200 | Colgate Energy Partners III (Midland ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Colgate Energy Partners III | ISSUER | Doug McWilliams (Houston) | David Stone (Houston) |
| 4/13/2021 | Private Offering | 400 | CrownRock (Midland ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | CrownRock JV | ISSUER | Robert Kimball (Dallas) | Katherine Frank (Dallas) |
| 11/10/2021 | Private Placement | 57 | CSI Compressco (Weatherford ,TX , ) | ENERGY: OIL FIELD/THIRD PARTY | Vinson & Elkins | CSI Compressco | ISSUER | Dave Oelman (Houston) | () |
| 4/30/2021 | ATM | 150 | CTO Realty Growth (Daytona Beach ,FL , ) | REAL ESTATE | Vinson & Elkins | CTO Realty Growth | ISSUER | Chris Mangin (Washington DC) | Paige Anderson (Richmond) |
| 11/16/2021 | Public Offering | CubeSmart (Malvern ,PA , ) | REAL ESTATE | Vinson & Elkins | Wells Fargo; BofA, etal | ISSUER | Chris Green (Washington, D.C.) | David Stone (Houston) | |
| 2/8/2021 | IPO | 402.5 | Decarbonization Plus Acquisition Corp II (Menlo Park ,CA , ) | FINANCE | Vinson & Elkins | Decarbonization Plus Acquisition Corp II | ISSUER | Preston Layne (Houston) | Brenda Lenahan (New York) |
| 1/7/2021 | Credit Facility | 27.4 | DIRTT (Calgary , , Canada) | CONSTRUCTION | Vinson & Elkins | DIRTT Environmental Solutions | PRINCIPAL | Robert Kimball (Dallas) | Shelley Barber (New York) |
| 11/15/2021 | Private Offering | 27.25 | DIRTT (Calgary , , Canada) | CONSTRUCTION | Vinson & Elkins | DIRTT | ISSUER | Robert Kimball (Dallas) | () |
| 9/7/2021 | Public Offering | 1000 | Enterprise Products Operating (Houston ,Tx , ) | ENERGY: MIDSTREAM | Vinson & Elkins | ISSUER | Doug McWilliams (Houston) | Dan Spelkin (Houston) | |
| 3/5/2021 | IPO | 222 | First Reserve Sustainable Growth Corp (Stamford ,CT , ) | FINANCE | Vinson & Elkins | First Reserve Sustainable Growth Corp | ISSUER | Preston Layne (Houston) | Alan Beck (Houston) |
| 6/23/2021 | Secondary Offering | 357.1 | Focus Financial (New York ,NY , ) | FINANCE | Vinson & Elkins | Focus Financial Partners | ISSUER | Brenda Lenahan (New York) | () |
| 12/16/2021 | Public Offering | 200 | Focus Financial Partners (New York ,NY , ) | FINANCE/BANKING | Vinson & Elkins | Focus Financial Partners | ISSUER | Brenda Lenahan (New York) | Stancell Haigwood (New York) |
| 2/25/2021 | Secondary Offering | 336 | Focus Finanial Partners (New York ,NY , ) | FINANCE | Vinson & Elkins | Focus Financial Partners Inc. | ISSUER | Brenda Lenahan (New York) | () |
| 10/21/2021 | Private Placement | 200 | Group 1 Automotive (Houston ,TX , ) | AUTOMOTIVE | Vinson & Elkins | Group 1 Automotive | ISSUER | Gillian Hobson (Houston) | David Stone (Houston) |
| 10/30/2021 | Public Offering | 22 | HighPeak Energy Inc. (Fort Worth ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | HighPeak Energy Inc. | ISSUER | Sarah Morgan (Houston) | () |
| 3/19/2021 | IPO | 175 | Kadem Sustainable Impact Corp (New York ,NY , ) | FINANCE | Vinson & Elkins | Kadem Sustainable Impact Corp | ISSUER | Preston Layne (Houston) | Brenda Lenahan (New York) |
| 6/14/2021 | Private Offering | 50 | KLX Energy Services Holdings (Houston ,TX , ) | ENERGY: OIL FIELD/THIRD PARTY | Vinson & Elkins | KLX Energy Services Holdings | ISSUER | Sarah Morgan (Houston) | Katherine Frank (Dallas) |
| 6/8/2021 | Secondary Offering | 192 | Liberty Oilfield Services (Denver ,CO , ) | ENERGY: OIL FIELD/THIRD PARTY | Vinson & Elkins | Liberty Oilfield Services | ISSUER | David Oelman (Houston) | Crosby Scofield (Houston) |
| 2/11/2021 | PUBLIC EQUITY OFFERING | 99.62 | Liberty Oilfield Services Inc. (Denver ,CO , ) | ENERGY: THIRD PARTY SERVICES | Vinson & Elkins | Liberty Oilfield Services | ISSUER | Ryan Oleman (Houston) | Crosby Scofield (Houston) |
| 9/27/2021 | IPO | 200 | Live Oak Crestview Climate Acquisition Corp (Memphis ,TN , ) | FINANCE/BANKING | Vinson & Elkins | Live Oak Crestview Climate Acquisition Corp | ISSUER | Sarah Morgan (Houston) | Scott Rubinsky (Houston) |
| 3/4/2021 | IPO | 253 | Live Oak Mobility Acquisition Corp (Memphis ,TN , ) | FINANCE | Vinson & Elkins | Live Oak Mobility Acquisition Corp | ISSUER | Preston Morgan (Houston) | Scott Rubinsky (Houston) |
| 7/21/2021 | Debt Issue | 815 | MoneyGram International Inc. (Dallas ,TX , ) | FINANCE/BANKING | Vinson & Elkins | MoneyGram International Inc. | ISSUER | Alan Bogdanow (Dallas) | David Stone (Houston) |
| 2/5/2021 | IPO | 230 | Music Acquisition Corp (New York ,NY , ) | FINANCE | Vinson & Elkins | Music Acquisition Corp | ISSUER | Preston Layne (Houston) | Alan Beck (Houston) |
| 11/19/2021 | IPO | 276 | Nabors Energy Transition Corp (Houston ,TX , ) | FINANCE/BANKING | Vinson & Elkins | Nabors Energy Transition Corp | ISSUER | Mark Kelly (Houston) | Doug McWilliams (Houston) |
| 3/1/2021 | Public Offering | 450 | National Retail Properties (Orlando ,FL , ) | REAL ESTATE | Vinson & Elkins | National Retail Properties | UNDERWRITER | Chris Green (Washington, DC) | David Stone (Houston) |
| 9/24/2021 | Public Offering | 450 | National Retail Properties (Orlando ,FL , ) | REAL ESTATE | Vinson & Elkins | BofA Securities, Wells Fargo Securities, Citigroup Global Markets, PNC Capital Markets, RBC Capital Markets and Truist Securities. | UNDERWRITER | Chris Green (New York) | David Stone (Houston) |
| 4/27/2021 | Public Offering | 100 | New York Mortgage Trust (New York ,NY , ) | FINANCE | Vinson & Elkins | New York Mortgage Trust | ISSUER | Chris Green (Washington D.C.) | David Stone (Houston) |
| 11/24/2021 | Public Offering | 75 | New York Mortgage Trust (New York ,NY , ) | FINANCE/BANKING | Vinson & Elkins | New York Mortgage Trust | ISSUER | Chris Green (Washington, D.C.) | () |
| 3/26/2021 | Public Offering | 450 | Oasis Midstream Partners (Houston ,TX , ) | ENERGY: MIDSTREAM | Vinson & Elkins | Oasis Midstream Partners | ISSUER | Preston Oelman (Houston) | Noel Hughes (New York) |
| 6/24/2021 | Public Offering | 100 | Oasis Midstream Partners (Houston ,TX , ) | ENERGY: MIDSTREAM | Vinson & Elkins | Oasis Midstream Partners | ISSUER | David Oelman (Houston) | Andrew Schulte (Houston) |
| 5/25/2021 | Private Offering | 400 | Oasis Petroleum (Houston ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Oasis Petroleum | ISSUER | David Oelman (Houston) | Noel Hughes (New York) |
| 1/14/2021 | Tender Offer | 2500 | Pioneer Natural Resources (Irving ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Pioneer Natural Resources | ISSUER | Preston Kimbell (Dallas) | David Stone (Houston) |
| 5/15/2021 | Private Offering | 750 | Pioneer Natural Resources (Irving ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Pioneer Natural Resources | ISSUER | Robert Kimbell (Houston) | David Stone (Houston) |
| 1/4/2021 | Public Offering | 590 | Range Resources (Fort Worth ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Range Resources | ISSUER | Preston Stone (Houston) | Thomas Zentner (Austin) |
| 6/15/2021 | IPO | 345 | Rice Acquisition Corp II (Carnegie ,PA , ) | FINANCE | Vinson & Elkins | Citigroup, Barclays | UNDERWRITER | Ramey Layne (Houston) | Sarah Morgan (Dallas) |
| 6/11/2021 | Private Placement | 500 | RLJ Lodging (Bethesda ,MD , ) | HOSPITALITY | Vinson & Elkins | Undisclosed | INITIAL PURCHASERS | Chris Green (Washington D.C.) | David Stone (Houston) |
| 9/29/2021 | Public Offering | 700 | Rockcliff Energy Management II (Houston ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Rockcliff Energy Manaagement II | ISSUER | Doug McWilliams (Houston) | David Stone (Houston) |
| 12/8/2021 | Public Offering | 1150 | Southwestern Energy Co (Spring ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | J.P. Morgan Securities, BofA Securities, Citigroup Global Markets Inc., RBC Capital Markets and Wells Fargo Securities. | UNDERWRITER | Doug McWilliams (Houston) | David Stone (Houston) |
| 10/19/2021 | Private Offering | 700 | Summit Midstream Partners (Houston ,TX , ) | ENERGY: MIDSTREAM | Vinson & Elkins | Bank of America | UNDERWRITER | Alan Beck (Houston) | David Stone (Houston) |
| 5/17/2021 | Private Placement | 500 | Sunnova Energy International (Houston ,TX , ) | ENERGY: RENEWABLE/STORAGE | Vinson & Elkins | Various | INITIAL PURCHASERS | David Oelman (Houston) | David Stone (Houston) |
| 8/10/2021 | PRIVATE DEBT OFFERING | 400 | Sunnova Energy International Inc. (Houston ,TX , United States) | ENERGY: RENEWABLE/STORAGE | Vinson & Elkins | BofA as green structuring agent, included JPMorgan Securities, Credit Suisse Securities, Goldman Sachs & Co., Capital One Securities, KeyBanc Capital Markets, Piper Sandler & Co., Popular Securities and Raymond James & Associates. | INITIAL PURCHASERS | David Oelman (Houston) | David Stone (Houston) |
| 1/19/2021 | Public Offering | 1000 | Targa Resources (Houston ,TX , ) | ENERGY: MIDSTREAM | Vinson & Elkins | Targa Resources | ISSUER | Preston Zentner (Houston) | Dan Spelkin (Houston) |
| 6/7/2021 | Public Offering | 175 | TPG (New York ,NY , ) | FINANCE | Vinson & Elkins | TPG Real Estate Finance Trust | ISSUER | Zach Swartz (Richmond) | () |
| 3/31/2021 | Private Placement | 950 | Vine Energy Holdings (Plano ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Various | INITIAL PURCHASER | Alan Beck (Houston) | Thomas Zentner (Houston) |
| 3/22/2021 | Public Offering | 280 | Vine Energy Inc. (Plano ,TX , ) | ENERGY: OIL & GAS | Vinson & Elkins | Citigroup, Credit Suisse, et al | UNDERWRITER | Alan Beck (Houston) | Thomas Zentner (Houston) |
| 1/25/2021 | Private Placement | 750 | Aethon Energy (Dallas ,TX , ) | ENERGY: OIL & GAS | Weil Gotshal | Aethon United BR | ISSUER | Preston Malonson (Houston) | Faiza Rahman (New York) |
| 10/26/2021 | IPO | 201.5 | Pyrophyte Acquisition Corp (Houston ,TX , ) | FINANCE/BANKING | White & Case | Pyrophyte Acquisitionn Corp | ISSUER | Elliott Smith (New York) | () |
| 9/28/2021 | Credit Facility | 1250 | Shenandoah Project (Houston ,TX , ) | ENERGY: OIL & GAS | White & Case | Société Générale | LENDER | Fern Han (Houston) | Mark Holmes (Houston) |
| 2/11/2021 | PUBLIC EQUITY OFFERING | 99.62 | Liberty Oilfield Services Inc. (Denver ,CO , ) | ENERGY: THIRD PARTY SERVICES | Willkie Farr & Gallagher | Riverstone (R/C Energy IV), R/C IV Liberty Holdings | ISSUER | Ryan Hochman (New York) | Bruce Herzog (Houston) |
| 9/24/2021 | IPO | 305 | Argus Capital Corp. (New York ,NY , ) | FINANCE/BANKING | Winston & Strawn | Goldman Sachs; Morgan Stanley | UNDERWRITER | Michael Blankenship (Houston) | () |
| 5/21/2021 | IPO | 143.5 | Aries I Acquisition Corp ( , , Cayman Islands) | FINANCE | Winston & Strawn | Aries I Acquisition Corp | ISSUER | David Sakowitz (Dallas) | Billie Ellis (Dallas) |
| 5/27/2021 | ATM | 150 | Canadian Solar (Guelph ,Ontario , Canada) | ENERGY: RENEWABLE/STORAGE | Winston & Strawn | US Tiger Securities | UNDERWRITER | Mike Blankenship (Houston) | () |
| 10/14/2021 | IPO | 316 | FounderSPAC (Houston ,TX , ) | FINANCE/BANKING | Winston & Strawn | Founder SPAC | ISSUER | Michael Blankenship (Houston) | James Brown (Houston) |
| 2/5/2021 | Public Offering | 10.5 | ION Geophysical (Houston ,TX , ) | ENERGY: OIL & GAS | Winston & Strawn | ION Geophysical | ISSUER | Preston Johnson (Houston) | John Niedzwiecki (Houston) |
| 4/20/2021 | Private Placement | 75 | NexPoint Real Estate Finance (Dallas ,TX , ) | REAL ESTATE | Winston & Strawn | NextPoint Real Estate Finance | UNDERWRITER | Charles Haag (Dallas) | () |
| 7/20/2021 | IPO | 240 | Portage Fintech Acaquisition Corp (Toronto , , Canada) | FINANCE/BANKING | Winston & Strawn | Goldman Saches | UNDERWRITER | Michael Blankenship (Houston) | David Sakowitz (New York) |
| 7/29/2021 | IPO | 200 | Williaams Rowland Acquisition Corp (Westport ,CT , ) | FINANCE/BANKING | Winston & Strawn | Oppenheimer | UNDERWRITER | Michael Blankenship (Houston) | () |