SEC Names DFW’s Marshall Gandy Co-Head of Corporate Compliance Program

Marshall Gandy, associate regional director for examinations for the U.S. Securities and Exchange Commission in Fort Worth, has been named co-national associate director of the agency’s Investment Advisor/Investment Company Program. 

Gandy and co-national associate director Kristin Snyder will oversee more than 630 lawyers, accountants and examiners who conduct inspections of investment advisors and businesses registered with the SEC.