Collin County: The De Facto Securities Fraud Court
Twelve major investment fraud cases have been prosecuted in Collin since 2009 - more than any other jurisdiction in Texas.
Securities Commissioner John Morgan Ready for Switch in Regulation
Number of investment advisers overseen by State Securities Board jumps 61 percent under Dodd-Frank.
Fish & Richardson Pockets $26 Million in Texas’ J&J Settlement
Whistleblower awarded $20 million for role in exposing Risperdal fraud.
SEC Names Marshall Gandy Head of Examinations at SEC Fort Worth Region
Gandy to leave his post at FINRA in Dallas
Does The SEC Need An Office in Houston? Absolutely, Say Most Securities Lawyers
Houston is the largest city in the U.S. that does not have a SEC presence, despite being the home of some of the biggest financial frauds of the past decade, including Enron and Stanford Investments.
State’s Billion-Dollar Case Against Johnson & Johnson Goes to Trial Today in Travis County
Allen Jones was an investigator for the Pennsylvania Inspector General a decade ago when a routine inquiry exposed a pattern of pharmaceutical companies lavishing trips, meals and other perks on state officials who were in positions to influence which drugs would be used to treat patients under Medicaid.
There’s a New SEC Sheriff in Town
David Woodcock’s Challenge To Put Bad Guys Out of Business & Repair His Office’s Reputation (FORT WORTH) — David Woodcock was a partner at a 750-lawyer firm where profits per