SEC Operations During Federal Government Shutdown
Scott Kimpel and Cam Zachry provide insight into SEC operations if there's a government shut and how it impacts public companies.
U.S. Anti-Doping CEO Takes SMU Dedman Law Students Inside the Lance Armstrong Case
Travis Tygart says there is tremendous pressure today – be it on athletes and business leaders – to do whatever it takes to win, including cheating.
Texas Railroad Commission Sued for Whistleblower Discrimination
The state agency is being accused of retaliating against a former employee after he reported unlawful actions of his supervisor.
SEC Allows General Solicitation to Attract New Investment
Winstead corporate lawyer Alex Arellano says the days of hedge funds and start-ups buying advertising time during your favorite football game half time show may be upon us.
SEC Law Judge Bans Three Stanford Execs from Industry
An administrative law judge with the SEC ruled late Friday that three former senior executives with Houston-based Stanford Group Companies are liable for securities fraud in connection with the marketing and selling of fraudulent CDs.
SEC’s Policy Shift on No-Admit, No-Deny Settlements Could Impact You
The new policy hopes to increase accountability of certain securities fraud defendants, but could have negative collateral consequences.
Fifth Amendment Privilege: Shield or Sword in White-Collar Cases?
A shotgun, a getaway car and a double homicide—how could a case with these facts affect general counsels and business lawyers across Texas? Two weeks ago, the U.S. Supreme Court handed down a little noticed decision that could impact scores of SEC and Department of Justice prosecutions. Every GC needs to be aware.
Facebook, You and the Government: The SEC is Following Your Tweets
The SEC now allows public companies, within certain parameters, to use social media to disclose material, nonpublic information. This new rule is already changing how companies talk to the marketplace. This article explains what every GC and corporate compliance officer needs to know.
Special Prosecutor: Contempt Proceedings against Watkins Threaten all Texas DA's
Permitting criminal defendants to pierce prosecutorial privilege in advance of their trials would undermine justice. DA's, like all attorneys, must be free to form opinions, evaluate cases, and communicate freely with colleagues without fearing that their mental thought processes will be revealed to the other side.
EDTX Takes Over Fed Inquiry into Dallas DA Watkins
The U.S. Attorney for the Eastern District of Texas and the FBI have officially opened an active federal criminal investigation into Dallas District Attorney Craig Watkins regarding his decision to seek mortgage fraud charges against oil heir Al Hill III in 2010. Lawyers with knowledge of the inquiry describe the federal investigation as “extremely serious.” Legal experts provide their insight.
Texas Recovers $1 Billion by Joining Whistleblowers in Medicaid Fraud Litigation – Update
Long known for its business-friendly litigation climate, Texas has quietly become the national leader in using the courthouse to punish one set of corporations, pharmaceutical companies that cheat government health programs. Teaming up with company insiders and others who claim to know of wrongdoing by suppliers to the Texas Medicaid program, the state over the last decade has recovered more than $1 billion from suits accusing drug manufacturers and health care providers of overpricing and fraud.
Texas Supreme Court Weighs Protections for Whistleblowers who Report Internally
A demoted Parkland Memorial surgeon urged the justices to protect government employees who report wrongdoing through internal channels.