Home-Court Advantage: How the SEC’s Intention to Bring More Administrative Proceedings Could Affect You
(October 25) – Senior U.S. Securities and Exchange Commission officials said recently that the agency will increase its use of administrative law proceedings in lieu of federal district court actions. The SEC's success rate before ALJs is statistically higher than in federal enforcement actions. Skeptics would point out that this is hardly surprising, given that the ALJs are employed by the SEC.



