SEC Names David Peavler as Fort Worth Regional Director
The U.S. Securities and Exchange Commission has named its former associate director of enforcement, David Peavler, as the agency’s new regional director for its Fort Worth Regional Office.
SEC Names DFW’s Marshall Gandy Co-Head of Corporate Compliance Program
Gandy, associate regional director for examinations for the U.S. Securities and Exchange Commission in Fort Worth, will continue to lead examinations for the Fort Worth Regional Office.
Dangerous Lesson from Forest Park Trial Fallout: Defense Lawyers Proffer at their own Peril in the Northern District of Texas
The U.S. Attorney’s Office in North Texas is moving full steam ahead with a new proffer agreement policy effectively muzzling a defendant at trial. The new language binds both the defendant and her attorney and the Fifth Circuit seems poised to rule that proffer statements are admissible in the government’s case-in-chief. Only one strategy for defense attorneys is clear then – proffer at your peril.
A Billionaire’s Battle, Blow-By-Blow
If you missed out on attending the SEC's historic insider trading trial against Mark Cuban, a new book that's hit the stands is your next best bet on experiencing the litigation saga. In Securities and Exchange Commission v. Cuban, SMU law professor Marc Steinberg compresses thousands of court documents to provide an insightful commentary on nearly a decade of pivotal moments and decisions that made and unmade the case.
Houston Chronicle: SEC Examining Alta Mesa Resources
The U.S. Securities and Exchange Commission is investigating the Houston oil and gas company Alta Mesa Resources for potential fraud amid admitted failures in its financial reporting, the company said Friday in a regulatory filing.
[UPDATED] Forest Park Verdict: 7 Guilty, 1 Acquittal, 1 Mistrial
A jury in the Forest Park Medical Center bribery and kickbacks trial returned its verdict late Tuesday, convicting seven of nine defendants on charges ranging from conspiracy to money laundering. One defendant, Dr. Nick Nicholson was acquitted of all charges. The jury was unable to reach a verdict regarding the one charge against Carli Hemple, the director of bariatric services at the hospital. The Texas Lawbook has the latest.
Ed Tomko’s Exit Interview: A White Collar Law Expert On Both Sides of the Charge
With the Forest Park Medical Center case now in the hands of the jury, white collar veteran Ed Tomko may have seen his final trial. As a veteran prosecutor and well-regarded defense attorney, Tomko has witnessed much from both sides. He shares his insights in a sit-down with Lawbook litigation writer Natalie Posgate.
Call Me By My Name: And No, I’m Not NAFTA
Call it what you will, like it or not, but the newest iteration of a North American trade agreement recognizes the new economic realities that have developed over 25 years of NAFTA. A panel of experts, including the chief legal officer of AT&T Latin America, at SMU's Cox School of Business reflected on the new realities. The Lawbook was there.
Forest Park trial judge was once a target for murder
Public service has its price. Three years ago, U.S. District Judge Jack Zouhary learned how steep that price can be. A suspected terrorist in Ohio put out a contract on
Few Lawyers Seek Top SEC Enforcement Job in Texas
The number of people who applied for the SEC's regional director's position in Fort Worth can be counted on one hand. The reason: the SEC’s Fort Worth enforcement budget has been slashed, staffing has been dramatically reduced and the ability to investigate and prosecute complex cases against corporations and financial institutions involved in illegal and fraudulent conduct has been significantly weakened. The Texas Lawbook has insider details.